Purchases and Sales Made in Q3 2020 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2020
Q3 2020
|
Truist Financial Corp
|
BUY
|
- |
498K+ 1185.39% |
$20.7M - $23.3M
|
540K
$44.5M
|
|
Nov 05, 2020
Q3 2020
|
Creative Planning
Overland Park, KS |
BUY
|
- |
315K+ 557.38% |
$13.1M - $14.8M
|
371K
$30.6M
|
|
Oct 21, 2020
Q3 2020
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
175KNew |
$7.26M - $8.2M
|
175K
$14.4M
|
|
Nov 06, 2020
Q3 2020
|
Private Wealth Group, LLC
|
BUY
|
- |
144KNew |
$5.99M - $6.76M
|
144K
$11.9M
|
|
Nov 12, 2020
Q3 2020
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
70KNew |
$2.91M - $3.28M
|
70K
$5.76M
|
|
Nov 13, 2020
Q3 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
48K+ 57.53% |
$1.99M - $2.25M
|
131K
$10.8M
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
42.4K+ 8.54% |
$1.76M - $1.99M
|
539K
$44.4M
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
39.7KNew |
$1.65M - $1.86M
|
39.7K
$3.27M
|
|
Dec 11, 2020
Q3 2020
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
37.3K+ 186.82% |
$1.55M - $1.75M
|
57.3K
$4.72M
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
29.7K+ 38.14% |
$1.23M - $1.39M
|
108K
$8.85M
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
27.7K+ 142.29% |
$1.15M - $1.3M
|
47.2K
$3.88M
|
|
Oct 29, 2020
Q3 2020
|
Smart Money Group LLC
|
BUY
|
- |
21.9K+ 93.77% |
$908K - $1.02M
|
45.2K
$3.72M
|
|
Oct 01, 2020
Q3 2020
|
Park National Corp
|
BUY
|
- |
17.8K+ 11.14% |
$737K - $833K
|
177K
$14.6M
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.6K+ 3.93% |
$690K - $779K
|
440K
$36.2M
|
|
Nov 16, 2020
Q3 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16.3K+ 328.46% |
$677K - $765K
|
21.3K
$1.75M
|
|
Oct 22, 2020
Q3 2020
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
14.1KNew |
$585K - $660K
|
14.1K
$1.16M
|
|
Nov 12, 2020
Q3 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
12.1KNew |
$503K - $568K
|
12.1K
$997K
|
|
Nov 13, 2020
Q3 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11.5K+ 20.13% |
$476K - $537K
|
68.4K
$5.63M
|
|
Nov 12, 2020
Q3 2020
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
9.73K+ 25.64% |
$404K - $456K
|
47.7K
$3.93M
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
BUY
|
- |
7.21KNew |
$299K - $338K
|
7.21K
$593K
|
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.34KNew |
$263K - $297K
|
6.34K
$522K
|
|
Oct 29, 2020
Q3 2020
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.1K+ 14.87% |
$253K - $286K
|
47.1K
$3.88M
|
|
Nov 12, 2020
Q3 2020
|
Flaharty Asset Management, LLC
|
BUY
|
- |
5.83K+ 2.24% |
$242K - $273K
|
267K
$22M
|
|
Oct 19, 2020
Q3 2020
|
Great Diamond Partners, LLC
|
BUY
|
- |
5.65K+ 26.96% |
$234K - $265K
|
26.6K
$2.19M
|
|
Nov 12, 2020
Q3 2020
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
4.84KNew |
$201K - $227K
|
4.84K
$399K
|
|
Nov 09, 2020
Q3 2020
|
Pacific Financial Group Inc
|
BUY
|
- |
4.52KNew |
$188K - $212K
|
4.52K
$372K
|
|
Nov 06, 2020
Q3 2020
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3.29K+ 278.47% |
$136K - $154K
|
4.47K
$368K
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
BUY
|
- |
3.1K+ 16.01% |
$129K - $145K
|
22.4K
$1.85M
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.01K+ 5.21% |
$83.5K - $94.2K
|
40.6K
$3.34M
|
|
Nov 19, 2020
Q3 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.01K+ 16.69% |
$83.2K - $94K
|
14K
$1.15M
|
|
Nov 19, 2020
Q3 2020
|
Catalyst Private Wealth, LLC
|
BUY
|
- |
2KNew |
$83K - $93.7K
|
2K
$165K
|
|
Nov 02, 2020
Q3 2020
|
D.A. Davidson & Co.
|
BUY
|
- |
1.93K+ 3.0% |
$80.1K - $90.4K
|
66.2K
$5.45M
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.29K+ 3.15% |
$53.6K - $60.5K
|
42.2K
$3.48M
|
|
Sep 08, 2021
Q3 2020
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
1.06KNew |
$43.8K - $49.4K
|
1.06K
$86.8K
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.05K+ 7.11% |
$43.7K - $49.3K
|
15.9K
$1.31M
|
|
Nov 05, 2020
Q3 2020
|
Biondo Investment Advisors, LLC
Milford, PA |
BUY
|
- |
1K+ 5.94% |
$41.6K - $47K
|
17.9K
$1.47M
|
|
Nov 03, 2020
Q3 2020
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
947+ 17.21% |
$39.3K - $44.4K
|
6.45K
$531K
|
|
Nov 16, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
926+ 32.77% |
$38.4K - $43.4K
|
3.75K
$309K
|
|
Nov 05, 2020
Q3 2020
|
Camden National Bank
Camden, ME |
BUY
|
- |
772+ 11.78% |
$32K - $36.2K
|
7.33K
$603K
|
|
Feb 05, 2021
Q3 2020
|
Black Swift Group, LLC
Boulder, CO |
BUY
|
- |
700New |
$29.1K - $32.8K
|
700
$57.6K
|
|
Sep 07, 2021
Q3 2020
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
658New |
$27.3K - $30.8K
|
658
$54.2K
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
630+ 1.14% |
$26.1K - $29.5K
|
55.9K
$4.6M
|
|
Nov 18, 2020
Q3 2020
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
582New |
$24.2K - $27.3K
|
582
$47.9K
|
|
Nov 09, 2020
Q3 2020
|
Oakworth Capital, Inc.
|
BUY
|
- |
500New |
$20.8K - $23.4K
|
500
$41.2K
|
|
Nov 17, 2020
Q3 2020
|
Colony Group LLC
Boston, MA |
BUY
|
- |
479+ 2.22% |
$19.9K - $22.4K
|
22.1K
$1.82M
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
461+ 2.75% |
$19.1K - $21.6K
|
17.2K
$1.42M
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
375+ 1.47% |
$15.6K - $17.6K
|
25.9K
$2.13M
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
350+ 4.45% |
$14.5K - $16.4K
|
8.21K
$676K
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
347+ 1.58% |
$14.4K - $16.3K
|
22.3K
$1.84M
|
|
Nov 09, 2020
Q3 2020
|
Hengehold Capital Management LLC
|
BUY
|
- |
316+ 0.66% |
$13.1K - $14.8K
|
48.1K
$3.96M
|