Barclays PLC Closed Holding Positions

Barclays PLC

$436 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Nova Lifestyle Inc	Q4 2019 Filed on Feb 10, 2020	175	N/A
Tesla Inc	Q4 2019 Filed on Feb 10, 2020	608,000	N/A
1347 Ppty Ins Hldgs Inc	Q4 2019 Filed on Feb 10, 2020	1	N/A
AIRI Air Industries Group Industrials	Q4 2019 Filed on Feb 10, 2020	12	$1.1 - $2.33 $13.2 - $28
Alta Mesa Res Inc	Q4 2019 Filed on Feb 10, 2020	7,241	N/A
American River Bankshares	Q4 2019 Filed on Feb 10, 2020	18	N/A
Bancorp New Jersey Inc New	Q4 2019 Filed on Feb 10, 2020	44	N/A
Bellerophon Therapeutics Inc	Q4 2019 Filed on Feb 10, 2020	360	N/A
C&Amp J Energy Svcs Inc New	Q4 2019 Filed on Feb 10, 2020	153,641	N/A
China Cust Relations Cntr In	Q4 2019 Filed on Feb 10, 2020	1	N/A
China Telecom Corp LTD	Q4 2019 Filed on Feb 10, 2020	19	N/A
JVA Coffee Holding CO Inc Consumer Defensive	Q4 2019 Filed on Feb 10, 2020	21	$3.65 - $5.03 $76.6 - $106
Contrafect Corp	Q4 2019 Filed on Feb 10, 2020	3	N/A
Finisar Corp	Q4 2019 Filed on Feb 10, 2020	130,000	N/A
GAIN Gladstone Investment Corporation\De Financial Services	Q4 2019 Filed on Feb 10, 2020	39	$11.96 - $15.25 $466 - $595
Great Elm Cap Group Inc	Q4 2019 Filed on Feb 10, 2020	33	N/A
Hess Midstream Partners LP	Q4 2019 Filed on Feb 10, 2020	1,400	N/A
Nevro Corp	Q4 2019 Filed on Feb 10, 2020	158,000	N/A
Oasis Pete Inc New	Q4 2019 Filed on Feb 10, 2020	7,000	N/A
OPNT Opiant Pharmaceuticals, Inc. Healthcare	Q4 2019 Filed on Feb 10, 2020	30	$13.16 - $15.96 $395 - $479
OCC Optical Cable Corp Technology	Q4 2019 Filed on Feb 10, 2020	16	$2.91 - $3.52 $46.6 - $56.3
RAVE Rave Restaurant Group, Inc. Consumer Cyclical	Q4 2019 Filed on Feb 10, 2020	22	$1.45 - $2.85 $31.9 - $62.7
Sellas Life Sciences Group I	Q4 2019 Filed on Feb 10, 2020	834	N/A
Sm Energy CO	Q4 2019 Filed on Feb 10, 2020	77,000	N/A
Sophiris Bio Inc	Q4 2019 Filed on Feb 10, 2020	1,353	N/A
Tdh Hldgs Inc	Q4 2019 Filed on Feb 10, 2020	67	N/A
Transenterix Inc	Q4 2019 Filed on Feb 10, 2020	90,975	N/A
UBP Urstadt Biddle Properties Inc Real Estate	Q4 2019 Filed on Feb 10, 2020	76	$18.1 - $19.87 $1.38K - $1.51K
BSV Vanguard Bd Index Fd Inc Short ETFs	Q4 2019 Filed on Feb 10, 2020	100	$80.41 - $81.14 $8.04K - $8.11K
Westell Technologies Inc	Q4 2019 Filed on Feb 10, 2020	1	N/A
WBK Westpac Banking Corporation Financial Services	Q4 2019 Filed on Feb 10, 2020	9,574	N/A
Carbon Black Inc	Q4 2019 Filed on Feb 10, 2020	288,146	N/A
Carbonite Inc	Q4 2019 Filed on Feb 10, 2020	1,035,000	N/A
Dhx Media LTD	Q4 2019 Filed on Feb 10, 2020	1,042,412	N/A
GLAD Gladstone Capital Corp Financial Services	Q4 2019 Filed on Feb 10, 2020	17	$9.36 - $10.63 $159 - $181
Hubspot Inc	Q4 2019 Filed on Feb 10, 2020	238,000	N/A
Hunt Cos Fin Tr Inc	Q4 2019 Filed on Feb 10, 2020	25	N/A
Innovate Biopharmaceuticls I	Q4 2019 Filed on Feb 10, 2020	1	N/A
Jazz Investments I LTD	Q4 2019 Filed on Feb 10, 2020	186,000	N/A
Medicines CO	Q4 2019 Filed on Feb 10, 2020	100,000	N/A
Pivotal Software Inc	Q4 2019 Filed on Feb 10, 2020	5,200	N/A
Ppdai Group Inc	Q4 2019 Filed on Feb 10, 2020	480,331	N/A
BOTJ Bank Of The James Financial Group Inc Financial Services	Q4 2019 Filed on Feb 10, 2020	107	$12.73 - $14.45 $1.36K - $1.55K
BKSC Bank Of South Carolina Corp Financial Services	Q4 2019 Filed on Feb 10, 2020	14	$18.27 - $18.99 $256 - $266
Bowl Amer Inc	Q4 2019 Filed on Feb 10, 2020	4	N/A
CVR Chicago Rivet & Machine CO Industrials	Q4 2019 Filed on Feb 10, 2020	4	$25.28 - $27.81 $101 - $111
COHN Cohen & CO Inc. Financial Services	Q4 2019 Filed on Feb 10, 2020	3	$2.95 - $5.14 $8.85 - $15.4
CRWS Crown Crafts Inc Consumer Cyclical	Q4 2019 Filed on Feb 10, 2020	12	$5.7 - $7.61 $68.4 - $91.3
CVV Cvd Equipment Corp Industrials	Q4 2019 Filed on Feb 10, 2020	11	$3.11 - $3.98 $34.2 - $43.8
EFBI Eagle Financial Bancorp, Inc. Financial Services	Q4 2019 Filed on Feb 10, 2020	7	$15.71 - $16.66 $110 - $117

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