Purchases and Sales Made in Q1 2021 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q1 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 19, 2021
Q1 2021
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-18.9K- 60.95% |
$858K - $933K
|
12.1K
$844K
|
|
May 03, 2021
Q1 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-19.3K- 17.11% |
$876K - $952K
|
93.3K
$6.51M
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-19.3K- 7.45% |
$879K - $956K
|
240K
$16.8M
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-21.6K- 22.83% |
$982K - $1.07M
|
73K
$5.09M
|
|
Apr 29, 2021
Q1 2021
|
Allworth Financial LP
|
SELL
|
- |
-21.6K- 2.34% |
$982K - $1.07M
|
901K
$62.9M
|
|
Apr 09, 2021
Q1 2021
|
Evensky & Katz LLC
|
SELL
|
- |
-25.2K- 9.9% |
$1.14M - $1.24M
|
229K
$16M
|
|
May 13, 2021
Q1 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-26.5K- 18.53% |
$1.2M - $1.31M
|
116K
$8.13M
|
|
May 17, 2021
Q1 2021
|
Sentinel Trust CO Lba
Houston, TX |
SELL
|
- |
-27.2K- 7.91% |
$1.24M - $1.34M
|
316K
$22.1M
|
|
May 17, 2021
Q1 2021
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-28.7K- 22.49% |
$1.31M - $1.42M
|
98.9K
$6.9M
|
|
May 26, 2021
Q1 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-29.2K- 56.99% |
$1.33M - $1.45M
|
22.1K
$1.54M
|
|
May 12, 2021
Q1 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-32.9K- 16.3% |
$1.5M - $1.63M
|
169K
$11.8M
|
|
Apr 29, 2021
Q1 2021
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-40.6K- 15.06% |
$1.85M - $2.01M
|
229K
$16M
|
|
Apr 09, 2021
Q1 2021
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-45.7K- 11.74% |
$2.08M - $2.26M
|
343K
$24M
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-70.8K- 4.9% |
$3.22M - $3.5M
|
1.37M
$95.8M
|
|
Apr 15, 2021
Q1 2021
|
Astor Investment Management LLC
|
SELL
|
- |
-71.4K- 8.75% |
$3.25M - $3.53M
|
745K
$52M
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-72.4K- 94.05% |
$3.29M - $3.58M
|
4.58K
$320K
|
|
May 14, 2021
Q1 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-80.5K- 18.38% |
$3.66M - $3.98M
|
358K
$25M
|
|
Apr 22, 2021
Q1 2021
|
Annex Advisory Services, LLC
|
SELL
|
- |
-94.2K- 3.73% |
$4.29M - $4.66M
|
2.44M
$170M
|
|
Mar 23, 2023
Q1 2021
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-99.6K- 25.56% |
$4.53M - $4.92M
|
290K
$20.2M
|
|
Apr 15, 2021
Q1 2021
|
Cx Institutional
|
SELL
|
- |
-131K- 68.31% |
$5.97M - $6.49M
|
60.9K
$4.25M
|
|
May 07, 2021
Q1 2021
|
Iron Financial, LLC
|
SELL
|
- |
-137K- 64.26% |
$6.24M - $6.78M
|
76.3K
$5.33M
|
|
May 10, 2021
Q1 2021
|
Lee Financial Group Hawaii, Inc.
Honolulu, HI |
SELL
|
- |
-165KClosed |
$7.51M - $8.16M
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-205K- 17.87% |
$9.32M - $10.1M
|
941K
$65.7M
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-207K- 63.36% |
$9.4M - $10.2M
|
119K
$8.34M
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-211K- 68.14% |
$9.61M - $10.4M
|
98.8K
$6.9M
|
|
May 10, 2021
Q1 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-234K- 91.98% |
$10.6M - $11.6M
|
20.4K
$1.42M
|
|
Apr 19, 2021
Q1 2021
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-268K- 35.75% |
$12.2M - $13.3M
|
483K
$33.7M
|
|
May 13, 2021
Q1 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-409KClosed |
$18.6M - $20.2M
|
0
$0
|
|
Apr 20, 2021
Q1 2021
|
Leicht Financial Planning & Wealth Management, Inc.
|
SELL
|
- |
-427K- 50.0% |
$19.4M - $21.1M
|
427K
$29.8M
|
|
Jun 17, 2021
Q1 2021
|
Prentice Wealth Management LLC
|
SELL
|
- |
-1.21M- 97.97% |
$55.1M - $59.9M
|
25.1K
$1.75M
|