Purchases and Sales Made in Q3 2023 in Global X Fds Global X Social M (SOCL)
This table provides information about the institutional ownership of Global X Fds Global X Social M (SOCL) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS GLOBAL X SOCIAL M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2023
Q3 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
550K+ 333.33% |
$19.5M - $22.4M
|
715K
$29.5M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
22.5KNew |
$796K - $916K
|
22.5K
$928K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.3KNew |
$398K - $458K
|
11.3K
$464K
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
10.5KNew |
$371K - $427K
|
10.5K
$432K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.4K+ 130.67% |
$368K - $424K
|
18.4K
$757K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
7.66K+ 23.06% |
$271K - $312K
|
40.9K
$1.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
7.5KNew |
$265K - $306K
|
7.5K
$309K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.15K+ 9.95% |
$218K - $251K
|
68K
$2.8M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
2.75KNew |
$97.5K - $112K
|
2.75K
$114K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
666+ 12.06% |
$23.6K - $27.1K
|
6.19K
$255K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
313+ 0.95% |
$11.1K - $12.7K
|
33.1K
$1.36M
|
|
|
Oct 17, 2023
Q3 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
200New |
$7.08K - $8.15K
|
200
$8.25K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3+ 25.0% |
$106 - $122
|
15
$619
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1+ 0.05% |
$35.4 - $40.7
|
2.18K
$89.9K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
1+ 0.39% |
$35.4 - $40.7
|
255
$10.5K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 04, 2023
Q3 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-35- 1.92% |
$1.24K - $1.43K
|
1.79K
$73.8K
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-49- 0.35% |
$1.73K - $2K
|
13.9K
$574K
|
|
|
Oct 27, 2023
Q3 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-74- 0.95% |
$2.62K - $3.01K
|
7.74K
$319K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-100- 1.75% |
$3.54K - $4.07K
|
5.62K
$232K
|
|
|
Nov 20, 2023
Q3 2023
|
Tompkins Financial Corp
|
SELL
|
- |
-100- 16.67% |
$3.54K - $4.07K
|
500
$20.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-157- 0.93% |
$5.56K - $6.39K
|
16.7K
$688K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-157- 0.29% |
$5.56K - $6.39K
|
53.4K
$2.2M
|
|
|
Oct 30, 2023
Q3 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-250- 0.97% |
$8.85K - $10.2K
|
25.5K
$1.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-274- 23.91% |
$9.7K - $11.2K
|
872
$36K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-400- 4.47% |
$14.2K - $16.3K
|
8.55K
$353K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.26K- 59.88% |
$44.4K - $51.1K
|
841
$34.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.8K- 29.93% |
$63.6K - $73.2K
|
4.21K
$174K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-1.97K- 77.33% |
$69.6K - $80.2K
|
577
$23.8K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.72K- 25.05% |
$96.1K - $111K
|
8.12K
$335K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.16K- 20.59% |
$112K - $129K
|
12.2K
$503K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-37.9K- 5.87% |
$1.34M - $1.54M
|
607K
$25M
|