Purchases and Sales Made in Q4 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q4 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
2.21M+ 23.34% |
$93.1M - $104M
|
11.7M
$518M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.45M+ 24.69% |
$61.1M - $67.9M
|
7.3M
$325M
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
780KNew |
$32.9M - $36.6M
|
780K
$34.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
278K+ 34.29% |
$11.7M - $13M
|
1.09M
$48.4M
|
|
|
Jan 31, 2022
Q4 2021
|
Allen Capital Group, LLC
|
BUY
|
- |
228KNew |
$9.63M - $10.7M
|
228K
$10.1M
|
|
|
Feb 07, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
215KNew |
$9.07M - $10.1M
|
215K
$9.55M
|
|
|
Feb 02, 2022
Q4 2021
|
Kwb Wealth
Redlands, CA |
BUY
|
- |
206K+ 94.13% |
$8.71M - $9.68M
|
425K
$18.9M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
206K+ 736.77% |
$8.68M - $9.65M
|
234K
$10.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Amundi
Paris, I0 |
BUY
|
- |
146KNew |
$6.17M - $6.86M
|
146K
$6.5M
|
|
|
Feb 17, 2022
Q4 2021
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
144K+ 5894.56% |
$6.09M - $6.77M
|
147K
$6.52M
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
BUY
|
- |
138K+ 16447.51% |
$5.85M - $6.5M
|
139K
$6.2M
|
|
|
Sep 28, 2022
Q4 2021
|
Bull Oak Capital, LLC
San Diego, CA |
BUY
|
- |
133KNew |
$5.63M - $6.26M
|
133K
$5.93M
|
|
|
Mar 15, 2022
Q4 2021
|
Security Financial Services, Inc.
|
BUY
|
- |
117KNew |
$4.94M - $5.49M
|
117K
$5.21M
|
|
|
Feb 11, 2022
Q4 2021
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
112K+ 110.65% |
$4.73M - $5.26M
|
213K
$9.49M
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
105K+ 511.55% |
$4.43M - $4.93M
|
125K
$5.58M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
101K+ 57.67% |
$4.27M - $4.75M
|
276K
$12.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
99.3KNew |
$4.19M - $4.66M
|
99.3K
$4.42M
|
|
|
Feb 15, 2022
Q4 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
96.1KNew |
$4.06M - $4.51M
|
96.1K
$4.28M
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
92.3K+ 29.72% |
$3.9M - $4.33M
|
403K
$17.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
86.4KNew |
$3.65M - $4.05M
|
86.4K
$3.84M
|
|
|
Dec 15, 2022
Q4 2021
|
Hofer & Associates. Inc
Thousand Oaks, CA |
BUY
|
- |
86KNew |
$3.63M - $4.04M
|
86K
$3.83M
|
|
|
Feb 11, 2022
Q4 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
84K+ 1.61% |
$3.55M - $3.94M
|
5.3M
$236M
|
|
|
Mar 24, 2022
Q4 2021
|
Montz Harcus Wealth Management LLC
|
BUY
|
- |
83.2KNew |
$3.51M - $3.91M
|
83.2K
$3.7M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
80.6K+ 26.89% |
$3.4M - $3.78M
|
380K
$16.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
79.5K+ 345.64% |
$3.36M - $3.73M
|
103K
$4.56M
|
|
|
Feb 03, 2022
Q4 2021
|
Wealth Management Solutions, LLC
|
BUY
|
- |
72.6KNew |
$3.06M - $3.41M
|
72.6K
$3.23M
|
|
|
Jan 21, 2022
Q4 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
71.9K+ 31.85% |
$3.03M - $3.37M
|
297K
$13.2M
|
|
|
Feb 17, 2022
Q4 2021
|
Adamsbrown Wealth Consultants LLC
|
BUY
|
- |
70.2KNew |
$2.96M - $3.29M
|
70.2K
$3.12M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
70.1K+ 208.75% |
$2.96M - $3.29M
|
104K
$4.61M
|
|
|
Feb 16, 2023
Q4 2021
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
64.5KNew |
$2.72M - $3.03M
|
64.5K
$2.87M
|
|
|
Feb 15, 2022
Q4 2021
|
Treasure Coast Financial Planning
|
BUY
|
- |
61.3KNew |
$2.59M - $2.88M
|
61.3K
$2.73M
|
|
|
Jan 25, 2022
Q4 2021
|
Hanlon Investment Management, Inc.
|
BUY
|
- |
53.1K+ 41.25% |
$2.24M - $2.49M
|
182K
$8.09M
|
|
|
Jan 18, 2022
Q4 2021
|
Trilogy Capital Inc.
|
BUY
|
- |
51.6KNew |
$2.18M - $2.42M
|
51.6K
$2.3M
|
|
|
Feb 04, 2022
Q4 2021
|
Advisor Os, LLC
|
BUY
|
- |
50.9K+ 615.89% |
$2.15M - $2.39M
|
59.2K
$2.63M
|
|
|
Feb 02, 2022
Q4 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
50.6K+ 0.93% |
$2.14M - $2.38M
|
5.49M
$244M
|
|
|
Feb 15, 2022
Q4 2021
|
Crestwood Advisors Group LLC
|
BUY
|
- |
50.3K+ 3.83% |
$2.12M - $2.36M
|
1.36M
$60.7M
|
|
|
Feb 01, 2022
Q4 2021
|
Grimes & Company, Inc.
|
BUY
|
- |
48.5K+ 2.69% |
$2.05M - $2.28M
|
1.85M
$82.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
47.4K+ 14.58% |
$2M - $2.22M
|
372K
$16.6M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
44.2K+ 346.25% |
$1.87M - $2.08M
|
57K
$2.54M
|
|
|
Jan 26, 2022
Q4 2021
|
Straight Path Wealth Management
|
BUY
|
- |
42.9KNew |
$1.81M - $2.01M
|
42.9K
$1.91M
|
|
|
Feb 15, 2022
Q4 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
41.7KNew |
$1.76M - $1.96M
|
41.7K
$1.85M
|
|
|
Jan 31, 2022
Q4 2021
|
Spinnaker Trust
|
BUY
|
- |
41.6K+ 9.55% |
$1.76M - $1.95M
|
477K
$21.2M
|
|
|
Mar 01, 2022
Q4 2021
|
Ascent Group, LLC
|
BUY
|
- |
41.2KNew |
$1.74M - $1.93M
|
41.2K
$1.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
41.1K+ 17.02% |
$1.74M - $1.93M
|
283K
$12.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
BUY
|
- |
41.1K+ 5.96% |
$1.74M - $1.93M
|
730K
$32.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
40.4K+ 22.95% |
$1.71M - $1.9M
|
217K
$9.64M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
39.5KNew |
$1.67M - $1.85M
|
39.5K
$1.76M
|
|
|
Feb 04, 2022
Q4 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
37.9K+ 38.49% |
$1.6M - $1.78M
|
136K
$6.06M
|
|
|
Feb 11, 2022
Q4 2021
|
Garrett Wealth Advisory Group, LLC
|
BUY
|
- |
37.3K+ 647.77% |
$1.58M - $1.75M
|
43.1K
$1.92M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
34.9K+ 20.09% |
$1.47M - $1.64M
|
209K
$9.28M
|