Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$381 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
FXU First Tr Exchange Traded Fd Ut ETFs	Q4 2017 Filed on Feb 12, 2018	80,888	$25.77 - $27.62 $2.08M - $2.23M
FJP First Trust Japan Alphadex Fun ETFs	Q4 2017 Filed on Feb 12, 2018	3,993	N/A
FNK First Trust Mid Cap Value Alph ETFs	Q4 2017 Filed on Feb 12, 2018	10,541	N/A
AIRR First Tr Vi Rba Amern Indl Ren ETFs	Q4 2017 Filed on Feb 12, 2018	7,753	$25.2 - $27.71 $195K - $215K
IFV First Trust Dorsey Wright Inte ETFs	Q4 2017 Filed on Feb 12, 2018	53,853	$21.4 - $22.26 $1.15M - $1.2M
GQRE Flexshares Tr Global Quality R ETFs	Q4 2017 Filed on Feb 12, 2018	3,510	N/A
Forestar Group Inc	Q4 2017 Filed on Feb 12, 2018	219,600	N/A
Fortress Investment Grp Cl A	Q4 2017 Filed on Feb 12, 2018	651,162	N/A
Oshares Ftse Us Qual Div ETF	Q4 2017 Filed on Feb 12, 2018	27,745	N/A
Ftr 11 1/8 06/29/18	Q4 2017 Filed on Feb 12, 2018	52,500	N/A
GGT Gabelli Multimedia Trust Inc. Financial Services	Q4 2017 Filed on Feb 12, 2018	10,358	$8.5 - $9.74 $88K - $101K
GUT Gabelli Utility Trust Financial Services	Q4 2017 Filed on Feb 12, 2018	13,263	$6.95 - $7.19 $92.2K - $95.4K
General Cable Corp	Q4 2017 Filed on Feb 12, 2018	19,510,000	N/A
Genocea Biosciences Inc	Q4 2017 Filed on Feb 12, 2018	21,233	N/A
Gigamon Inc	Q4 2017 Filed on Feb 12, 2018	350,615	N/A
Goldman Sachs Mlp Income Opp	Q4 2017 Filed on Feb 12, 2018	87,826	N/A
Goldman Sachs Mlp & Energy R	Q4 2017 Filed on Feb 12, 2018	139,738	N/A
Goodrich Petroleum Corp	Q4 2017 Filed on Feb 12, 2018	113,670	N/A
HTY John Hancock Tax Advantaged Global Shareholder Yield Fund Financial Services	Q4 2017 Filed on Feb 12, 2018	57,721	$8.33 - $9.22 $481K - $532K
Hardinge Inc	Q4 2017 Filed on Feb 12, 2018	137,162	N/A
Helix Energy Solutions Group Inc	Q4 2017 Filed on Feb 12, 2018	13,000	N/A
Hologic Inc	Q4 2017 Filed on Feb 12, 2018	12,000	N/A
Horizon Pharma Investment LTD	Q4 2017 Filed on Feb 12, 2018	12,000,000	N/A
Iconix Brand Group Inc	Q4 2017 Filed on Feb 12, 2018	298,224	N/A
ROOF Indexiq ETF Trust Iq Cbre Next	Q4 2017 Filed on Feb 12, 2018	24,451	N/A
Internap Corp	Q4 2017 Filed on Feb 12, 2018	289,966	N/A
SCJ Ishares Msci Japan Small Cap E ETFs	Q4 2017 Filed on Feb 12, 2018	3,551	$73.82 - $80.24 $262K - $285K
EMIF Ishares Emerging Markets Infra ETFs	Q4 2017 Filed on Feb 12, 2018	30,074	N/A
EWGS Ishares Msci Germany Small Cap ETFs	Q4 2017 Filed on Feb 12, 2018	16,145	N/A
EPOL Ishares Tr Msci Poland ETF ETFs	Q4 2017 Filed on Feb 12, 2018	34,067	$26.09 - $27.78 $889K - $946K
Ishares Ibonds Dec 2017 Term	Q4 2017 Filed on Feb 12, 2018	215,652	N/A
KYN Kayne Anderson Energy Infrastructure Fund, Inc. Financial Services	Q4 2017 Filed on Feb 12, 2018	37,627	$14.59 - $19.05 $549K - $717K
Kayne Anderson Energy Develo	Q4 2017 Filed on Feb 12, 2018	18,022	N/A
KMF Kayne Anderson Next Gen Energy & Infrastructure, Inc. Financial Services	Q4 2017 Filed on Feb 12, 2018	92,976	$12.4 - $14.76 $1.15M - $1.37M
Kite Pharma Inc	Q4 2017 Filed on Feb 12, 2018	10,209	N/A
LCNB Lcnb Corp Financial Services	Q4 2017 Filed on Feb 12, 2018	13,923	$19.5 - $22.0 $271K - $306K
Lm Funding America Inc	Q4 2017 Filed on Feb 12, 2018	11,350	N/A
Landauer Inc	Q4 2017 Filed on Feb 12, 2018	49,886	N/A
Level 3 Communications Inc	Q4 2017 Filed on Feb 12, 2018	154,928	N/A
Liberty Interactive LLC	Q4 2017 Filed on Feb 12, 2018	12,585,000	N/A
Lumos Networks Corp	Q4 2017 Filed on Feb 12, 2018	124,319	N/A
Manitowoc Company Inc	Q4 2017 Filed on Feb 12, 2018	133,340	N/A
Merrimack Pharmaceuticals Inc	Q4 2017 Filed on Feb 12, 2018	3,320,000	N/A
Ncs Multistage Holdings Inc	Q4 2017 Filed on Feb 12, 2018	131,473	N/A
NXDT Nexpoint Diversified Real Estate Trust Financial Services	Q4 2017 Filed on Feb 12, 2018	60,006	$22.95 - $25.4 $1.38M - $1.52M
Northeast Bancorp	Q4 2017 Filed on Feb 12, 2018	8,458	N/A
Omega Protein Corp	Q4 2017 Filed on Feb 12, 2018	33,435	N/A
Orchids Paper Products CO	Q4 2017 Filed on Feb 12, 2018	12,247	N/A
PBFX Pbf Logistics LP Energy	Q4 2017 Filed on Feb 12, 2018	19,493	$19.1 - $21.0 $372K - $409K
Parexel International Corp	Q4 2017 Filed on Feb 12, 2018	217,792	N/A

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