Purchases and Sales Made in Q1 2023 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-11.5K- 13.66% |
$375K - $421K
|
73K
$2.86M
|
|
|
Apr 28, 2023
Q1 2023
|
Echo Wealth Management, LLC
|
SELL
|
- |
-11.8K- 15.91% |
$384K - $430K
|
62.4K
$2.45M
|
|
|
Apr 18, 2023
Q1 2023
|
Rodgers & Associates, LTD
|
SELL
|
- |
-13.6K- 3.34% |
$441K - $494K
|
393K
$15.4M
|
|
|
Apr 11, 2023
Q1 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-13.9K- 23.22% |
$452K - $507K
|
46K
$1.8M
|
|
|
May 15, 2023
Q1 2023
|
Meeder Asset Management Inc
|
SELL
|
- |
-14.3K- 17.54% |
$465K - $521K
|
67.2K
$2.64M
|
|
|
May 10, 2023
Q1 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-14.9K- 5.58% |
$484K - $543K
|
252K
$9.88M
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
SELL
|
- |
-15K- 99.21% |
$487K - $546K
|
119
$4.67K
|
|
|
May 12, 2023
Q1 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-16.4K- 30.28% |
$533K - $598K
|
37.8K
$1.48M
|
|
|
May 02, 2023
Q1 2023
|
Graypoint LLC
|
SELL
|
- |
-16.5K- 70.59% |
$535K - $600K
|
6.86K
$269K
|
|
|
Apr 12, 2023
Q1 2023
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-16.9K- 39.84% |
$548K - $614K
|
25.5K
$998K
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-16.9K- 65.15% |
$548K - $615K
|
9.03K
$354K
|
|
|
May 03, 2023
Q1 2023
|
Sig Fig Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-17.5K- 3.18% |
$567K - $636K
|
532K
$20.9M
|
|
|
Aug 14, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-17.6K- 2.55% |
$572K - $641K
|
672K
$26.3M
|
|
|
May 03, 2023
Q1 2023
|
Tfo Tdc, LLC
|
SELL
|
- |
-18K- 99.94% |
$584K - $655K
|
11
$431
|
|
|
Apr 17, 2023
Q1 2023
|
Rosenberg Matthew Hamilton
|
SELL
|
- |
-21.3K- 33.24% |
$693K - $777K
|
42.8K
$1.68M
|
|
|
May 04, 2023
Q1 2023
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-23.9K- 30.41% |
$778K - $872K
|
54.8K
$2.15M
|
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-24.2K- 99.59% |
$786K - $881K
|
100
$3.92K
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-25.1K- 76.37% |
$815K - $914K
|
7.76K
$304K
|
|
|
May 02, 2023
Q1 2023
|
Alliance Wealth Advisors, LLC /Ut
Bountiful, UT |
SELL
|
- |
-25.5K- 61.0% |
$830K - $931K
|
16.3K
$641K
|
|
|
Apr 14, 2023
Q1 2023
|
Bridge Advisory, LLC
|
SELL
|
- |
-25.9K- 46.02% |
$841K - $943K
|
30.3K
$1.19M
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-26.2K- 15.34% |
$852K - $955K
|
145K
$5.67M
|
|
|
May 10, 2023
Q1 2023
|
First Ascent Asset Management, LLC
|
SELL
|
- |
-29.3K- 6.51% |
$951K - $1.07M
|
420K
$16.5M
|
|
|
Jun 14, 2024
Q1 2023
|
Quent Capital, LLC
|
SELL
|
- |
-29.7K- 50.82% |
$965K - $1.08M
|
28.7K
$1.13M
|
|
|
Nov 20, 2023
Q1 2023
|
Revisor Wealth Management LLC
Akron, OH |
SELL
|
- |
-29.7K- 35.12% |
$965K - $1.08M
|
54.9K
$2.15M
|
|
|
May 11, 2023
Q1 2023
|
Cutler Investment Counsel LLC
|
SELL
|
- |
-30K- 4.7% |
$976K - $1.09M
|
609K
$23.9M
|
|
|
Dec 20, 2023
Q1 2023
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
SELL
|
- |
-30.9K- 23.34% |
$1M - $1.13M
|
101K
$3.98M
|
|
|
May 04, 2023
Q1 2023
|
Canal Capital Management, LLC
|
SELL
|
- |
-31.4K- 81.91% |
$1.02M - $1.14M
|
6.93K
$272K
|
|
|
May 10, 2023
Q1 2023
|
David Kennon Inc
Sarasota, FL |
SELL
|
- |
-32.2K- 18.09% |
$1.05M - $1.17M
|
146K
$5.72M
|
|
|
May 15, 2023
Q1 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-32.3K- 3.95% |
$1.05M - $1.18M
|
784K
$30.7M
|
|
|
May 03, 2023
Q1 2023
|
Vision Capital Management, Inc.
