Purchases and Sales Made in Q3 2021 in Cambria Shareholder Yld ETF (SYLD)

This table provides information about the institutional ownership of Cambria Shareholder Yld ETF (SYLD) during Q3 2021. The information is specifically focused on institutions that hold shares of CAMBRIA SHAREHOLDER YLD ETF.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Nov 15, 2021 Q3 2021	Morgan Stanley New York, NY	BUY	-	260K New	$15.2M - $16.8M	260K $16.5M
Nov 16, 2021 Q3 2021	Cetera Advisors LLC Denver, CO	BUY	-	50.4K + 825.45%	$2.95M - $3.26M	56.5K $3.59M
Oct 05, 2021 Q3 2021	Savior LLC	BUY	-	44K + 1966.68%	$2.57M - $2.85M	46.2K $2.94M
Nov 15, 2021 Q3 2021	Stifel Financial Corp St. Louis, MO	BUY	-	41.5K New	$2.43M - $2.68M	41.5K $2.64M
Nov 03, 2021 Q3 2021	Sepio Capital, LP	BUY	-	35.7K New	$2.09M - $2.31M	35.7K $2.27M
Nov 15, 2021 Q3 2021	Ubs Group Ag	BUY	-	33.7K + 94.36%	$1.97M - $2.18M	69.4K $4.41M
Nov 05, 2021 Q3 2021	Moors & Cabot, Inc. Boston, MA	BUY	-	26K New	$1.52M - $1.68M	26K $1.65M
Nov 15, 2021 Q3 2021	Flow Traders U.S. LLC New York, NY	BUY	-	25.9K New	$1.52M - $1.68M	25.9K $1.65M
Oct 20, 2021 Q3 2021	Smith Anglin Financial, LLC	BUY	-	24K + 5.42%	$1.4M - $1.55M	466K $29.6M
Oct 29, 2021 Q3 2021	Commonwealth Equity Services, LLC	BUY	-	22.4K + 50.82%	$1.31M - $1.45M	66.4K $4.22M
Oct 07, 2021 Q3 2021	New Capital Management LP	BUY	-	21.1K New	$1.24M - $1.37M	21.1K $1.34M
Nov 15, 2021 Q3 2021	Gladstone Institutional Advisory LLC Boca Raton, FL	BUY	-	16.9K New	$987K - $1.09M	16.9K $1.07M
Oct 12, 2021 Q3 2021	Rothschild Investment Corp	BUY	-	16.6K New	$969K - $1.07M	16.6K $1.05M
Nov 15, 2021 Q3 2021	Ken Griffin Citadel Advisors LLC \| Chicago, Il	BUY	-	15.8K New	$926K - $1.02M	15.8K $1.01M
Oct 12, 2021 Q3 2021	Rfg Holdings, Inc.	BUY	-	14.2K + 10.59%	$829K - $917K	148K $9.41M
Nov 15, 2021 Q3 2021	Lpl Financial LLC Fort Mill, SC	BUY	-	9.44K + 13.88%	$552K - $611K	77.4K $4.92M
Nov 10, 2021 Q3 2021	Goldman Sachs Group Inc New York, NY	BUY	-	8.73K New	$510K - $565K	8.73K $555K
Nov 15, 2021 Q3 2021	Mml Investors Services, LLC Springfield, MA	BUY	-	8.38K + 81.1%	$490K - $542K	18.7K $1.19M
Nov 09, 2021 Q3 2021	Mgo One Seven LLC Beachwood, OH	BUY	-	6.23K New	$365K - $403K	6.23K $396K
Nov 15, 2021 Q3 2021	Susquehanna International Group, LLP Bala Cynwyd, PA	BUY	-	5.11K + 15.11%	$299K - $330K	38.9K $2.47M
Nov 15, 2021 Q3 2021	Bok Financial Private Wealth, Inc. Denver, CO	BUY	-	4.9K New	$287K - $317K	4.9K $311K
Oct 22, 2021 Q3 2021	Cowa, LLC Tulsa, OK	BUY	-	3.89K New	$227K - $252K	3.89K $247K
Oct 21, 2021 Q3 2021	Park Avenue Securities LLC	BUY	-	3.7K New	$217K - $240K	3.7K $235K
Nov 03, 2021 Q3 2021	Brookstone Capital Management	BUY	-	3.63K + 11.67%	$212K - $235K	34.7K $2.21M
Nov 02, 2021 Q3 2021	Raymond James Financial Services Advisors, Inc. St. Petersburg, FL	BUY	-	3.54K New	$207K - $229K	3.54K $225K
