Purchases and Sales Made in Q4 2022 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q4 2022. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
3.62M+ 26.68% |
$126M - $144M
|
17.2M
$812M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.02M+ 23.0% |
$70.4M - $80.7M
|
10.8M
$512M
|
|
|
Feb 13, 2023
Q4 2022
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
BUY
|
- |
1.52MNew |
$52.8M - $60.5M
|
1.52M
$71.8M
|
|
|
Feb 06, 2023
Q4 2022
|
Bridgeworth, LLC
Birmingham, AL |
BUY
|
- |
769K+ 749.74% |
$26.8M - $30.6M
|
872K
$41.2M
|
|
|
Jan 19, 2023
Q4 2022
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
729KNew |
$25.4M - $29M
|
729K
$34.5M
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
666K+ 104.63% |
$23.2M - $26.5M
|
1.3M
$61.6M
|
|
|
Feb 02, 2023
Q4 2022
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
658K+ 545.52% |
$22.9M - $26.2M
|
779K
$36.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
595K+ 87.28% |
$20.7M - $23.7M
|
1.28M
$60.4M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
533K+ 24.47% |
$18.6M - $21.2M
|
2.71M
$128M
|
|
|
Feb 15, 2023
Q4 2022
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
461KNew |
$16M - $18.4M
|
461K
$21.8M
|
|
|
Feb 09, 2023
Q4 2022
|
Marmo Financial Group, LLC
Johnson City, TN |
BUY
|
- |
458KNew |
$15.9M - $18.2M
|
458K
$21.6M
|
|
|
Feb 13, 2023
Q4 2022
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
411K+ 49.53% |
$14.3M - $16.4M
|
1.24M
$58.7M
|
|
|
Jan 19, 2023
Q4 2022
|
Cfm Wealth Partners LLC
|
BUY
|
- |
384KNew |
$13.3M - $15.3M
|
384K
$18.1M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
263K+ 16.58% |
$9.16M - $10.5M
|
1.85M
$87.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
230K+ 37.4% |
$8M - $9.16M
|
844K
$39.9M
|
|
|
Feb 09, 2023
Q4 2022
|
Trilogy Capital Inc.
|
BUY
|
- |
220K+ 225.09% |
$7.64M - $8.75M
|
317K
$15M
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
184K+ 67994.44% |
$6.39M - $7.32M
|
184K
$8.69M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
175K+ 51.43% |
$6.09M - $6.97M
|
515K
$24.4M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
167K+ 966.65% |
$5.82M - $6.67M
|
185K
$8.74M
|
|
|
Jan 13, 2023
Q4 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
162K+ 12.15% |
$5.65M - $6.47M
|
1.5M
$70.9M
|
|
|
Feb 02, 2023
Q4 2022
|
Summit Investment Advisory Services, LLC
Roseville, MN |
BUY
|
- |
149KNew |
$5.2M - $5.96M
|
149K
$7.07M
|
|
|
Feb 13, 2023
Q4 2022
|
Merriman Wealth Management, LLC
|
BUY
|
- |
143KNew |
$4.96M - $5.68M
|
143K
$6.75M
|
|
|
Feb 17, 2023
Q4 2022
|
Sterling Group Wealth Management, LLC
Pasadena, CA |
BUY
|
- |
142KNew |
$4.93M - $5.65M
|
142K
$6.71M
|
|
|
Feb 07, 2023
Q4 2022
|
Dakota Wealth Management
|
BUY
|
- |
139K+ 84.91% |
$4.82M - $5.52M
|
302K
$14.3M
|
|
|
Feb 10, 2023
Q4 2022
|
Destiny Capital Corp/Co
Golden, CO |
BUY
|
- |
134KNew |
$4.65M - $5.32M
|
134K
$6.31M
|
|
|
Feb 13, 2023
Q4 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
132K+ 10.11% |
$4.59M - $5.25M
|
1.44M
$67.9M
|
|
|
Feb 10, 2023
Q4 2022
|
Wealthquest Corp
Cincinnati, OH |
BUY
|
- |
128K+ 1488.84% |
$4.45M - $5.1M
|
137K
$6.46M
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
124K+ 97.62% |
$4.3M - $4.93M
|
250K
$11.8M
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
117K+ 960.52% |
$4.07M - $4.67M
|
129K
$6.11M
|
|
|
Feb 15, 2023
Q4 2022
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
109KNew |
$3.8M - $4.35M
|
109K
$5.16M
|
|
|
Feb 13, 2023
Q4 2022
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
108K+ 2.09% |
$3.75M - $4.3M
|
5.27M
$249M
|
|
|
Aug 28, 2023
Q4 2022
|
Aifg Consultants Ltd.
