The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCURAY INC | Common Stock | 004397105 | 730 | 153,100 | SH | DFND | 1 | 0 | 153,100 | 0 | |
ADOBE SYSTEMS INC. | Common Stock | 00724F101 | 2,526 | 9,478 | SH | DFND | 1 | 9,478 | 0 | 0 | |
ADVANCED DRAINAGE SYSTEMS INC | Common Stock | 00790R104 | 673 | 26,100 | SH | DFND | 1 | 0 | 26,100 | 0 | |
ADVANCED MICRO DEVICES INC. | Convertible Bond | 007903BD8 | 504 | 155 | SH | DFND | 1 | 0 | 155 | 0 | |
ALPHABET INC | Common Stock | 02079K305 | 8,284 | 7,039 | SH | DFND | 1 | 5,389 | 1,650 | 0 | |
ALTAIR ENGINEERING INC | Common Stock | 021369103 | 1,071 | 29,100 | SH | DFND | 1 | 0 | 29,100 | 0 | |
AMAZON COM INC. | Common Stock | 023135106 | 17,808 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
AMERICAN STATES WATER CO. | Common Stock | 029899101 | 766 | 10,750 | SH | DFND | 1 | 0 | 10,750 | 0 | |
AMERICAN WATER WORKS CO INC | Common Stock | 030420103 | 2,408 | 23,100 | SH | DFND | 1 | 0 | 23,100 | 0 | |
AMGEN INC. | Common Stock | 031162100 | 1,229 | 6,471 | SH | DFND | 1 | 6,471 | 0 | 0 | |
ANSYS INC. | Common Stock | 03662Q105 | 1,252 | 6,850 | SH | DFND | 1 | 0 | 6,850 | 0 | |
APPLE INC. | Common Stock | 037833100 | 7,116 | 37,462 | SH | DFND | 1 | 37,462 | 0 | 0 | |
AQUA AMERICA INC. | Common Stock | 03836W103 | 1,259 | 34,550 | SH | DFND | 1 | 0 | 34,550 | 0 | |
ARISTA NETWORKS INC | Common Stock | 040413106 | 1,113 | 3,539 | SH | DFND | 1 | 3,539 | 0 | 0 | |
AT AND T INC. | Common Stock | 00206R102 | 2,401 | 76,575 | SH | DFND | 1 | 76,575 | 0 | 0 | |
AUTODESK INC. | Common Stock | 052769106 | 1,099 | 7,050 | SH | DFND | 1 | 0 | 7,050 | 0 | |
BOOKING HOLDINGS INC. | Convertible Bond | 741503AX4 | 771 | 695 | SH | DFND | 1 | 0 | 695 | 0 | |
BROWN-FORMAN CORP. | Common Stock | 115637209 | 8,662 | 164,112 | SH | DFND | 1 | 164,112 | 0 | 0 | |
CADENCE DESIGN SYSTEMS INC. | Common Stock | 127387108 | 2,124 | 33,450 | SH | DFND | 1 | 0 | 33,450 | 0 | |
CANTEL MEDICAL CORP. | Common Stock | 138098108 | 993 | 14,850 | SH | DFND | 1 | 0 | 14,850 | 0 | |
CBS CORP.(EX VIACOM INC.) | Common Stock | 92553P201 | 1,470 | 52,368 | SH | DFND | 1 | 52,368 | 0 | 0 | |
CELGENE CORP. | Common Stock | 151020104 | 738 | 7,824 | SH | DFND | 1 | 7,824 | 0 | 0 | |
CINTAS CORP. | Common Stock | 172908105 | 2,365 | 11,700 | SH | DFND | 1 | 0 | 11,700 | 0 | |
CISCO SYSTEMS INC. | Common Stock | 17275R102 | 3,976 | 73,639 | SH | DFND | 1 | 73,639 | 0 | 0 | |
CITRIX SYSTEMS INC. | Common Stock | 177376100 | 1,598 | 16,035 | SH | DFND | 1 | 16,035 | 0 | 0 | |
CITRIX SYSTEMS INC. | Convertible Bond | 177376AD2 | 495 | 348 | SH | DFND | 1 | 0 | 348 | 0 | |
COGNEX CORP. | Common Stock | 192422103 | 2,101 | 41,306 | SH | DFND | 1 | 17,256 | 24,050 | 0 | |
COHERENT INC. | Common Stock | 192479103 | 751 | 5,300 | SH | DFND | 1 | 0 | 5,300 | 0 | |