Portland, OR |
SELL
|
- |
-34.3K- 18.83% |
$1.12M - $1.25M
|
148K
$5.81M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-35.1K- 25.04% |
$1.14M - $1.28M
|
105K
$4.12M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-35.4K- 13.29% |
$1.15M - $1.29M
|
231K
$9.05M
|
|
|
Apr 24, 2023
Q1 2023
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-37.4K- 29.37% |
$1.22M - $1.36M
|
89.9K
$3.53M
|
|
|
May 10, 2023
Q1 2023
|
Wallace Advisory Group, LLC
Lafayette, CA |
SELL
|
- |
-37.8K- 68.54% |
$1.23M - $1.38M
|
17.4K
$681K
|
|
|
May 02, 2023
Q1 2023
|
Savant Capital, LLC
|
SELL
|
- |
-37.9K- 24.97% |
$1.23M - $1.38M
|
114K
$4.47M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-39.9K- 22.18% |
$1.3M - $1.46M
|
140K
$5.5M
|
|
|
May 12, 2023
Q1 2023
|
Girard Partners Ltd.
|
SELL
|
- |
-41.7K- 47.48% |
$1.35M - $1.52M
|
46.1K
$1.81M
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
SELL
|
- |
-47.1K- 10.28% |
$1.53M - $1.71M
|
411K
$16.1M
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-48.9K- 98.68% |
$1.59M - $1.78M
|
654
$25.6K
|
|
|
May 15, 2023
Q1 2023
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-50.5K- 71.21% |
$1.64M - $1.84M
|
20.4K
$801K
|
|
|
Oct 23, 2024
Q1 2023
|
Convergence Financial, LLC
Columbia, MO |
SELL
|
- |
-55.5K- 84.92% |
$1.8M - $2.02M
|
9.85K
$386K
|
|
|
May 11, 2023
Q1 2023
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-58.5K- 42.34% |
$1.9M - $2.13M
|
79.7K
$3.12M
|
|
|
Apr 05, 2023
Q1 2023
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-61.3K- 89.43% |
$1.99M - $2.23M
|
7.25K
$284K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-61.3K- 67.43% |
$1.99M - $2.24M
|
29.6K
$1.16M
|
|
|
May 11, 2023
Q1 2023
|
M&T Bank Corp
|
SELL
|
- |
-61.7K- 26.95% |
$2.01M - $2.25M
|
167K
$6.56M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-63.6K- 88.16% |
$2.07M - $2.32M
|
8.54K
$335K
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-63.6K- 88.16% |
$2.07M - $2.32M
|
8.54K
$335K
|
|
|
May 15, 2023
Q1 2023
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-69.6KClosed |
$2.26M - $2.54M
|
0
$0
|
|
|
May 04, 2023
Q1 2023
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-71K- 43.88% |
$2.31M - $2.59M
|
90.9K
$3.56M
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-72.6K- 59.88% |
$2.36M - $2.65M
|
48.7K
$1.91M
|