Halfmoon, NY |
BUY
|
- |
99.1KNew |
$3.45M - $3.95M
|
99.1K
$4.69M
|
|
|
Feb 02, 2023
Q4 2022
|
Spinnaker Trust
|
BUY
|
- |
98.5K+ 22.4% |
$3.43M - $3.93M
|
538K
$25.5M
|
|
|
Feb 14, 2023
Q4 2022
|
All Gen Financial Advisors, Inc.
Orlando, FL |
BUY
|
- |
94.6KNew |
$3.29M - $3.77M
|
94.6K
$4.47M
|
|
|
Feb 08, 2023
Q4 2022
|
Millington Financial Advisors, LLC
Naperville, IL |
BUY
|
- |
94.4KNew |
$3.29M - $3.76M
|
94.4K
$4.47M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
91.3K+ 950.47% |
$3.18M - $3.64M
|
101K
$4.77M
|
|
|
Feb 13, 2023
Q4 2022
|
Rooted Wealth Advisors, Inc.
Bourbonnais, IL |
BUY
|
- |
89.1KNew |
$3.1M - $3.55M
|
89.1K
$4.21M
|
|
|
Feb 14, 2023
Q4 2022
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
85.6K+ 268.79% |
$2.98M - $3.41M
|
117K
$5.55M
|
|
|
Mar 01, 2023
Q4 2022
|
Ddfg, Inc
Thousand Oaks, CA |
BUY
|
- |
84KNew |
$2.92M - $3.35M
|
84K
$3.97M
|
|
|
Jan 30, 2023
Q4 2022
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
BUY
|
- |
78.4KNew |
$2.73M - $3.13M
|
78.4K
$3.71M
|
|
|
Jan 12, 2023
Q4 2022
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
72.7K+ 149.34% |
$2.53M - $2.9M
|
121K
$5.74M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
63.8K+ 16.66% |
$2.22M - $2.54M
|
447K
$21.1M
|
|
|
Jan 30, 2023
Q4 2022
|
Tpg Financial Advisors, LLC
|
BUY
|
- |
63.4K+ 76.43% |
$2.21M - $2.53M
|
146K
$6.92M
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
58.9K+ 1.81% |
$2.05M - $2.35M
|
3.32M
$157M
|
|
|
Jan 25, 2023
Q4 2022
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
57.3KNew |
$1.99M - $2.28M
|
57.3K
$2.71M
|
|
|
Feb 09, 2023
Q4 2022
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
55.6K+ 31.51% |
$1.94M - $2.22M
|
232K
$11M
|
|
|
Jan 31, 2023
Q4 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
51.8K+ 9.25% |
$1.8M - $2.07M
|
612K
$28.9M
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
48.5K+ 23.42% |
$1.69M - $1.93M
|
256K
$12.1M
|
|
|
Feb 08, 2023
Q4 2022
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
48K+ 66.29% |
$1.67M - $1.91M
|
120K
$5.69M
|
|
|
Feb 02, 2023
Q4 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
43.5K+ 165.43% |
$1.51M - $1.74M
|
69.9K
$3.3M
|