Purchases and Sales Made in Q4 2023 in Sprott Fds Tr Uranium Miners E (URNM)
This table provides information about the institutional ownership of Sprott Fds Tr Uranium Miners E (URNM) during Q4 2023. The information is specifically focused on institutions that hold shares of SPROTT FDS TR URANIUM MINERS E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
BUY
|
- |
210New |
$8.87K - $10.6K
|
210
$10.4K
|
|
|
Jan 25, 2024
Q4 2023
|
Trivant Custom Portfolio Group, LLC
San Diego, CA |
BUY
|
- |
200+ 22.22% |
$8.44K - $10.1K
|
1.1K
$54.3K
|
|
|
Jan 16, 2024
Q4 2023
|
Zrc Wealth Management, LLC
Santa Rosa, CA |
BUY
|
- |
170New |
$7.18K - $8.58K
|
170
$8.39K
|
|
|
Jan 31, 2024
Q4 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
159+ 112.77% |
$6.71K - $8.02K
|
300
$14.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
154New |
$6.5K - $7.77K
|
154
$7.6K
|
|
|
May 01, 2024
Q4 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
150+ 37.5% |
$6.33K - $7.57K
|
550
$27.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Blume Capital Management, Inc.
Berkeley, CA |
BUY
|
- |
150+ 37.5% |
$6.33K - $7.57K
|
550
$27.2K
|
|
|
Feb 12, 2024
Q4 2023
|
Hoey Investments, Inc
Coatesville, PA |
BUY
|
- |
120New |
$5.07K - $6.05K
|
120
$5.93K
|
|
|
Feb 14, 2024
Q4 2023
|
Lummis Asset Management, LP
Fort Worth, TX |
BUY
|
- |
111New |
$4.69K - $5.6K
|
111
$5.48K
|
|
|
Jan 29, 2024
Q4 2023
|
First Personal Financial Services
|
BUY
|
- |
100New |
$4.22K - $5.05K
|
100
$4.94K
|
|
|
Feb 13, 2024
Q4 2023
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
80New |
$3.38K - $4.04K
|
80
$3.95K
|
|
|
Jan 26, 2024
Q4 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
60New |
$2.53K - $3.03K
|
60
$2.96K
|
|
|
Jan 17, 2024
Q4 2023
|
Planned Solutions, Inc.
|
BUY
|
- |
36New |
$1.52K - $1.82K
|
36
$1.78K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
27+ 3.49% |
$1.14K - $1.36K
|
800
$39.5K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
20New |
$844 - $1.01K
|
20
$988
|
|
|
Feb 13, 2024
Q4 2023
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
15New |
$633 - $757
|
15
$741
|
|
|
Jan 22, 2024
Q4 2023
|
Newton One Investments LLC
|
BUY
|
- |
11+ 3.42% |
$464 - $555
|
333
$16.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Retirement Group, LLC
|
BUY
|
- |
10New |
$422 - $505
|
10
$494
|
|
|
Jan 25, 2024
Q4 2023
|
Tfc Financial Management
|
BUY
|
- |
2New |
$84.4 - $101
|
2
$98.8
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-25- 0.05% |
$1.06K - $1.26K
|
53.1K
$2.62M
|
|
|
Feb 09, 2024
Q4 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-145- 59.18% |
$6.12K - $7.32K
|
100
$4.94K
|
|
|
Sep 11, 2024
Q4 2023
|
Summit Wealth Partners, LLC
Orlando, FL |
SELL
|
- |
-270- 5.38% |
$11.4K - $13.6K
|
4.75K
$234K
|
|
|
Aug 14, 2024
Q4 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-350- 5.56% |
$14.8K - $17.7K
|
5.95K
$294K
|
|
|
Feb 12, 2024
Q4 2023
|
Titan Global Capital Management Usa LLC
New York, NY |
SELL
|
- |
-380- 2.15% |
$16K - $19.2K
|
17.3K
$855K
|
|
|
Jan 24, 2024
Q4 2023
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-439- 2.98% |
$18.5K - $22.1K
|
14.3K
$706K
|
|
|
Feb 14, 2024
Q4 2023
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-477- 3.5% |
$20.1K - $24.1K
|
13.1K
$649K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-482- 59.0% |
$20.4K - $24.3K
|
335
$16.5K
|
|
|
May 30, 2024
Q4 2023
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-988- 14.62% |
$41.7K - $49.8K
|
5.77K
$285K
|
|
|
Jan 23, 2024
Q4 2023
|
Private Wealth Advisors, LLC
Fresno, CA |
SELL
|
- |
-1.71K- 4.71% |
$72K - $86.1K
|
34.5K
$1.7M
|
|
|
Feb 01, 2024
Q4 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-1.9K- 32.2% |
$80.2K - $95.9K
|
4K
$198K
|
|
|
Jan 23, 2024
Q4 2023
|
Requisite Capital Management, LLC
|
SELL
|
- |
-2.88K- 16.54% |
$122K - $145K
|
14.5K
$717K
|
|
|
Feb 05, 2024
Q4 2023
|
Stegent Equity Advisors, Inc.
Houston, TX |
SELL
|
- |
-3.27K- 4.36% |
$138K - $165K
|
71.9K
$3.55M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-6K- 25.38% |
$253K - $303K
|
17.6K
$871K
|
|
|
Jan 25, 2024
Q4 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-6.47K- 4.68% |
$273K - $327K
|
132K
$6.52M
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-6.47K- 4.68% |
$273K - $327K
|
132K
$6.52M
|
|
|
Feb 14, 2024
Q4 2023
|
Nokomis Capital, L.L.C.
Dallas, TX |
SELL
|
- |
-6.7K- 10.45% |
$283K - $338K
|
57.4K
$2.84M
|
|
|
Feb 15, 2024
Q4 2023
|
Townsquare Capital LLC
|
SELL
|
- |
-6.72K- 5.56% |
$284K - $339K
|
114K
$5.64M
|
|
|
Jan 09, 2024
Q4 2023
|
Dfpg Investments, LLC
|
SELL
|
- |
-6.93K- 5.86% |
$293K - $350K
|
111K
$5.49M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-7.4K- 38.09% |
$312K - $373K
|
12K
$594K
|
|
|
Feb 13, 2024
Q4 2023
|
Diametric Capital, LP
Boston, MA |
SELL
|
- |
-8.32K- 45.0% |
$351K - $420K
|
10.2K
$502K
|
|
|
Jan 18, 2024
Q4 2023
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-8.98K- 10.27% |
$379K - $453K
|
78.4K
$3.87M
|
|
|
Feb 13, 2024
Q4 2023
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-9.5K- 57.57% |
$401K - $479K
|
7K
$346K
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-12.9K- 63.44% |
$544K - $649K
|
7.42K
$366K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Capital Management LLC
|
SELL
|
- |
-15.2K- 5.68% |
$644K - $769K
|
253K
$12.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-18.4K- 11.66% |
$778K - $930K
|
140K
$6.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-67.2K- 88.43% |
$2.84M - $3.39M
|
8.8K
$434K
|
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
SELL
|
- |
-72.5K- 81.94% |
$3.06M - $3.66M
|
16K
$789K
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc World Markets Corp
New York, NY |
SELL
|
- |
-84.5K- 66.8% |
$3.57M - $4.26M
|
42K
$2.07M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-94.2K- 20.77% |
$3.98M - $4.75M
|
359K
$17.7M
|