Baird Financial Group, Inc. Closed Holding Positions

Baird Financial Group, Inc.

$59 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Leucadia Natl Corp	Q2 2018 Filed on Aug 13, 2018	35,375	N/A
Pwrsh S&P Finls ETF	Q2 2018 Filed on Aug 13, 2018	24,069	N/A
Curis Inc	Q2 2018 Filed on Aug 13, 2018	45,749	N/A
Gugg Blltshs 2022 Bd ETF	Q2 2018 Filed on Aug 13, 2018	52,808	N/A
OPK Opko Health, Inc. Healthcare	Q2 2018 Filed on Aug 13, 2018	40,293	$2.99 - $4.99 $120K - $201K
Pwrsh Dyn Lgcp Grw ETF	Q2 2018 Filed on Aug 13, 2018	58,746	N/A
Gugg Blltsh 2020 Crp ETF	Q2 2018 Filed on Aug 13, 2018	52,612	N/A
Gugg Blltsh 2019 Crp ETF	Q2 2018 Filed on Aug 13, 2018	80,744	N/A
Pwrsh Ftse Rafi Us1 K ETF	Q2 2018 Filed on Aug 13, 2018	32,899	N/A
Gugg Blltsh 2018 Crp ETF	Q2 2018 Filed on Aug 13, 2018	19,801	N/A
Pwrshs ETF Fin Pfd Port	Q2 2018 Filed on Aug 13, 2018	17,301	N/A
Pwrsh H/Y Eq Div Ach ETF	Q2 2018 Filed on Aug 13, 2018	17,974	N/A
Pwrsh Cmdty Index ETF	Q2 2018 Filed on Aug 13, 2018	79,879	N/A
Powershs Rafi Us 1500	Q2 2018 Filed on Aug 13, 2018	2,665	N/A
Orbital Atk Inc	Q2 2018 Filed on Aug 13, 2018	8,724	N/A
Gugg Blltshs 2021 Bd ETF	Q2 2018 Filed on Aug 13, 2018	86,907	N/A
Nuveen Glbl Hi Incm Fd	Q2 2018 Filed on Aug 13, 2018	65,549	N/A
Powershs Exch Dwa Tech	Q2 2018 Filed on Aug 13, 2018	78,058	N/A
Claymr Gugg Bullet25 ETF	Q2 2018 Filed on Aug 13, 2018	13,370	N/A
Monsanto CO	Q2 2018 Filed on Aug 13, 2018	11,472	N/A
Pwrsh Dyn Lgcp Val ETF	Q2 2018 Filed on Aug 13, 2018	55,551	N/A
Powershs Tr Ii Sr Ln ETF	Q2 2018 Filed on Aug 13, 2018	60,396	N/A
Claymr Gugg Bullet24 ETF	Q2 2018 Filed on Aug 13, 2018	39,245	N/A
Pwrsh Qqq ETF	Q2 2018 Filed on Aug 13, 2018	154,793	N/A
LCII Lci Industries Consumer Cyclical	Q2 2018 Filed on Aug 13, 2018	28,963	$82.7 - $103.1 $2.4M - $2.99M
Claymr Gugg Bullet23 ETF	Q2 2018 Filed on Aug 13, 2018	40,748	N/A
Nuance Communications Inc	Q2 2018 Filed on Aug 13, 2018	54,371	N/A
Spdr S&P Oil&Gas Eqp ETF	Q1 2018 Filed on May 14, 2018	119,112	N/A
PMT Penny Mac Mortgage Investment Trust Real Estate	Q1 2018 Filed on May 14, 2018	18,054	$15.57 - $18.03 $281K - $326K
EES Wisdomtree U.S. Smallcap Fund ETFs	Q1 2018 Filed on May 14, 2018	65,855	N/A
Priceline Com Inc Com New	Q1 2018 Filed on May 14, 2018	9,049	N/A
Transcanada Pipelines LTD	Q1 2018 Filed on May 14, 2018	13,671	N/A
KCE Spdr S&P Capital Markets ETF ETFs	Q1 2018 Filed on May 14, 2018	32,226	N/A
BBBY Bed Bath & Beyond Inc Consumer Cyclical	Q1 2018 Filed on May 14, 2018	25,165	$20.25 - $23.96 $510K - $603K
Potash Corp Sask Inc	Q1 2018 Filed on May 14, 2018	204,177	N/A
Regal Entmt Group	Q1 2018 Filed on May 14, 2018	20,446	N/A
Pwrshs Emerg Mrkt Sovrgn	Q1 2018 Filed on May 14, 2018	13,629	N/A
Pwrsh S&P Sml Cap ETF	Q1 2018 Filed on May 14, 2018	23,922	N/A
VGI Virtus Global Multi Sector Income Fund Financial Services	Q1 2018 Filed on May 14, 2018	77,034	$13.91 - $17.54 $1.07M - $1.35M
8 Point3 Energy Partners LP Cl	Q1 2018 Filed on May 14, 2018	167,052	N/A
SYNA Synaptics Inc Technology	Q1 2018 Filed on May 14, 2018	5,201	$39.08 - $49.76 $203K - $259K
Oppenheimer Revenue Weighted E	Q1 2018 Filed on May 14, 2018	22,417	N/A
MTW Manitowoc CO Inc Industrials	Q1 2018 Filed on May 14, 2018	101,275	$26.93 - $43.59 $2.73M - $4.41M
Torchmark Corp	Q1 2018 Filed on May 14, 2018	2,367	N/A
Central Fd Cda LTD Cl A	Q1 2018 Filed on May 14, 2018	457,842	N/A
MT Arcelor Mittal Basic Materials	Q1 2018 Filed on May 14, 2018	8,173	$30.36 - $37.31 $248K - $305K
AFIIQ Armstrong Flooring, Inc.	Q1 2018 Filed on May 14, 2018	10,314	$13.34 - $17.26 $138K - $178K
Crh Medical Corp	Q1 2018 Filed on May 14, 2018	113,600	N/A
Oppenheimer Rev Wght ETF Mid C	Q1 2018 Filed on May 14, 2018	5,915	N/A
Inovalon Holdings Inc A	Q1 2018 Filed on May 14, 2018	72,022	N/A

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