Purchases and Sales Made in Q4 2020 in Highland Fds I Highland/Iboxx (SNLN)
This table provides information about the institutional ownership of Highland Fds I Highland/Iboxx (SNLN) during Q4 2020. The information is specifically focused on institutions that hold shares of HIGHLAND FDS I HIGHLAND/IBOXX .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
225K+ 1059.23% |
$3.5M - $3.6M
|
246K
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Legacy Financial Group LLC
|
BUY
|
- |
42.7KNew |
$666K - $684K
|
42.7K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.1KNew |
$298K - $306K
|
19.1K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
10.1KNew |
$158K - $162K
|
10.1K
$0
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
5.23KNew |
$81.6K - $83.8K
|
5.23K
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
3.13K+ 9.98% |
$48.9K - $50.2K
|
34.5K
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
BUY
|
- |
1.2K+ 231.33% |
$18.7K - $19.2K
|
1.71K
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
F3 Logic, LLC
|
SELL
|
- |
-21Closed |
$328 - $336
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-363- 10.59% |
$5.66K - $5.82K
|
3.07K
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-467- 1.89% |
$7.29K - $7.48K
|
24.3K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-548- 2.96% |
$8.55K - $8.78K
|
18K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-1.34K- 10.18% |
$21K - $21.5K
|
11.9K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.75K- 4.27% |
$27.3K - $28K
|
39.2K
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-2K- 1.73% |
$31.2K - $32K
|
113K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.2K- 36.54% |
$34.3K - $35.2K
|
3.82K
$0
|
|
|
Jan 22, 2021
Q4 2020
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-2.68K- 10.93% |
$41.7K - $42.9K
|
21.8K
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-11.5KClosed |
$179K - $184K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16.4KClosed |
$255K - $262K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-19.6K- 22.58% |
$306K - $315K
|
67.3K
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-50.6K- 69.23% |
$789K - $811K
|
22.5K
$0
|