COLGATE PALMOLIVE CO. | Common Stock | 194162103 | 13,708 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
COMCAST CORP. | Common Stock | 20030N101 | 1,845 | 46,137 | SH | DFND | 1 | 46,137 | 0 | 0 | |
COTT CORP.(QUEBEC) | Common Stock | 22163N106 | 1,069 | 73,150 | SH | DFND | 1 | 0 | 73,150 | 0 | |
CREDICORP LTD | Common Stock | G2519Y108 | 8,998 | 37,500 | SH | DFND | 1 | 9,000 | 28,500 | 0 | |
CRYOPORT INC | Common Stock | 229050307 | 1,059 | 81,950 | SH | DFND | 1 | 0 | 81,950 | 0 | |
CTRIP COM INTERNATIONAL LTD | Convertible Bond | 22943FAF7 | 982 | 960 | SH | DFND | 1 | 0 | 960 | 0 | |
CTRIP COM INTERNATIONAL LTD | Convertible Bond | 22943FAM2 | 896 | 882 | SH | DFND | 1 | 0 | 882 | 0 | |
CYPRESS SEMICONDUCTOR CORP. | Common Stock | 232806109 | 307 | 20,605 | SH | DFND | 1 | 20,605 | 0 | 0 | |
DANAHER CORP. | Common Stock | 235851102 | 2,508 | 19,000 | SH | DFND | 1 | 0 | 19,000 | 0 | |
DISCOVERY COMMUNICATIONS INC. | Common Stock | 25470F104 | 1,345 | 49,762 | SH | DFND | 1 | 49,762 | 0 | 0 | |
DYCOM INDUSTRIES INC. | Convertible Bond | 267475AB7 | 273 | 295 | SH | DFND | 1 | 0 | 295 | 0 | |
ECOLAB INC | Common Stock | 278865100 | 3,351 | 18,980 | SH | DFND | 1 | 0 | 18,980 | 0 | |
EDGEWELL PERSONAL CARE CO | Common Stock | 28035Q102 | 12,512 | 285,072 | SH | DFND | 1 | 285,072 | 0 | 0 | |
ELECTRONIC ARTS | Common Stock | 285512109 | 908 | 8,935 | SH | DFND | 1 | 8,935 | 0 | 0 | |
EMERSON ELECTRIC CO. | Common Stock | 291011104 | 835 | 12,200 | SH | DFND | 1 | 0 | 12,200 | 0 | |
EQUINIX INC. | Common Stock | 29444U700 | 1,912 | 4,220 | SH | DFND | 1 | 0 | 4,220 | 0 | |
EURONET WORLDWIDE INC. | Convertible Bond | 298736AH2 | 315 | 160 | SH | DFND | 1 | 0 | 160 | 0 | |
EXACT SCIENCES CORP. | Convertible Bond | 30063PAA3 | 1,164 | 850 | SH | DFND | 1 | 0 | 850 | 0 | |
FIDELITY NATL INFORMATION SCES | Common Stock | 31620M106 | 2,545 | 22,500 | SH | DFND | 1 | 0 | 22,500 | 0 | |
FISERV INC. | Common Stock | 337738108 | 1,986 | 22,500 | SH | DFND | 1 | 0 | 22,500 | 0 | |
FLOWSERVE CORP | Common Stock | 34354P105 | 797 | 17,650 | SH | DFND | 1 | 0 | 17,650 | 0 | |
GLOBAL PAYMENTS INC. | Common Stock | 37940X102 | 1,700 | 12,450 | SH | DFND | 1 | 0 | 12,450 | 0 | |
HERBALIFE LTD | Convertible Bond | 42703MAB9 | 739 | 593 | SH | DFND | 1 | 0 | 593 | 0 | |
HOLOGIC INC. | Common Stock | 436440101 | 1,471 | 30,400 | SH | DFND | 1 | 0 | 30,400 | 0 | |
HUAZHU GROUP LTD | Convertible Bond | 16949NAC3 | 460 | 400 | SH | DFND | 1 | 0 | 400 | 0 | |
IBM | Common Stock | 459200101 | 1,634 | 11,578 | SH | DFND | 1 | 11,578 | 0 | 0 | |
IDEX CORP. | Common Stock | 45167R104 | 1,297 | 8,550 | SH | DFND | 1 | 0 | 8,550 | 0 | |
ILLUMINA INC. | Convertible Bond | 452327AF6 | 710 | 579 | SH | DFND | 1 | 0 | 579 | 0 | |
ILLUMINA INC. | Convertible Bond | 452327AH2 | 408 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