Nov 02, 2021 Q3 2021	Raymond James & Associates St Petersburg, FL	BUY	-	3.47K New	$203K - $224K	3.47K $220K
Nov 02, 2021 Q3 2021	Cambridge Investment Research Advisors, Inc.	BUY	-	3.28K + 32.14%	$192K - $212K	13.5K $856K
Oct 19, 2021 Q3 2021	Kestra Advisory Services, LLC	BUY	-	3.03K + 45.74%	$177K - $196K	9.64K $613K
Nov 15, 2021 Q3 2021	Belpointe Asset Management LLC	BUY	-	2.37K New	$139K - $153K	2.37K $151K
Nov 03, 2021 Q3 2021	Moneco Advisors, LLC Fairfield, CT	BUY	-	2.03K + 38.32%	$119K - $131K	7.32K $465K
Oct 07, 2021 Q3 2021	Envestnet Asset Management Inc	BUY	-	1.85K + 15.53%	$108K - $120K	13.8K $876K
Oct 19, 2021 Q3 2021	Cambridge Advisors Inc.	BUY	-	1.85K + 18.27%	$108K - $119K	12K $759K
Nov 03, 2021 Q3 2021	Herold Advisors, Inc.	BUY	-	1.47K New	$85.7K - $94.8K	1.47K $93.1K
Oct 12, 2021 Q3 2021	Koshinski Asset Management, Inc.	BUY	-	1.01K New	$59.1K - $65.4K	1.01K $64.2K
Nov 09, 2021 Q3 2021	55 I, LLC Boston, MA	BUY	-	887 + 13.03%	$51.9K - $57.4K	7.69K $489K
Nov 15, 2021 Q3 2021	Betterment LLC New York, NY	BUY	-	863 + 2.37%	$50.5K - $55.8K	37.3K $2.37M
Nov 15, 2021 Q3 2021	Mutual Advisors, LLC Casper, WY	BUY	-	791 + 13.41%	$46.3K - $51.2K	6.69K $425K
Oct 27, 2021 Q3 2021	Thoroughbred Financial Services, LLC	BUY	-	613 + 12.42%	$35.9K - $39.7K	5.55K $353K
Nov 15, 2021 Q3 2021	Harbour Investments, Inc. Madison, WI	BUY	-	568 + 28.85%	$33.2K - $36.7K	2.54K $161K
Oct 19, 2021 Q3 2021	Professional Financial Advisors, LLC	BUY	-	385 + 131.4%	$22.5K - $24.9K	678 $43.1K
Nov 05, 2021 Q3 2021	Advisory Services Network, LLC	BUY	-	378 + 7.67%	$22.1K - $24.5K	5.31K $337K
Nov 15, 2021 Q3 2021	Northwestern Mutual Wealth Management CO	BUY	-	324 New	$19K - $21K	324 $20.6K
Jan 25, 2022 Q3 2021	Fulcrum Equity Management	BUY	-	273 + 0.6%	$16K - $17.7K	46.1K $2.93M
Nov 12, 2021 Q3 2021	Capital Advisors, Ltd. LLC	BUY	-	162 New	$9.48K - $10.5K	162 $10.3K
Nov 09, 2021 Q3 2021	Geneos Wealth Management Inc.	BUY	-	100 + 5.83%	$5.85K - $6.47K	1.82K $115K
Nov 05, 2021 Q3 2021	Pnc Financial Services Group, Inc. Pittsburgh, PA	BUY	-	85 New	$4.97K - $5.5K	85 $5.4K
Oct 21, 2021 Q3 2021	Tfg Advisers LLC	BUY	-	16 + 0.37%	$936 - $1.04K	4.37K $278K
Nov 09, 2021 Q3 2021	First Horizon Advisors, Inc.	BUY	-	5 + 9.62%	$292 - $324	57 $3.62K
Nov 15, 2021 Q3 2021	First Horizon Advisors, Inc.	BUY	-	4 + 7.02%	$234 - $259	61 $3.88K
Nov 09, 2021 Q3 2021	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	0 New	$0 - $0	0 $0

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Account

Purchases and Sales Made in Q3 2021 in Cambria Shareholder Yld ETF (SYLD)

260K

50.4K

44K

41.5K

35.7K

33.7K

26K

25.9K

24K

22.4K

21.1K

16.9K

16.6K

15.8K

14.2K

9.44K

8.73K

8.38K

6.23K

5.11K

4.9K

3.89K

3.7K

3.63K

3.54K

3.47K

3.28K

3.03K

2.37K

2.03K

1.85K

1.85K

1.47K

1.01K

887

863

791

613

568

385

378

324

273

162

100

85

16

5

4

0

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