Purchases and Sales Made in Q3 2021 in Spdr Ser Tr S&P Transn ETF (XTN)
This table provides information about the institutional ownership of Spdr Ser Tr S&P Transn ETF (XTN) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR SER TR S&P TRANSN ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-114Closed |
$9.01K - $10.2K
|
0
$0
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-120- 4.37% |
$9.48K - $10.7K
|
2.63K
$247K
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-200Closed |
$15.8K - $17.9K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-248Closed |
$19.6K - $22.2K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-252Closed |
$19.9K - $22.5K
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-358Closed |
$28.3K - $32K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-487Closed |
$38.5K - $43.5K
|
0
$0
|
|
Nov 03, 2021
Q3 2021
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-682- 5.61% |
$53.9K - $61K
|
11.5K
$1.08M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-787Closed |
$62.2K - $70.3K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-848- 36.49% |
$67K - $75.8K
|
1.48K
$139K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-850- 28.1% |
$67.2K - $76K
|
2.18K
$205K
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-924Closed |
$73K - $82.6K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.23K- 23.39% |
$97.4K - $110K
|
4.04K
$380K
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.35K- 24.72% |
$107K - $120K
|
4.11K
$386K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.48K- 8.42% |
$117K - $132K
|
16.1K
$1.52M
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-1.86KClosed |
$147K - $166K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-1.92K- 90.2% |
$151K - $171K
|
208
$19.6K
|
|
Nov 10, 2021
Q3 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-2.15KClosed |
$170K - $192K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.38KClosed |
$188K - $212K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.59KClosed |
$205K - $232K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.94K- 6.71% |
$311K - $352K
|
54.7K
$5.15M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.01K- 36.69% |
$317K - $358K
|
6.92K
$651K
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-4.41KClosed |
$349K - $395K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-5.06K- 20.2% |
$400K - $453K
|
20K
$1.88M
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-8.94K- 80.18% |
$707K - $799K
|
2.21K
$208K
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-9.05K- 66.27% |
$715K - $809K
|
4.61K
$434K
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-9.26KClosed |
$731K - $827K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-11.3KClosed |
$892K - $1.01M
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-13KClosed |
$1.03M - $1.17M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-13.7K- 56.57% |
$1.09M - $1.23M
|
10.6K
$993K
|
|
Oct 15, 2021
Q3 2021
|
Transform Wealth, LLC
|
SELL
|
- |
-14.7KClosed |
$1.16M - $1.32M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-15K- 5.01% |
$1.19M - $1.34M
|
285K
$26.9M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-17.8K- 51.63% |
$1.41M - $1.59M
|
16.7K
$1.57M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-20.8K- 88.53% |
$1.65M - $1.86M
|
2.7K
$254K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-24.7K- 12.02% |
$1.95M - $2.21M
|
181K
$17M
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-26KClosed |
$2.05M - $2.32M
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Hbw Advisory Services LLC
|
SELL
|
- |
-31.7KClosed |
$2.5M - $2.83M
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-31.8K- 97.07% |
$2.51M - $2.84M
|
959
$90.3K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-32K- 69.72% |
$2.53M - $2.86M
|
13.9K
$1.31M
|
|
Oct 08, 2021
Q3 2021
|
Focus Wealth Advisors, LLC
|
SELL
|
- |
-35.4KClosed |
$2.79M - $3.16M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-40.8K- 16.74% |
$3.23M - $3.65M
|
203K
$19.1M
|
|
Oct 29, 2021
Q3 2021
|
Q3 Asset Management
|
SELL
|
- |
-44.3KClosed |
$3.5M - $3.96M
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-52KClosed |
$4.11M - $4.65M
|
0
$0
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-54.5KClosed |
$4.31M - $4.87M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-443K- 49.52% |
$35M - $39.6M
|
452K
$42.5M
|