Purchases and Sales Made in Q3 2021 in Utilities Sector Spdr (XLU)
This table provides information about the institutional ownership of Utilities Sector Spdr (XLU) during Q3 2021. The information is specifically focused on institutions that hold shares of UTILITIES SECTOR SPDR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2021
Q3 2021
|
Independence Bank Of Kentucky
|
BUY
|
- |
38New |
$2.42K - $2.66K
|
38
$3K
|
|
|
Oct 13, 2021
Q3 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
37+ 0.32% |
$2.35K - $2.59K
|
11.7K
$924K
|
|
|
Oct 21, 2021
Q3 2021
|
Arrow Financial Corp
|
BUY
|
- |
37+ 0.34% |
$2.35K - $2.59K
|
11K
$869K
|
|
|
Oct 13, 2021
Q3 2021
|
Asset Management Corp
|
BUY
|
- |
30+ 0.19% |
$1.91K - $2.1K
|
15.5K
$1.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
28+ 22.05% |
$1.78K - $1.96K
|
155
$12.2K
|
|
|
Nov 03, 2021
Q3 2021
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
BUY
|
- |
26+ 0.79% |
$1.65K - $1.82K
|
3.33K
$263K
|
|
|
Oct 22, 2021
Q3 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
25+ 0.71% |
$1.59K - $1.75K
|
3.56K
$281K
|
|
|
Oct 29, 2021
Q3 2021
|
Cornerstone Wealth Group, LLC
|
BUY
|
- |
25+ 0.26% |
$1.59K - $1.75K
|
9.58K
$756K
|
|
|
Nov 16, 2021
Q3 2021
|
Alaethes Wealth LLC
Glenbrook, NV |
BUY
|
- |
22+ 7.07% |
$1.4K - $1.54K
|
333
$26.3K
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
20+ 0.05% |
$1.27K - $1.4K
|
42.8K
$3.38M
|
|
|
Nov 09, 2021
Q3 2021
|
Coastline Trust CO
|
BUY
|
- |
20+ 0.47% |
$1.27K - $1.4K
|
4.28K
$338K
|
|
|
Nov 15, 2021
Q3 2021
|
Greenline Partners, LLC
New York, NY |
BUY
|
- |
17+ 212.5% |
$1.08K - $1.19K
|
25
$1.97K
|
|
|
Nov 12, 2021
Q3 2021
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
15+ 0.63% |
$953 - $1.05K
|
2.38K
$188K
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
BUY
|
- |
14+ 0.76% |
$890 - $981
|
1.87K
$147K
|
|
|
Nov 03, 2021
Q3 2021
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
12New |
$763 - $841
|
12
$947
|
|
|
Nov 15, 2021
Q3 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
10+ 0.24% |
$636 - $701
|
4.12K
$325K
|
|
|
Feb 22, 2022
Q3 2021
|
Matrix Private Capital Group LLC
New York, NY |
BUY
|
- |
10+ 0.2% |
$636 - $701
|
5.02K
$396K
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
BUY
|
- |
10+ 0.13% |
$636 - $701
|
7.58K
$598K
|
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
10+ 0.03% |
$636 - $701
|
32.2K
$2.54M
|
|
|
Oct 14, 2021
Q3 2021
|
Schneider Downs Wealth Management Advisors, LP
|
BUY
|
- |
9+ 0.22% |
$572 - $631
|
4.14K
$326K
|
|
|
Nov 05, 2021
Q3 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
9+ 0.54% |
$572 - $631
|
1.67K
$132K
|
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
8+ 0.67% |
$508 - $561
|
1.2K
$94.9K
|
|
|
Oct 25, 2021
Q3 2021
|
Centerpoint Advisors, LLC
|
BUY
|
- |
7New |
$445 - $490
|
7
$552
|
|
|
Oct 28, 2021
Q3 2021
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
5+ 0.06% |
$318 - $350
|
8.29K
$654K
|
|
|
Oct 21, 2021
Q3 2021
|
Townsend Asset Management Corp
|
BUY
|
- |
4+ 0.26% |
$254 - $280
|
1.53K
$121K
|
|
|
Oct 28, 2021
Q3 2021
|
Access Financial Services, Inc.
