Advisory Services Network, LLC Closed Holding Positions

Advisory Services Network, LLC

$4.99 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
SBS Companhia De Saneamento Basico Do Estado De Sao Paulo Sabesp Utilities	Q4 2019 Filed on Feb 04, 2020	0	$11.75 - $15.16 $0 - $0
Diplomat Pharmacy Inc	Q4 2019 Filed on Feb 04, 2020	598,802	N/A
Dominion Energy Inc	Q4 2019 Filed on Feb 04, 2020	500	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2019 Filed on Feb 04, 2020	6,204	N/A
PBP Invesco Exchange Traded Fd Tr ETFs	Q4 2019 Filed on Feb 04, 2020	6,050	$21.07 - $22.58 $127K - $137K
Ishares Tr	Q4 2019 Filed on Feb 04, 2020	2,411	N/A
Medidata Solutions Inc	Q4 2019 Filed on Feb 04, 2020	225	N/A
MOR Morpho Sys Ag Healthcare	Q4 2019 Filed on Feb 04, 2020	29	$26.07 - $36.32 $756 - $1.05K
Tailored Brands Inc	Q4 2019 Filed on Feb 04, 2020	19,600	N/A
DEEF Xtrackers Ftse Developed Ex Us ETFs	Q4 2019 Filed on Feb 04, 2020	7,208	$26.46 - $29.04 $191K - $209K
AUOTY Au Optronics Corp Technology	Q4 2019 Filed on Feb 04, 2020	1,279	$2.42 - $3.31 $3.1K - $4.23K
Avon Prods Inc	Q4 2019 Filed on Feb 04, 2020	25,014	N/A
Chemical Finl Corp	Q4 2019 Filed on Feb 04, 2020	145	N/A
GPRE Green Plains Inc. Basic Materials	Q4 2019 Filed on Feb 04, 2020	922	$10.13 - $16.2 $9.34K - $14.9K
Hornbeck Offshore Svcs Inc N	Q4 2019 Filed on Feb 04, 2020	10,000	N/A
THD Ishares Inc Msci Thailand ETF ETFs	Q4 2019 Filed on Feb 04, 2020	91	$84.82 - $90.2 $7.72K - $8.21K
Array Biopharma Inc	Q4 2019 Filed on Feb 04, 2020	3,442	N/A
Blackrock 2022 Gbl Incm Opp	Q4 2019 Filed on Feb 04, 2020	7,400	N/A
Direxion Shs ETF Tr	Q4 2019 Filed on Feb 04, 2020	37,193	N/A
Genetic Technologies LTD	Q4 2019 Filed on Feb 04, 2020	100	N/A
Ubiquiti Networks Inc	Q4 2019 Filed on Feb 04, 2020	565	N/A
Ensco Rowan PLC	Q4 2019 Filed on Feb 04, 2020	7,240	N/A
Attunity LTD Shs New	Q4 2019 Filed on Feb 04, 2020	131	N/A
Chesapeake Lodging Tr	Q4 2019 Filed on Feb 04, 2020	460	N/A
CLSD Clearside Biomedical, Inc. Healthcare	Q4 2019 Filed on Feb 04, 2020	710	$0.62 - $3.4 $440 - $2.41K
Connecticut Wtr Svc Inc	Q4 2019 Filed on Feb 04, 2020	216	N/A
Del Friscos Restaurant Group	Q4 2019 Filed on Feb 04, 2020	91	N/A
Legacy Resvs LP Unitltd Partnership Int	Q4 2019 Filed on Feb 04, 2020	1,301	N/A
Ocwen Finl Corp	Q4 2019 Filed on Feb 04, 2020	356	N/A
Roan Res Inc	Q4 2019 Filed on Feb 04, 2020	4,373	N/A
American Midstream Partners	Q4 2019 Filed on Feb 04, 2020	288	N/A
Andeavor Logistics LP	Q4 2019 Filed on Feb 04, 2020	5,828	N/A
Audentes Therapeutics Inc	Q4 2019 Filed on Feb 04, 2020	233	N/A
Blackrock Muniholdngs Qlty I	Q4 2019 Filed on Feb 04, 2020	3,581	N/A
CURE Direxion Daily Healthcare Bull ETFs	Q4 2019 Filed on Feb 04, 2020	42	$46.92 - $75.03 $1.97K - $3.15K
Emerge Energy Svcs LP Com Rep Partn	Q4 2019 Filed on Feb 04, 2020	100	N/A
Fang Hldgs LTD	Q4 2019 Filed on Feb 04, 2020	550	N/A
First Defiance Finl Corp	Q4 2019 Filed on Feb 04, 2020	386	N/A
PBND Invesco ETF Tr Ii ETFs	Q4 2019 Filed on Feb 04, 2020	321	N/A
Jp Morgan Exchange Traded Fd	Q4 2019 Filed on Feb 04, 2020	28	N/A
Medley Mgmt Inc	Q4 2019 Filed on Feb 04, 2020	4,398	N/A
Nuveen High Income November	Q4 2019 Filed on Feb 04, 2020	1,151	N/A
Nuverra Environmental Soluti	Q4 2019 Filed on Feb 04, 2020	9	N/A
EFAD Proshares Tr Proshares Msci Ea ETFs	Q4 2019 Filed on Feb 04, 2020	757	$36.28 - $40.88 $27.5K - $30.9K
Proshares Tr Ii	Q4 2019 Filed on Feb 04, 2020	1,691	N/A
Sb Finl Group Inc	Q4 2019 Filed on Feb 04, 2020	1,578	N/A
QWLD Spdr Index Shs Fds ETFs	Q4 2019 Filed on Feb 04, 2020	49	$78.65 - $86.01 $3.85K - $4.21K
Strategy Shs	Q4 2019 Filed on Feb 04, 2020	420	N/A
Strategy Shs	Q4 2019 Filed on Feb 04, 2020	100	N/A
Transenterix Inc	Q4 2019 Filed on Feb 04, 2020	100	N/A

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