Purchases and Sales Made in Q3 2022 in Spdr Ser Tr Fds Spdr Portfolio (SPEM)
This table provides information about the institutional ownership of Spdr Ser Tr Fds Spdr Portfolio (SPEM) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR SER TR FDS SPDR PORTFOLIO.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 24, 2024
Q3 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-9.26KClosed |
$287K - $329K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Nova Point Capital, LLC
|
SELL
|
- |
-10.3K- 24.65% |
$320K - $366K
|
31.5K
$1.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Reston Wealth Management LLC
|
SELL
|
- |
-10.5K- 27.1% |
$326K - $373K
|
28.2K
$1.08M
|
|
|
Oct 13, 2022
Q3 2022
|
Sjs Investment Consulting Inc.
Sylvania, OH |
SELL
|
- |
-10.5KClosed |
$326K - $373K
|
0
$0
|
|
|
Oct 21, 2022
Q3 2022
|
G&S Capital LLC
|
SELL
|
- |
-10.8K- 36.27% |
$336K - $385K
|
19K
$727K
|
|
|
Nov 14, 2022
Q3 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-11K- 1.84% |
$342K - $392K
|
590K
$22.6M
|
|
|
Nov 15, 2022
Q3 2022
|
Penobscot Wealth Management
|
SELL
|
- |
-11.1K- 15.73% |
$343K - $393K
|
59.2K
$2.27M
|
|
|
Oct 26, 2022
Q3 2022
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-11.1K- 7.08% |
$345K - $396K
|
146K
$5.59M
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.7K- 1.65% |
$364K - $417K
|
698K
$26.7M
|
|
|
Nov 14, 2022
Q3 2022
|
Tobias Financial Advisors, Inc.
Plantation, FL |
SELL
|
- |
-11.8K- 14.78% |
$368K - $421K
|
68.3K
$2.61M
|
|
|
Nov 02, 2022
Q3 2022
|
Tranquilli Financial Advisor LLC
Clinton, NJ |
SELL
|
- |
-11.9K- 28.92% |
$369K - $422K
|
29.2K
$1.12M
|
|
|
Nov 10, 2022
Q3 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-12K- 82.77% |
$372K - $426K
|
2.49K
$95.4K
|
|
|
Nov 07, 2022
Q3 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-12.2K- 3.81% |
$378K - $433K
|
307K
$11.7M
|
|
|
Oct 25, 2022
Q3 2022
|
Barber Financial Group, Inc.
|
SELL
|
- |
-13K- 47.0% |
$404K - $462K
|
14.7K
$561K
|
|
|
Oct 05, 2022
Q3 2022
|
Stonehearth Capital Management, LLC
|
SELL
|
- |
-13.4K- 48.98% |
$415K - $475K
|
13.9K
$532K
|
|
|
Oct 17, 2022
Q3 2022
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-14.6K- 12.99% |
$452K - $518K
|
97.6K
$3.73M
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-14.8K- 9.56% |
$459K - $526K
|
140K
$5.36M
|
|
|
Nov 08, 2022
Q3 2022
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-15K- 9.68% |
$466K - $533K
|
140K
$5.36M
|
|
|
Oct 04, 2022
Q3 2022
|
Boltwood Capital Management
|
SELL
|
- |
-15.3K- 16.79% |
$475K - $544K
|
75.8K
$2.9M
|
|
|
Nov 21, 2022
Q3 2022
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-16.7K- 14.56% |
$517K - $592K
|
97.7K
$3.74M
|
|
|
Oct 13, 2022
Q3 2022
|
Rvw Wealth, LLC
|
SELL
|
- |
-16.9K- 8.06% |
$525K - $601K
|
193K
$7.38M
|
|
|
Oct 13, 2022
Q3 2022
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-17.5K- 22.92% |
$544K - $623K
|
59K
$2.26M
|
|
|
Oct 21, 2022
Q3 2022
|
Vision Capital Management, Inc.