|
BUY
|
- |
4+ 0.09% |
$254 - $280
|
4.24K
$335K
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
3+ 0.49% |
$191 - $210
|
620
$48.9K
|
|
|
Oct 27, 2021
Q3 2021
|
Fiduciary Group LLC
Savannah, GA |
BUY
|
- |
3+ 0.01% |
$191 - $210
|
36.8K
$2.9M
|
|
|
Oct 25, 2021
Q3 2021
|
Arkfeld Wealth Strategies, L.L.C.
|
BUY
|
- |
3+ 0.05% |
$191 - $210
|
6.48K
$511K
|
|
|
Oct 14, 2021
Q3 2021
|
Wealth Trust Axiom LLC
|
BUY
|
- |
3+ 0.04% |
$191 - $210
|
7.04K
$556K
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
BUY
|
- |
3+ 0.02% |
$191 - $210
|
19.8K
$1.56M
|
|
|
Nov 12, 2021
Q3 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
2+ 0.21% |
$127 - $140
|
940
$74.2K
|
|
|
Oct 12, 2021
Q3 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 0.92% |
$127 - $140
|
220
$17.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1+ 0.03% |
$63.6 - $70.1
|
3.29K
$260K
|
|
|
Nov 10, 2021
Q3 2021
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
1+ 0.95% |
$63.6 - $70.1
|
106
$8.36K
|
|
|
Nov 03, 2021
Q3 2021
|
Ridgecrest Wealth Partners, LLC
|
BUY
|
- |
1+ 0.02% |
$63.6 - $70.1
|
4.65K
$367K
|
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
1+ 0.81% |
$63.6 - $70.1
|
125
$9.86K
|
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
1+ 4.55% |
$63.6 - $70.1
|
23
$1.81K
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$63.6 - $70.1
|
1
$78.9
|
|
|
Oct 28, 2021
Q3 2021
|
Macroview Investment Management LLC
|
BUY
|
- |
1+ 0.61% |
$63.6 - $70.1
|
164
$12.9K
|
|
|
Oct 18, 2021
Q3 2021
|
Gradient Investments LLC
|
BUY
|
- |
1+ 0.08% |
$63.6 - $70.1
|
1.24K
$98.2K
|
|
|
Oct 13, 2021
Q3 2021
|
Butensky & Cohen Financial Security, Inc
|
SELL
|
- |
-1- -0.0% |
$63.6 - $70.1
|
27.2K
$2.15M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Nova Scotia
|
SELL
|
- |
-1- -0.0% |
$63.6 - $70.1
|
1M
$78.9M
|
|
|
Nov 12, 2021
Q3 2021
|
3 D/L Capital Management, LLC
|
SELL
|
- |
-2- 0.03% |
$127 - $140
|
7.88K
$622K
|
|
|
Nov 02, 2021
Q3 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-4- 0.01% |
$254 - $280
|
51.5K
$4.06M
|
|
|
Nov 16, 2021
Q3 2021
|
Retirement Group, LLC
|
SELL
|
- |
-8- 1.11% |
$508 - $561
|
712
$56.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-8- 0.1% |
$508 - $561
|
8.11K
$640K
|
|
|
Oct 14, 2021
Q3 2021
|
First United Bank & Trust
|
SELL
|
- |
-10- 0.18% |
$636 - $701
|
5.64K
$445K
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-15- 0.25% |
$953 - $1.05K
|
6K
$473K
|
|
|
Feb 13, 2025
Q3 2021
|
Nfp Retirement, Inc.
Aliso Viejo, CA |
SELL
|
- |
-18- 0.42% |
$1.14K - $1.26K
|
4.24K
$335K
|