Purchases and Sales Made in Q3 2022 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-5.83K- 66.86% |
$198K - $242K
|
2.89K
$140K
|
|
|
Nov 14, 2022
Q3 2022
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-7.62K- 13.19% |
$259K - $316K
|
50.1K
$2.43M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-7.93K- 14.89% |
$270K - $329K
|
45.3K
$2.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-8.24K- 64.5% |
$280K - $342K
|
4.54K
$220K
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
SELL
|
- |
-8.35K- 30.6% |
$284K - $347K
|
18.9K
$918K
|
|
|
Oct 21, 2022
Q3 2022
|
Brown Financial Advisory
|
SELL
|
- |
-8.87K- 24.49% |
$302K - $368K
|
27.4K
$1.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Nova Point Capital, LLC
|
SELL
|
- |
-9.33K- 13.38% |
$317K - $388K
|
60.4K
$2.93M
|
|
|
Oct 06, 2022
Q3 2022
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-10.5K- 2.6% |
$355K - $434K
|
391K
$19M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-10.5K- 46.19% |
$356K - $434K
|
12.2K
$591K
|
|
|
Nov 14, 2022
Q3 2022
|
E Rn Financial, LLC
|
SELL
|
- |
-10.8K- 14.42% |
$367K - $448K
|
64.1K
$3.11M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-11.5K- 10.03% |
$391K - $477K
|
103K
$5M
|
|
|
Nov 14, 2022
Q3 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-11.6K- 33.3% |
$396K - $484K
|
23.3K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-12.1K- 1.82% |
$410K - $501K
|
650K
$31.5M
|
|
|
Nov 09, 2022
Q3 2022
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-14.5K- 36.12% |
$493K - $603K
|
25.7K
$1.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-19K- 35.19% |
$645K - $787K
|
34.9K
$1.69M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-19.9K- 1.19% |
$676K - $825K
|
1.65M
$80M
|
|
|
Oct 20, 2022
Q3 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-21.4K- 26.13% |
$726K - $887K
|
60.4K
$2.93M
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-21.6K- 12.61% |
$733K - $895K
|
149K
$7.24M
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-21.8K- 18.78% |
$741K - $905K
|
94.3K
$4.57M
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-22.3K- 29.08% |
$757K - $924K
|
54.3K
$2.63M
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-23.3K- 47.12% |
$792K - $968K
|
26.2K
$1.27M
|
|
|
Oct 21, 2022
Q3 2022
|
Islay Capital Management, LLC
Lubbock, TX |
SELL
|
- |
-24.7K- 20.09% |
$840K - $1.03M
|
98.3K
$4.76M
|
|
|
Oct 21, 2022
Q3 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-34.8K- 32.47% |
$1.18M - $1.45M
|
72.4K
$3.51M
|
|
|
Oct 12, 2022
Q3 2022
|
Private Wealth Group, LLC
|
SELL
|
- |
-48.8K- 58.19% |
$1.66M - $2.03M
|
35K
$1.7M
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-49K- 25.86% |
$1.66M - $2.03M
|
140K
$6.81M
|
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-54.5K- 49.71% |
$1.85M - $2.26M
|
55.2K
$2.68M
|
|
|
Nov 16, 2022
Q3 2022
|
Wealth Advisory Solutions, LLC
|
SELL
|
- |
-65.8K- 55.0% |
$2.24M - $2.73M
|
53.9K
$2.61M
|
|
|
Oct 24, 2022
Q3 2022
|
Annex Advisory Services, LLC
|
SELL
|
- |
-66K- 4.74% |
$2.24M - $2.74M
|
1.33M
$64.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-72.8K- 17.62% |
$2.47M - $3.02M
|
340K
$16.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Aspire Private Capital, LLC
|
SELL
|
- |
-76.8K- 41.63% |
$2.61M - $3.19M
|
108K
$5.22M
|
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-87.3K- 66.32% |
$2.97M - $3.62M
|
44.3K
$2.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-107K- 4.43% |
$3.64M - $4.45M
|
2.32M
$112M
|
|
|
Oct 12, 2022
Q3 2022
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-108K- 77.74% |
$3.67M - $4.49M
|
30.9K
$1.5M
|
|
|
Nov 09, 2022
Q3 2022
|
Scarborough Advisors, LLC
Annapolis, MD |
SELL
|
- |
-110K- 50.99% |
$3.73M - $4.56M
|
106K
$5.12M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-124K- 8.68% |
$4.21M - $5.14M
|
1.3M
$63.2M
|
|
|
Nov 04, 2022
Q3 2022
|
Cx Institutional
|
SELL
|
- |
-239K- 64.28% |
$8.13M - $9.93M
|
133K
$6.44M
|
|
|
Oct 25, 2022
Q3 2022
|
Barber Financial Group, Inc.
|
SELL
|
- |
-288K- 78.96% |
$9.79M - $12M
|
76.8K
$3.72M
|
|
|
Nov 01, 2022
Q3 2022
|
Assetmark, Inc
|
SELL
|
- |
-524K- 37.61% |
$17.8M - $21.7M
|
868K
$42.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-530K- 3.76% |
$18M - $22M
|
13.6M
$658M
|
|
|
Nov 15, 2022
Q3 2022
|
State Street Corp
Boston, MA |
SELL
|
- |
-541K- 37.46% |
$18.4M - $22.4M
|
903K
$43.8M
|
|
|
Nov 02, 2022
Q3 2022
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
SELL
|
- |
-547K- 97.06% |
$18.6M - $22.7M
|
16.5K
$802K
|
|
|
Dec 15, 2022
Q3 2022
|
Continental Investors Services, Inc.
Longview, WA |
SELL
|
- |
-958K- 98.45% |
$32.6M - $39.8M
|
15.1K
$731K
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.22M- 98.94% |
$41.6M - $50.8M
|
13.1K
$636K
|
|
|
Nov 14, 2022
Q3 2022
|
Stadion Money Management, LLC
Watkinsville, GA |
SELL
|
- |
-1.4M- 51.0% |
$47.5M - $58M
|
1.34M
$65.1M
|