|
Q3 2018
Filed on Nov 14, 2018
|
43
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
157
|
N/A
|
|
Proshares Short Vix Short Term Futures ETF
|
Q3 2018
Filed on Nov 14, 2018
|
7
|
N/A
|
|
Market Vectors ETF Emerging Mkts Local ETF
|
Q3 2018
Filed on Nov 14, 2018
|
1,393
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
40
|
$8.42 - $9.89
$337 - $396
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
947
|
$2.09 - $3.31
$1.98K - $3.13K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
39
|
$28.8 - $31.55
$1.12K - $1.23K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
20
|
$36.67 - $46.86
$733 - $937
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
21
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
47
|
$20.2 - $25.2
$949 - $1.18K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
1,125
|
$50.0 - $61.19
$56.3K - $68.8K
|
|
Vaneck Vectors High Yield Municipal Index ETF
|
Q3 2018
Filed on Nov 14, 2018
|
1,059
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
2,429
|
$6.33 - $13.02
$15.4K - $31.6K
|
|
Pengrowth Energy Corp Com
|
Q3 2018
Filed on Nov 14, 2018
|
1,000
|
N/A
|
|
Dr Pepper Snapple Group Inc Com
|
Q3 2018
Filed on Nov 14, 2018
|
92
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
700
|
$13.82 - $17.56
$9.67K - $12.3K
|
|
Quality Care Pptys Inc Com
|
Q3 2018
Filed on Nov 14, 2018
|
25
|
N/A
|
|
Orexigen Therapeutics Inc Com New
|
Q3 2018
Filed on Nov 14, 2018
|
1,590
|
N/A
|
|
Advent Claymore Enh Grw & Inc Com
|
Q3 2018
Filed on Nov 14, 2018
|
3,250
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
516
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
4,944
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
300
|
$18.84 - $21.63
$5.65K - $6.49K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
8,725
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
733
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
142
|
N/A
|
|
Powershares Variable Rate Preferred Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
45,051
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
189
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
132
|
N/A
|
|
Powershares S&P 500 Pure Growth Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
445
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
9,975
|
N/A
|
|
Powershares Ladderrite 0 5 Year Corporate Bond Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
4,420
|
N/A
|
|
Powershares Global Exchange Traded Fd Tr Insured Natl
|
Q2 2018
Filed on Jul 27, 2018
|
12,479
|
N/A
|
|
Powershares Bulletshares 2022 Corporate Bond Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
5,470
|
N/A
|
|
Powershares Bulletshares 2021 Corporate Bond Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
9,450
|
N/A
|
|
Powershares S&P 500 Buywrite Portfolio ETF
|
Q2 2018
Filed on Jul 27, 2018
|
44,491
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
1,452
|
$19.25 - $27.62
$28K - $40.1K
|
|
Innovator Lunt Low Vol/High Beta Tactical ETF
|
Q2 2018
Filed on Jul 27, 2018
|
599
|
N/A
|
|
Amerigas Partners L P Unit L P Int
|
Q2 2018
Filed on Jul 27, 2018
|
354
|
N/A
|
|
Powershares Emerging Markets Sovereign Debt Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
68,516
|
N/A
|
|
Monotype Imaging Holdings Inc Com
|
Q2 2018
Filed on Jul 27, 2018
|
802
|
N/A
|
|
Aegean Marine Petroleum Network Inc Athens Greecesedol #B0 Tbf08
|
Q2 2018
Filed on Jul 27, 2018
|
1,200
|
N/A
|
|
Powershares Bulletshares 2020 Corporate Bond Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
12,183
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
445
|
$14.34 - $17.43
$6.38K - $7.76K
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
1,584
|
N/A
|
|
Powershares Db Precious Metals
|
Q2 2018
Filed on Jul 27, 2018
|
38
|
N/A
|
|
Braemar Hotels & Resorts Inc 5.5 Cum Cv Pfd B
|
Q2 2018
Filed on Jul 27, 2018
|
40,800
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
500
|
N/A
|
|
Powershares Dwa Tactical Multi Asset Income Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
36,756
|
N/A
|
|
Powershares Dwa Technical Leaders Portfolio
|
Q2 2018
Filed on Jul 27, 2018
|
32,231
|
N/A
|
|
|
Q2 2018
Filed on Jul 27, 2018
|
51
|
N/A
|
|