INTUITIVE SURGICAL INC. | Common Stock | 46120E602 | 1,826 | 3,200 | SH | DFND | 1 | 0 | 3,200 | 0 | |
IONIS PHARMACEUTICALS INC | Convertible Bond | 464337AJ3 | 543 | 400 | SH | DFND | 1 | 0 | 400 | 0 | |
IROBOT CORP. | Common Stock | 462726100 | 1,895 | 16,100 | SH | DFND | 1 | 0 | 16,100 | 0 | |
J2 GLOBAL COMMUNICATIONS INC. | Convertible Bond | 48123VAC6 | 202 | 150 | SH | DFND | 1 | 0 | 150 | 0 | |
JAZZ INVESTMENTS I LTD | Convertible Bond | 472145AB7 | 994 | 975 | SH | DFND | 1 | 0 | 975 | 0 | |
JOHN BEAN TECHNOGIES CORP | Common Stock | 477839104 | 666 | 7,250 | SH | DFND | 1 | 0 | 7,250 | 0 | |
KLA-TENCOR CORP. | Common Stock | 482480100 | 693 | 5,800 | SH | DFND | 1 | 0 | 5,800 | 0 | |
LAUDER ESTEE COS INC. | Common Stock | 518439104 | 15,396 | 93,000 | SH | DFND | 1 | 93,000 | 0 | 0 | |
LINDSAY CORP. | Common Stock | 535555106 | 852 | 8,800 | SH | DFND | 1 | 0 | 8,800 | 0 | |
LITTELFUSE INC. | Common Stock | 537008104 | 1,314 | 7,200 | SH | DFND | 1 | 0 | 7,200 | 0 | |
LIVE NATION INC. | Convertible Bond | 538034AQ2 | 462 | 400 | SH | DFND | 1 | 0 | 400 | 0 | |
LUMENTUM HOLDINGS INC | Convertible Bond | 55024UAB5 | 355 | 300 | SH | DFND | 1 | 0 | 300 | 0 | |
MASCO CORP. | Common Stock | 574599106 | 684 | 17,400 | SH | DFND | 1 | 0 | 17,400 | 0 | |
MEDIDATA SOLUTIONS INC | Common Stock | 58471A105 | 1,370 | 18,700 | SH | DFND | 1 | 0 | 18,700 | 0 | |
METTLER-TOLEDO INTL INC. | Common Stock | 592688105 | 868 | 1,200 | SH | DFND | 1 | 0 | 1,200 | 0 | |
MICROCHIP TECHNOLOGY INC. | Common Stock | 595017104 | 530 | 6,388 | SH | DFND | 1 | 6,388 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC. | Convertible Bond | 595017AF1 | 2,443 | 2,210 | SH | DFND | 1 | 0 | 2,210 | 0 | |
MICROSOFT CORP. | Common Stock | 594918104 | 8,436 | 71,529 | SH | DFND | 1 | 71,529 | 0 | 0 | |
MINE SAFETY APPLIANCES CO. | Common Stock | 553498106 | 1,783 | 17,240 | SH | DFND | 1 | 0 | 17,240 | 0 | |
MONDELEZ INTERNATIONAL INC | Common Stock | 609207105 | 13,978 | 280,000 | SH | DFND | 1 | 280,000 | 0 | 0 | |
NETFLIX INC. | Common Stock | 64110L106 | 440 | 1,233 | SH | DFND | 1 | 1,233 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC. | Convertible Bond | 64125CAD1 | 205 | 150 | SH | DFND | 1 | 0 | 150 | 0 | |
NUANCE COMMUNICATIONS INC. | Common Stock | 67020Y100 | 1,088 | 64,250 | SH | DFND | 1 | 0 | 64,250 | 0 | |
NUANCE COMMUNICATIONS INC. | Convertible Bond | 67020YAK6 | 469 | 500 | SH | DFND | 1 | 0 | 500 | 0 | |
NUTANIX INC | Convertible Bond | 67059NAB4 | 534 | 500 | SH | DFND | 1 | 0 | 500 | 0 | |
NVIDIA CORP. | Common Stock | 67066G104 | 2,634 | 14,667 | SH | DFND | 1 | 5,517 | 9,150 | 0 | |
NXP SEMICONDUCTORS NV | Convertible Bond | 62952QAB6 | 878 | 849 | SH | DFND | 1 | 0 | 849 | 0 | |
ON SEMICONDUCTOR CORP. | Common Stock | 682189105 | 1,131 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
