Purchases and Sales Made in Q1 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-9.98K- 37.26% |
$360K - $420K
|
16.8K
$763K
|
|
|
Dec 13, 2023
Q1 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-9.98K- 37.26% |
$360K - $420K
|
16.8K
$763K
|
|
|
May 26, 2023
Q1 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-12.3KClosed |
$443K - $518K
|
0
$0
|
|
|
Apr 27, 2023
Q1 2023
|
Annex Advisory Services, LLC
|
SELL
|
- |
-12.8K- 2.44% |
$462K - $540K
|
514K
$23.3M
|
|
|
May 12, 2023
Q1 2023
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-13.5K- 1.29% |
$486K - $568K
|
1.04M
$47M
|
|
|
May 15, 2023
Q1 2023
|
Detalus Advisors, LLC
|
SELL
|
- |
-15.7K- 38.18% |
$567K - $662K
|
25.5K
$1.16M
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-18.1K- 7.06% |
$651K - $760K
|
238K
$10.8M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-18.4K- 9.1% |
$664K - $775K
|
184K
$8.35M
|
|
|
Nov 21, 2023
Q1 2023
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-18.6K- 19.82% |
$672K - $784K
|
75.4K
$3.42M
|
|
|
Aug 30, 2023
Q1 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-18.7K- 34.08% |
$672K - $785K
|
36.1K
$1.64M
|
|
|
May 04, 2023
Q1 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-19.7K- 20.51% |
$712K - $831K
|
76.5K
$3.47M
|
|
|
May 02, 2023
Q1 2023
|
Security Financial Services, Inc.
|
SELL
|
- |
-20.5K- 19.21% |
$738K - $862K
|
86.1K
$3.91M
|
|
|
Apr 18, 2023
Q1 2023
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-20.7K- 53.05% |
$746K - $871K
|
18.3K
$831K
|
|
|
Apr 17, 2023
Q1 2023
|
Trilogy Capital Inc.
|
SELL
|
- |
-21.8K- 6.87% |
$785K - $916K
|
295K
$13.4M
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-24K- 99.23% |
$863K - $1.01M
|
185
$8.4K
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-24.1K- 87.4% |
$867K - $1.01M
|
3.47K
$157K
|
|
|
May 04, 2023
Q1 2023
|
Cx Institutional
|
SELL
|
- |
-25.3K- 56.7% |
$911K - $1.06M
|
19.3K
$876K
|
|
|
Apr 19, 2023
Q1 2023
|
Navalign, LLC
|
SELL
|
- |
-25.9K- 77.12% |
$933K - $1.09M
|
7.68K
$348K
|
|
|
May 12, 2023
Q1 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-26.2K- 16.53% |
$946K - $1.1M
|
132K
$6.01M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-27.7K- 31.18% |
$998K - $1.17M
|
61.1K
$2.77M
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-27.8K- 26.35% |
$1M - $1.17M
|
77.8K
$3.53M
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-30.6K- 0.92% |
$1.1M - $1.29M
|
3.29M
$149M
|
|
|
Apr 26, 2023
Q1 2023
|
Rooted Wealth Advisors, Inc.
Bourbonnais, IL |
SELL
|
- |
-35.1K- 39.42% |
$1.27M - $1.48M
|
54K
$2.45M
|
|
|
Apr 21, 2023
Q1 2023
|
Sterling Group Wealth Management, LLC
Pasadena, CA |
SELL
|
- |
-35.2K- 24.82% |
$1.27M - $1.48M
|
107K
$4.84M
|
|
|
May 05, 2023
Q1 2023
|
Ddfg, Inc
Thousand Oaks, CA |
SELL
|
- |
-41.2K- 48.98% |
$1.48M - $1.73M
|
42.9K
$1.95M
|
|
|
May 02, 2023
Q1 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-43.4K- 25.59% |
$1.57M - $1.83M
|
126K
$5.73M
|
|
|
Apr 12, 2023
Q1 2023
|
One Advisory Partners, LLC
|
SELL
|
- |
-45.9K- 88.66% |
$1.65M - $1.93M
|
5.87K
$266K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-69.8K- 46.19% |
$2.52M - $2.94M
|
81.3K
$3.69M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-81K- 9.59% |
$2.92M - $3.41M
|
763K
$34.7M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-82K- 44.62% |
$2.96M - $3.45M
|
102K
$4.62M
|
|
|
May 10, 2023
Q1 2023
|
Islay Capital Management, LLC
Lubbock, TX |
SELL
|
- |
-82.3K- 85.82% |
$2.97M - $3.46M
|
13.6K
$617K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-82.8K- 22.96% |
$2.98M - $3.48M
|
278K
$12.6M
|
|
|
Apr 17, 2023
Q1 2023
|
Tennessee Valley Asset Management Partners
|
SELL
|
- |
-91.1K- 75.02% |
$3.28M - $3.83M
|
30.3K
$1.38M
|
|
|
Apr 18, 2023
Q1 2023
|
Waller Financial Planning Group, Inc
|
SELL
|
- |
-117K- 12.85% |
$4.2M - $4.91M
|
791K
$35.9M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-119K- 99.99% |
$4.27M - $4.99M
|
16
$726
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-143K- 52.86% |
$5.16M - $6.02M
|
128K
$5.79M
|
|
|
May 11, 2023
Q1 2023
|
Marmo Financial Group, LLC
Johnson City, TN |
SELL
|
- |
-165K- 36.06% |
$5.95M - $6.94M
|
293K
$13.3M
|
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-178K- 29.11% |
$6.42M - $7.49M
|
434K
$19.7M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-188K- 14.76% |
$6.79M - $7.93M
|
1.09M
$49.4M
|
|
|
May 15, 2023
Q1 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-191K- 78.35% |
$6.88M - $8.04M
|
52.8K
$2.4M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-208K- 66.33% |
$7.51M - $8.77M
|
106K
$4.8M
|
|
|
Nov 19, 2024
Q1 2023
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
SELL
|
- |
-214K- 96.9% |
$7.71M - $9M
|
6.85K
$311K
|
|
|
Apr 25, 2023
Q1 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-264K- 69.68% |
$9.52M - $11.1M
|
115K
$5.22M
|
|
|
Apr 20, 2023
Q1 2023
|
Global Strategic Investment Solutions, LLC
|
SELL
|
- |
-729K- 94.27% |
$26.3M - $30.7M
|
44.3K
$2.01M
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
SELL
|
- |
-1.29M- 99.29% |
$46.6M - $54.4M
|
9.25K
$420K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.46M- 53.66% |
$52.5M - $61.2M
|
1.26M
$57M
|