Advisors Asset Management, Inc. Gladstone Capital Corp Transaction History

Advisors Asset Management, Inc.

$4.99 Billion
Q2 2024

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	SELL	$9.79 - $11.2 $34,030 - $38,931	-3,476 Reduced 1.28%	268,306 $2.88 Million
Q4 2023 Feb 14, 2024	SELL	$9.29 - $10.79 $330,677 - $384,070	-35,595 Reduced 11.58%	271,782 $2.91 Million
Q2 2023 Aug 14, 2023	SELL	$9.2 - $9.86 $468,408 - $502,012	-50,914 Reduced 14.21%	307,377 $3 Million
Q1 2023 May 12, 2023	BUY	$9.0 - $10.85 $121,599 - $146,594	13,511 Added 3.92%	358,291 $3.37 Million
Q3 2022 Nov 08, 2022	BUY	$8.39 - $10.99 $194,597 - $254,902	23,194 Added 6.87%	360,791 $3.06 Million
Q2 2022 Aug 08, 2022	SELL	$9.51 - $12.66 $37,079 - $49,361	-3,899 Reduced 1.14%	337,597 $3.41 Million
Q1 2022 May 17, 2022	BUY	$10.3 - $12.05 $38,635 - $45,199	3,751 Added 1.11%	341,496 $4.03 Million
Q4 2021 Feb 15, 2022	BUY	$10.74 - $12.35 $240,114 - $276,108	22,357 Added 7.09%	337,745 $3.91 Million
Q3 2021 Nov 12, 2021	BUY	$11.18 - $11.88 $569,565 - $605,226	50,945 Added 19.27%	315,388 $3.56 Million
Q2 2021 Jul 30, 2021	BUY	$10.17 - $11.87 $408,345 - $476,604	40,152 Added 17.9%	264,443 $3.02 Million
Q1 2021 May 07, 2021	BUY	$8.71 - $10.35 $343,130 - $407,738	39,395 Added 21.31%	224,291 $2.23 Million
Q4 2020 Feb 12, 2021	BUY	$7.03 - $9.1 $162,828 - $210,774	23,162 Added 14.32%	184,896 $1.64 Million
Q3 2020 Nov 16, 2020	SELL	$6.8 - $7.74 $204,319 - $232,563	-30,047 Reduced 15.67%	161,734 $1.2 Million
Q2 2020 Aug 12, 2020	SELL	$4.74 - $8.18 $53,547 - $92,409	-11,297 Reduced 5.56%	191,781 $1.4 Million
Q1 2020 May 15, 2020	SELL	$4.29 - $10.53 $104,521 - $256,552	-24,364 Reduced 10.71%	203,078 $1.14 Million
Q4 2019 Feb 14, 2020	SELL	$9.36 - $10.63 $154,206 - $175,129	-16,475 Reduced 6.75%	227,442 $2.26 Million
Q3 2019 Nov 14, 2019	BUY	$9.21 - $9.75 $22,490 - $23,809	2,442 Added 1.01%	243,917 $2.38 Million
Q2 2019 Aug 14, 2019	SELL	$9.0 - $9.5 $515,943 - $544,606	-57,327 Reduced 19.19%	241,475 $2.27 Million
Q1 2019 May 15, 2019	SELL	$7.38 - $9.55 $72,324 - $93,590	-9,800 Reduced 3.18%	298,802 $2.69 Million
Q4 2018 Jan 31, 2019	SELL	$6.84 - $9.6 $457,418 - $641,990	-66,874 Reduced 17.81%	308,602 $2.25 Million
Q3 2018 Nov 15, 2018	BUY	$9.05 - $9.86 $608,739 - $663,223	67,264 Added 21.82%	375,476 $3.57 Million
Q2 2018 Aug 22, 2018	BUY	$8.59 - $9.23 $2.51 Million - $2.69 Million	291,910 Added 1790.64%	308,212 $2.77 Million
Q2 2018 Aug 15, 2018	SELL	$8.59 - $9.23 $1.71 Million - $1.84 Million	-199,463 Reduced 92.44%	16,302 $2.77 Million
Q1 2018 May 15, 2018	BUY	$8.41 - $9.49 $182,942 - $206,435	21,753 Added 11.21%	215,765 $1.86 Million
Q4 2017 Feb 13, 2018	BUY	$9.17 - $9.9 $188,205 - $203,187	20,524 Added 11.83%	194,012 $1.79 Million
Q3 2017 Nov 07, 2017	BUY	$9.04 - $9.93 $1.57 Million - $1.72 Million	173,488	173,488 $1.65 Million

Others Institutions Holding GLAD

# of Institutions

Shares Held

31.5K

Call Options Held

Put Options Held

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About GLADSTONE CAPITAL CORP

Ticker GLAD
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Capital Corporation is a business development company specializing in lower middle market, growth capital, add on acquisitions, change of control, buy & build strategies, debt refinancing, debt investments in senior term loans, revolving loans, secured first and second lien term loans, senior subordinated loans, unitranche loans, j...

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