Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.9K- 2.11% |
$1.25M - $1.34M
|
1.11M
$81M
|
|
|
Oct 31, 2023
Q3 2023
|
Annex Advisory Services, LLC
|
SELL
|
- |
-25.8K- 7.77% |
$1.35M - $1.46M
|
307K
$22.5M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-30.6K- 76.34% |
$1.6M - $1.73M
|
9.5K
$696K
|
|
|
Nov 09, 2023
Q3 2023
|
Sig Fig Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-31.1K- 5.66% |
$1.62M - $1.75M
|
518K
$38M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-34.1K- 12.74% |
$1.78M - $1.92M
|
233K
$17.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-34.1K- 40.91% |
$1.78M - $1.92M
|
49.3K
$3.61M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-35.6K- 1.66% |
$1.86M - $2M
|
2.1M
$154M
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-37.2K- 6.06% |
$1.95M - $2.1M
|
577K
$42.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Bip Wealth, LLC
Atlanta, GA |
SELL
|
- |
-38.2K- 14.02% |
$1.99M - $2.15M
|
234K
$17.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Astor Investment Management LLC
|
SELL
|
- |
-38.8K- 8.57% |
$2.03M - $2.19M
|
414K
$30.4M
|
|
|
Dec 07, 2023
Q3 2023
|
Dagco, Inc.
|
SELL
|
- |
-48.9K- 96.63% |
$2.55M - $2.75M
|
1.7K
$125K
|
|
|
Oct 16, 2023
Q3 2023
|
Beacon Financial Group
|
SELL
|
- |
-50.6K- 29.46% |
$2.64M - $2.85M
|
121K
$8.88M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-50.9K- 4.53% |
$2.66M - $2.87M
|
1.07M
$78.6M
|
|
|
Nov 02, 2023
Q3 2023
|
Asset Management Resources, LLC
|
SELL
|
- |
-51.8K- 8.7% |
$2.71M - $2.92M
|
544K
$39.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Woodard & CO Asset Management Group Inc
Bermuda Run, NC |
SELL
|
- |
-51.9K- 6.39% |
$2.71M - $2.92M
|
760K
$55.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-51.9K- 30.44% |
$2.71M - $2.92M
|
119K
$8.69M
|
|
|
Dec 14, 2023
Q3 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-55.2K- 37.0% |
$2.88M - $3.11M
|
94K
$6.88M
|
|
|
Nov 15, 2023
Q3 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-64K- 12.25% |
$3.34M - $3.6M
|
458K
$33.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-64.5K- 24.73% |
$3.37M - $3.63M
|
196K
$14.4M
|
|
|
Oct 12, 2023
Q3 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
SELL
|
- |
-66K- 96.32% |
$3.45M - $3.72M
|
2.53K
$185K
|
|
|
Oct 20, 2023
Q3 2023
|
Brookstone Capital Management
|
SELL
|
- |
-72K- 16.14% |
$3.76M - $4.05M
|
374K
$27.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-114K- 11.14% |
$5.96M - $6.42M
|
910K
$66.7M
|
|
|
Oct 02, 2024
Q3 2023
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-134KClosed |
$7.02M - $7.57M
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-156K- 12.05% |
$8.14M - $8.78M
|
1.14M
$83.3M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-191K- 89.83% |
$9.96M - $10.7M
|
21.6K
$1.58M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-578K- 97.81% |
$30.2M - $32.6M
|
13K
$950K
|
|
|
Nov 13, 2023
Q3 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-1.13MClosed |
$58.8M - $63.4M
|
0
$0
|