Portland, OR |
SELL
|
- |
-18.6K- 15.15% |
$576K - $660K
|
104K
$3.98M
|
|
|
Nov 10, 2022
Q3 2022
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-19K- 48.89% |
$591K - $677K
|
19.9K
$762K
|
|
|
Nov 16, 2022
Q3 2022
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-21.7K- 18.37% |
$673K - $770K
|
96.3K
$3.68M
|
|
|
Oct 20, 2022
Q3 2022
|
Colton Groome Financial Advisors, LLC
|
SELL
|
- |
-21.9K- 23.46% |
$680K - $779K
|
71.5K
$2.74M
|
|
|
Nov 02, 2022
Q3 2022
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-23.5K- 22.45% |
$729K - $835K
|
81.1K
$3.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Iconiq Capital, LLC
San Francisco, CA |
SELL
|
- |
-24K- 3.73% |
$744K - $852K
|
618K
$23.6M
|
|
|
Oct 20, 2022
Q3 2022
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-24.2K- 41.4% |
$752K - $861K
|
34.3K
$1.31M
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-25.2K- 36.75% |
$781K - $894K
|
43.3K
$1.66M
|
|
|
Oct 13, 2022
Q3 2022
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-25.4K- 29.46% |
$788K - $903K
|
60.8K
$2.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-27.1K- 40.91% |
$842K - $965K
|
39.2K
$1.5M
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-27.9K- 74.82% |
$866K - $992K
|
9.39K
$359K
|
|
|
Nov 08, 2022
Q3 2022
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-29.4K- 9.05% |
$914K - $1.05M
|
296K
$11.3M
|
|
|
Oct 24, 2022
Q3 2022
|
Canal Capital Management, LLC
|
SELL
|
- |
-29.8K- 43.95% |
$925K - $1.06M
|
38K
$1.45M
|
|
|
Oct 31, 2022
Q3 2022
|
Graypoint LLC
|
SELL
|
- |
-35.1K- 57.49% |
$1.09M - $1.25M
|
26K
$993K
|
|
|
Oct 27, 2022
Q3 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-36KClosed |
$1.12M - $1.28M
|
0
$0
|
|
|
Mar 23, 2023
Q3 2022
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-36.9K- 49.93% |
$1.14M - $1.31M
|
37K
$1.41M
|
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-42.8K- 52.3% |
$1.33M - $1.52M
|
39K
$1.49M
|
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
SELL
|
- |
-43.5K- 8.11% |
$1.35M - $1.55M
|
493K
$18.9M
|
|
|
Oct 28, 2022
Q3 2022
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-49.3K- 2.93% |
$1.53M - $1.75M
|
1.63M
$62.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-53.1K- 3.62% |
$1.65M - $1.89M
|
1.41M
$54M
|
|
|
Oct 26, 2022
Q3 2022
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-56.4K- 15.75% |
$1.75M - $2.01M
|
302K
$11.5M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-61.4K- 30.39% |
$1.91M - $2.18M
|
141K
$5.38M
|
|
|
Oct 12, 2022
Q3 2022
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-71.2K- 79.34% |
$2.21M - $2.53M
|
18.5K
$709K
|
|
|
Nov 14, 2022
Q3 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-73.5K- 7.43% |
$2.28M - $2.61M
|
915K
$35M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-76.9K- 2.94% |
$2.39M - $2.73M
|
2.54M
$97.1M
|
|
|
Nov 04, 2022
Q3 2022
|
Cx Institutional
|
SELL
|
- |
-84.4K- 51.75% |
$2.62M - $3M
|
78.7K
$3.01M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-99.1K- 85.25% |
$3.07M - $3.52M
|
17.1K
$656K
|
|
|
Oct 21, 2022
Q3 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-133K- 37.3% |
$4.13M - $4.73M
|
224K
$8.56M
|