ON SEMICONDUCTOR CORP. | Convertible Bond | 682189AK1 | 1,002 | 807 | SH | DFND | 1 | 0 | 807 | 0 | |
ON SEMICONDUCTOR CORP. | Convertible Bond | 682189AP0 | 521 | 420 | SH | DFND | 1 | 0 | 420 | 0 | |
ORACLE CORP. | Common Stock | 68389X105 | 1,194 | 22,227 | SH | DFND | 1 | 22,227 | 0 | 0 | |
OSI SYSTEMS INC. | Common Stock | 671044105 | 964 | 11,000 | SH | DFND | 1 | 0 | 11,000 | 0 | |
PALO ALTO NETWORKS INC. | Common Stock | 697435105 | 2,713 | 11,170 | SH | DFND | 1 | 4,700 | 6,470 | 0 | |
PARAMETRIC TECHNOLOGY CORP. | Common Stock | 69370C100 | 1,106 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
PAYPAL HOLDINGS INC | Common Stock | 70450Y103 | 1,804 | 17,370 | SH | DFND | 1 | 0 | 17,370 | 0 | |
PERKINELMER INC. | Common Stock | 714046109 | 2,120 | 22,000 | SH | DFND | 1 | 0 | 22,000 | 0 | |
POOL CORP. | Common Stock | 73278L105 | 1,793 | 10,870 | SH | DFND | 1 | 0 | 10,870 | 0 | |
PROOFPOINT INC | Common Stock | 743424103 | 1,852 | 15,250 | SH | DFND | 1 | 0 | 15,250 | 0 | |
Q2 HOLDINGS INC | Common Stock | 74736L109 | 1,184 | 17,100 | SH | DFND | 1 | 0 | 17,100 | 0 | |
RAPID7 INC | Common Stock | 753422104 | 887 | 17,520 | SH | DFND | 1 | 0 | 17,520 | 0 | |
REXNORD CORP | Common Stock | 76169B102 | 789 | 31,400 | SH | DFND | 1 | 0 | 31,400 | 0 | |
ROCKWELL AUTOMATION INC | Common Stock | 773903109 | 1,632 | 9,300 | SH | DFND | 1 | 0 | 9,300 | 0 | |
ROLLINS INC. | Common Stock | 775711104 | 951 | 22,850 | SH | DFND | 1 | 0 | 22,850 | 0 | |
ROPER TECHNOLOGIES INC | Common Stock | 776696106 | 2,137 | 6,250 | SH | DFND | 1 | 0 | 6,250 | 0 | |
ROYAL GOLD INC. | Convertible Bond | 780287AA6 | 262 | 260 | SH | DFND | 1 | 0 | 260 | 0 | |
SAILPOINT TECHNOLOGIES HOLDING INC | Common Stock | 78781P105 | 1,135 | 39,530 | SH | DFND | 1 | 0 | 39,530 | 0 | |
SALESFORCE.COM INC | Common Stock | 79466L302 | 4,604 | 29,070 | SH | DFND | 1 | 15,670 | 13,400 | 0 | |
SERVICEMASTER GLOBAL HOLDINGS INC | Common Stock | 81761R109 | 717 | 15,350 | SH | DFND | 1 | 0 | 15,350 | 0 | |
SERVICENOW INC | Common Stock | 81762P102 | 3,626 | 14,710 | SH | DFND | 1 | 2,390 | 12,320 | 0 | |
SHOTSPOTTER INC | Common Stock | 82536T107 | 1,043 | 27,020 | SH | DFND | 1 | 0 | 27,020 | 0 | |
SITEONE LANDSCAPE SUPPLY INC | Common Stock | 82982L103 | 1,200 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | |
SJW CORP. | Common Stock | 784305104 | 818 | 13,250 | SH | DFND | 1 | 0 | 13,250 | 0 | |
SMITH CORP.(A.O.) | Common Stock | 831865209 | 1,650 | 30,950 | SH | DFND | 1 | 0 | 30,950 | 0 | |
SPLUNK INC | Common Stock | 848637104 | 3,351 | 26,894 | SH | DFND | 1 | 8,334 | 18,560 | 0 | |
SPS COMMERCE INC | Common Stock | 78463M107 | 976 | 9,200 | SH | DFND | 1 | 0 | 9,200 | 0 | |
STANLEY BLACK ET DECKER | Common Stock | 854502101 | 1,266 | 9,300 | SH | DFND | 1 | 0 | 9,300 | 0 | |
