Purchases and Sales Made in Q1 2020 in Spdr Nuveen Bloomberg Municipa (TFI)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Municipa (TFI) during Q1 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG MUNICIPA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-2.74KClosed |
$121K - $144K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-2.8K- 3.66% |
$124K - $147K
|
73.7K
$3.27M
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-2.85K- 73.47% |
$126K - $149K
|
1.03K
$45.7K
|
|
|
May 04, 2020
Q1 2020
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-2.95KClosed |
$131K - $155K
|
0
$0
|
|
|
Apr 22, 2020
Q1 2020
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-3.13K- 13.88% |
$139K - $164K
|
19.4K
$864K
|
|
|
May 07, 2020
Q1 2020
|
Sns Financial Group, LLC
|
SELL
|
- |
-3.32K- 39.13% |
$147K - $174K
|
5.17K
$230K
|
|
|
Apr 28, 2020
Q1 2020
|
Exchange Capital Management, Inc.
|
SELL
|
- |
-3.48K- 21.28% |
$154K - $182K
|
12.9K
$571K
|
|
|
Apr 21, 2020
Q1 2020
|
Valicenti Advisory Services Inc
|
SELL
|
- |
-3.97KClosed |
$176K - $208K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-3.99KClosed |
$177K - $209K
|
0
$0
|
|
|
Apr 27, 2020
Q1 2020
|
Beacon Harbor Wealth Advisors, Inc.
|
SELL
|
- |
-4.17KClosed |
$185K - $219K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-4.56KClosed |
$202K - $239K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
SELL
|
- |
-4.6K- 82.63% |
$204K - $241K
|
967
$43K
|
|
|
Apr 23, 2020
Q1 2020
|
Uma Financial Services, Inc.
|
SELL
|
- |
-4.69KClosed |
$208K - $246K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-5.11KClosed |
$227K - $268K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Fifth Third Securities, Inc.
|
SELL
|
- |
-5.12KClosed |
$227K - $269K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-5.19K- 25.38% |
$230K - $272K
|
15.3K
$678K
|
|
|
Apr 29, 2020
Q1 2020
|
Paragon Capital Management LTD
|
SELL
|
- |
-6.1KClosed |
$270K - $320K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Burt Wealth Advisors
|
SELL
|
- |
-6.29K- 37.26% |
$279K - $330K
|
10.6K
$471K
|
|
|
Apr 21, 2020
Q1 2020
|
Parkside Investments, LLC
|
SELL
|
- |
-6.4K- 9.38% |
$284K - $336K
|
61.8K
$2.75M
|
|
|
May 15, 2020
Q1 2020
|
Rhs Financial, LLC
|
SELL
|
- |
-6.83KClosed |
$303K - $358K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Personal Capital Advisors Corp
|
SELL
|
- |
-7.06KClosed |
$313K - $370K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
SELL
|
- |
-7.1K- 28.96% |
$314K - $372K
|
17.4K
$774K
|
|
|
May 15, 2020
Q1 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-7.33K- 13.79% |
$325K - $384K
|
45.9K
$2.04M
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-7.72KClosed |
$342K - $405K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Assetmark, Inc
|
SELL
|
- |
-8.44K- 1.39% |
$374K - $442K
|
599K
$26.6M
|
|
|
May 13, 2020
Q1 2020
|
Us Bancorp \De\
|
SELL
|
- |
-8.58K- 90.06% |
$380K - $450K
|
947
$42.1K
|
|
|
Apr 16, 2020
Q1 2020
|
Bailard, Inc.
|
SELL
|
- |
-10.4K- 7.31% |
$461K - $545K
|
132K
$5.86M
|
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-10.6K- 45.06% |
$472K - $558K
|
13K
$577K
|
|
|
Apr 29, 2020
Q1 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-11.4K- 19.57% |
$506K - $599K
|
46.9K
$2.09M
|
|
|
May 06, 2020
Q1 2020
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-12.8KClosed |
$569K - $673K
|
0
$0
|
|
|
Aug 16, 2024
Q1 2020
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-14K- 10.32% |
$622K - $736K
|
122K
$5.42M
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-14.1K- 4.55% |
$627K - $741K
|
297K
$13.2M
|
|
|
May 14, 2020
Q1 2020
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-15.7K- 32.44% |
$697K - $825K
|
32.8K
$1.46M
|
|
|
Apr 16, 2020
Q1 2020
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-16KClosed |
$708K - $838K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-16.2K- 51.49% |
$718K - $849K
|
15.3K
$678K
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17K- 41.93% |
$755K - $893K
|
23.6K
$1.05M
|
|
|
May 14, 2020
Q1 2020
|
Gen Trust, LLC
|
SELL
|
- |
-17.6K- 36.34% |
$779K - $922K
|
30.8K
$1.37M
|
|
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-18.6K- 8.9% |
$824K - $975K
|
190K
$8.46M
|
|
|
Apr 29, 2020
Q1 2020
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-19.7K- 27.47% |
$874K - $1.03M
|
52.1K
$2.31M
|
|
|
May 01, 2020
Q1 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-20.8K- 12.22% |
$923K - $1.09M
|
150K
$6.65M
|
|
|
May 15, 2020
Q1 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-22.5K- 7.82% |
$996K - $1.18M
|
265K
$11.8M
|
|
|
May 15, 2020
Q1 2020
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-23.1K- 7.37% |
$1.02M - $1.21M
|
290K
$12.9M
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-26.2K- 34.33% |
$1.16M - $1.37M
|
50.1K
$2.23M
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-27.4KClosed |
$1.21M - $1.44M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Omega Financial Group, LLC
|
SELL
|
- |
-29.6K- 83.56% |
$1.31M - $1.55M
|
5.82K
$259K
|
|
|
May 14, 2020
Q1 2020
|
Sws Partners
|
SELL
|
- |
-32.1K- 57.39% |
$1.42M - $1.68M
|
23.8K
$1.06M
|
|
|
May 13, 2020
Q1 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-33.5K- 58.14% |
$1.48M - $1.76M
|
24.1K
$1.07M
|
|
|
May 06, 2020
Q1 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-34.4K- 81.4% |
$1.53M - $1.81M
|
7.87K
$350K
|
|
|
May 14, 2020
Q1 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-44.2K- 89.47% |
$1.96M - $2.32M
|
5.2K
$231K
|
|
|
Apr 29, 2020
Q1 2020
|
Regions Financial Corp
|
SELL
|
- |
-44.4KClosed |
$1.97M - $2.33M
|
0
$0
|