Alps Advisors Inc Closed Holding Positions

Alps Advisors Inc

  • $17.8 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
National Gen Hldgs Corp
Q1 2021 Filed on May 07, 2021
12,117
N/A
DBEF
Xtrackers Msci Eafe Hedged Equ

ETFs
Q1 2021 Filed on May 07, 2021
371,112
$33.53 - $36.45 $12.4M - $13.5M
Viela Bio Inc
Q1 2021 Filed on May 07, 2021
98,915
N/A
Bmc Stk Hldgs Inc
Q1 2021 Filed on May 07, 2021
6,193
N/A
Cree Inc
Q1 2021 Filed on May 07, 2021
362,878
N/A
EWY
Ishares Inc Msci South Korea E

ETFs
Q1 2021 Filed on May 07, 2021
31,967
$86.01 - $96.22 $2.75M - $3.08M
Broadstone Net Lease Inc
Q1 2021 Filed on May 07, 2021
800,000
N/A
Tc Pipelines LP
Q1 2021 Filed on May 07, 2021
6,072,740
N/A
CMP
Compass Minerals International Inc

Basic Materials
Q1 2021 Filed on May 07, 2021
4,499
$58.26 - $68.72 $262K - $309K
NSP
Insperity, Inc.

Industrials
Q1 2021 Filed on May 07, 2021
3,880
$77.4 - $95.2 $300K - $369K
Sl Green Rlty Corp
Q1 2021 Filed on May 07, 2021
11,531
N/A
Stamps Com Inc
Q1 2021 Filed on May 07, 2021
1,228
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 07, 2021
2,045,551
N/A
SUPN
Supernus Pharmaceuticals, Inc.

Healthcare
Q1 2021 Filed on May 07, 2021
11,933
$24.15 - $31.45 $288K - $375K
Gci Liberty Inc
Q4 2020 Filed on Feb 03, 2021
26,900
N/A
DHC
Diversified Healthcare Trust

Real Estate
Q4 2020 Filed on Feb 03, 2021
138,338
$2.9 - $5.13 $401K - $710K
ARDX
Ardelyx, Inc.

Healthcare
Q4 2020 Filed on Feb 03, 2021
113,677
$5.05 - $7.1 $574K - $807K
Livongo Health Inc
Q4 2020 Filed on Feb 03, 2021
9,251
N/A
MNOV
Medicinova Inc

Healthcare
Q4 2020 Filed on Feb 03, 2021
57,340
$5.03 - $6.31 $288K - $362K
Vereit Inc
Q4 2020 Filed on Feb 03, 2021
74,716
N/A
Akcea Therapeutics Inc
Q4 2020 Filed on Feb 03, 2021
129,589
N/A
PAC
Pacific Airport Group

Industrials
Q4 2020 Filed on Feb 03, 2021
5,650
$81.18 - $115.23 $459K - $651K
HRTX
Heron Therapeutics, Inc.

Healthcare
Q4 2020 Filed on Feb 03, 2021
115,864
$14.61 - $22.14 $1.69M - $2.57M
Washington Prime Group New
Q4 2020 Filed on Feb 03, 2021
845,334
N/A
Td Ameritrade Hldg Corp
Q4 2020 Filed on Feb 03, 2021
7,043
N/A
DISCK
Warner Bros. Discovery, Inc.

Communication Services
Q4 2020 Filed on Feb 03, 2021
11,691
$17.44 - $26.19 $204K - $306K
SNPTY
China Petro&Chem Ads (100 Ord)
Q4 2020 Filed on Feb 03, 2021
9,601
N/A
Vivint Solar Inc
Q4 2020 Filed on Feb 03, 2021
348,716
N/A
EPZM
Epizyme, Inc.

Healthcare
Q4 2020 Filed on Feb 03, 2021
129,409
$10.34 - $13.77 $1.34M - $1.78M
GEO
Geo Group Inc

Real Estate
Q4 2020 Filed on Feb 03, 2021
41,469
$8.11 - $11.69 $336K - $485K
NMFC
New Mountain Finance Corp

Financial Services
Q4 2020 Filed on Feb 03, 2021
149,100
$9.07 - $12.16 $1.35M - $1.81M
Acceleron Pharma Inc
Q4 2020 Filed on Feb 03, 2021
76,386
N/A
Pennsylvania Real Estate Inv
Q4 2020 Filed on Feb 03, 2021
647,905
N/A
Pdl Biopharma Inc
Q4 2020 Filed on Feb 03, 2021
145,354
N/A
Eidos Therapeutics Inc
Q4 2020 Filed on Feb 03, 2021
49,191
N/A
ARAV
Aravive, Inc.

Healthcare
Q4 2020 Filed on Feb 03, 2021
20,423
$4.36 - $6.51 $89K - $133K
XOMA
Xoma Corp

Healthcare
Q4 2020 Filed on Feb 03, 2021
14,046
$19.26 - $45.61 $271K - $641K
Taubman Ctrs Inc
Q4 2020 Filed on Feb 03, 2021
14,470
N/A
Aduro Biotech Inc
Q4 2020 Filed on Feb 03, 2021
103,504
N/A
STRA
Strategic Education, Inc.

Consumer Defensive
Q3 2020 Filed on Nov 04, 2020
1,628
$88.53 - $168.63 $144K - $275K
Tiffany & CO New
Q3 2020 Filed on Nov 04, 2020
1,719
N/A
Terraform Pwr Inc
Q3 2020 Filed on Nov 04, 2020
365,179
N/A
VCSH
Vanguard Sht Term Corp Bd ETF

ETFs
Q3 2020 Filed on Nov 04, 2020
61,833
$82.55 - $83.1 $5.1M - $5.14M
NWPX
Northwest Pipe CO

Industrials
Q3 2020 Filed on Nov 04, 2020
8,904
$22.88 - $29.19 $204K - $260K
H
Hyatt Hotels Corp

Consumer Cyclical
Q3 2020 Filed on Nov 04, 2020
4,483
$47.98 - $61.12 $215K - $274K
Polyone Corp
Q3 2020 Filed on Nov 04, 2020
10,798
N/A
SHYF
Shyft Group, Inc.

Industrials
Q3 2020 Filed on Nov 04, 2020
18,823
$14.79 - $20.78 $278K - $391K
XHR
Xenia Hotels & Resorts, Inc.

Real Estate
Q3 2020 Filed on Nov 04, 2020
80,073
$7.6 - $9.58 $609K - $767K
MRCY
Mercury Systems Inc

Industrials
Q3 2020 Filed on Nov 04, 2020
2,695
$66.65 - $81.23 $180K - $219K
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