STANTEC INC | Common Stock | 85472N109 | 508 | 21,500 | SH | DFND | 1 | 0 | 21,500 | 0 | |
STITCH FIX INC | Common Stock | 860897107 | 568 | 20,132 | SH | DFND | 1 | 0 | 20,132 | 0 | |
SYNOPSYS INC. | Common Stock | 871607107 | 2,300 | 19,970 | SH | DFND | 1 | 0 | 19,970 | 0 | |
TAIWAN SEMICONDUCTOR MFG CO. | American Depository Receipt | 874039100 | 1,813 | 44,267 | SH | DFND | 1 | 44,267 | 0 | 0 | |
TERADYNE INC. | Common Stock | 880770102 | 1,635 | 41,050 | SH | DFND | 1 | 0 | 41,050 | 0 | |
TESLA INC | Convertible Bond | 88160RAC5 | 1,675 | 1,630 | SH | DFND | 1 | 0 | 1,630 | 0 | |
THERMO FISHER SCIENTIFIC INC. | Common Stock | 883556102 | 4,500 | 16,440 | SH | DFND | 1 | 0 | 16,440 | 0 | |
T-MOBILE US INC | Common Stock | 872590104 | 1,561 | 22,590 | SH | DFND | 1 | 22,590 | 0 | 0 | |
TORO CO. | Common Stock | 891092108 | 1,287 | 18,700 | SH | DFND | 1 | 0 | 18,700 | 0 | |
TRANSUNION | Common Stock | 89400J107 | 1,952 | 29,200 | SH | DFND | 1 | 0 | 29,200 | 0 | |
TRIMBLE NAVIGATION LTD | Common Stock | 896239100 | 2,157 | 53,400 | SH | DFND | 1 | 0 | 53,400 | 0 | |
TYLER TECHNOLOGIES INC. | Common Stock | 902252105 | 1,247 | 6,100 | SH | DFND | 1 | 0 | 6,100 | 0 | |
ULTIMATE SOFTWARE GROUP INC. | Common Stock | 90385D107 | 1,337 | 4,050 | SH | DFND | 1 | 0 | 4,050 | 0 | |
VARONIS SYSTEMS INC | Common Stock | 922280102 | 1,341 | 22,490 | SH | DFND | 1 | 0 | 22,490 | 0 | |
VERIZON COMMUNICATIONS INC. | Common Stock | 92343V104 | 3,453 | 58,403 | SH | DFND | 1 | 58,403 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC. | Common Stock | 92532F100 | 672 | 3,653 | SH | DFND | 1 | 3,653 | 0 | 0 | |
VISA INC. | Common Stock | 92826C839 | 5,773 | 36,961 | SH | DFND | 1 | 24,811 | 12,150 | 0 | |
WABCO HOLDINGS INC. | Common Stock | 92927K102 | 982 | 7,450 | SH | DFND | 1 | 0 | 7,450 | 0 | |
WABTEC CORP/DE | Common Stock | 929740108 | 1,393 | 18,900 | SH | DFND | 1 | 0 | 18,900 | 0 | |
WALMART INC | Common Stock | 931142103 | 6,827 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
WASTE CONNECTIONS INC | Common Stock | 94106B101 | 1,781 | 20,100 | SH | DFND | 1 | 0 | 20,100 | 0 | |
WASTE MANAGEMENT INC. | Common Stock | 94106L109 | 1,663 | 16,000 | SH | DFND | 1 | 0 | 16,000 | 0 | |
WAYFAIR INC | Convertible Bond | 94419LAB7 | 920 | 600 | SH | DFND | 1 | 0 | 600 | 0 | |
WORKDAY INC-CLASS A | Convertible Bond | 98138HAF8 | 1,499 | 1,060 | SH | DFND | 1 | 0 | 1,060 | 0 | |
WORLDPAY INC | Common Stock | 981558109 | 1,277 | 11,250 | SH | DFND | 1 | 0 | 11,250 | 0 | |
WRIGHT MEDICAL GROUP INC. | Convertible Bond | 98235TAE7 | 296 | 261 | SH | DFND | 1 | 0 | 261 | 0 | |
XILINX INC. | Common Stock | 983919101 | 1,243 | 9,800 | SH | DFND | 1 | 0 | 9,800 | 0 | |
XYLEM INC | Common Stock | 98419M100 | 2,320 | 29,350 | SH | DFND | 1 | 0 | 29,350 | 0 | |
ZENDESK INC | Convertible Bond | 98936JAB7 | 1,241 | 850 | SH | DFND | 1 | 0 | 850 | 0 |