Barclays PLC Closed Holding Positions

Barclays PLC

$436 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Spring Bk Pharmaceuticals In	Q3 2019 Filed on Nov 14, 2019	18,157	N/A
Whiting Pete Corp New	Q3 2019 Filed on Nov 14, 2019	395,000	N/A
Ani Pharmaceuticals Inc	Q3 2019 Filed on Nov 14, 2019	59,000	N/A
Brightsphere Investmnt Grp P	Q3 2019 Filed on Nov 14, 2019	107,911	N/A
Dominion Energy Inc	Q3 2019 Filed on Nov 14, 2019	220,614	N/A
Gridsum Hldg Inc	Q3 2019 Filed on Nov 14, 2019	134	N/A
Irsa Propiedades Comerciales	Q3 2019 Filed on Nov 14, 2019	100	N/A
MRCC Monroe Capital Corp Financial Services	Q3 2019 Filed on Nov 14, 2019	60	$9.99 - $11.83 $599 - $710
Sunworks Inc	Q3 2019 Filed on Nov 14, 2019	140	N/A
Worldpay Inc	Q3 2019 Filed on Nov 14, 2019	1,082,776	N/A
Yintech Invt Hldgs LTD	Q3 2019 Filed on Nov 14, 2019	6	N/A
Cemex Sab De Cv	Q3 2019 Filed on Nov 14, 2019	41,000	N/A
Cytori Therapeutics Inc	Q3 2019 Filed on Nov 14, 2019	147	N/A
Assertio Therapeutics Inc	Q3 2019 Filed on Nov 14, 2019	45,000	N/A
Helius Med Technologies Inc	Q3 2019 Filed on Nov 14, 2019	207	N/A
Invesco Exchng Traded Fd Tr	Q3 2019 Filed on Nov 14, 2019	62	N/A
PSCF Invesco S&P Smallcap Financial ETFs	Q3 2019 Filed on Nov 14, 2019	56	$51.48 - $55.3 $2.88K - $3.1K
KBWR Invesco ETF Tr Ii Kbw Regional ETFs	Q3 2019 Filed on Nov 14, 2019	8	$49.14 - $51.47 $393 - $412
CUT Invesco ETF Tr Ii Msci Global ETFs	Q3 2019 Filed on Nov 14, 2019	99	$25.64 - $26.88 $2.54K - $2.66K
Cim Coml Tr Corp	Q3 2019 Filed on Nov 14, 2019	2,682	N/A
Legacy Resvs Inc	Q3 2019 Filed on Nov 14, 2019	1,997	N/A
Pacific City Financial Corp	Q3 2019 Filed on Nov 14, 2019	8,236	N/A
SCHF Schwab Strategic Tr Intl Eqty ETFs	Q3 2019 Filed on Nov 14, 2019	33,741	$31.56 - $32.18 $1.06M - $1.09M
180 Degree Cap Corp	Q3 2019 Filed on Nov 14, 2019	2,016	N/A
Akers Biosciences Inc	Q3 2019 Filed on Nov 14, 2019	3	N/A
Jianpu Technology Inc	Q3 2019 Filed on Nov 14, 2019	5,280	N/A
LTMAY Latam Airlines	Q3 2019 Filed on Nov 14, 2019	7,105	N/A
USDP Usd Partners LP Industrials	Q3 2019 Filed on Nov 14, 2019	135	$9.48 - $11.92 $1.28K - $1.61K
Camber Energy Inc	Q3 2019 Filed on Nov 14, 2019	233	N/A
DXYN Dixie Group Inc Consumer Cyclical	Q3 2019 Filed on Nov 14, 2019	4	$0.51 - $1.4 $2.04 - $5.6
Dpw Hldgs Inc	Q3 2019 Filed on Nov 14, 2019	400	N/A
Energizer Hldgs Inc New	Q3 2019 Filed on Nov 14, 2019	40	N/A
FPAY Flex Shopper, Inc. Industrials	Q3 2019 Filed on Nov 14, 2019	16	$1.09 - $2.05 $17.4 - $32.8
Gty Technology Holdings Inc	Q3 2019 Filed on Nov 14, 2019	75,000	N/A
MFG Mizuho Financial Group Inc Financial Services	Q3 2019 Filed on Nov 14, 2019	22,643	$2.84 - $3.17 $64.3K - $71.8K
Och Ziff Cptl Mangemnt Grp I	Q3 2019 Filed on Nov 14, 2019	10,859	N/A
Okta Inc	Q3 2019 Filed on Nov 14, 2019	759,000	N/A
Q2 Hldgs Inc	Q3 2019 Filed on Nov 14, 2019	1,097,000	N/A
Taronis Technologies Inc	Q3 2019 Filed on Nov 14, 2019	4,580	N/A
Yangtze Riv Port And Lgstc L	Q3 2019 Filed on Nov 14, 2019	252,530	N/A
AGMH Agm Group Holdings, Inc. Technology	Q3 2019 Filed on Nov 14, 2019	48	$15.02 - $18.4 $721 - $883
Alteryx Inc	Q3 2019 Filed on Nov 14, 2019	787,000	N/A
Contravir Pharmaceuticals In	Q3 2019 Filed on Nov 14, 2019	825	N/A
CYAN Cyanotech Corp Consumer Defensive	Q3 2019 Filed on Nov 14, 2019	8	$2.3 - $2.95 $18.4 - $23.6
Dgse Companies Inc	Q3 2019 Filed on Nov 14, 2019	2	N/A
Diversicare Healthcare Svcs	Q3 2019 Filed on Nov 14, 2019	12	N/A
EIM Eaton Vance Municipal Bond Fund Financial Services	Q3 2019 Filed on Nov 14, 2019	104	$12.36 - $13.15 $1.29K - $1.37K
National Holdings Corp	Q3 2019 Filed on Nov 14, 2019	20	N/A
SRL Scully Royalty Ltd. Financial Services	Q3 2019 Filed on Nov 14, 2019	70	$11.5 - $15.5 $805 - $1.09K
SYPR Sypris Solutions Inc Consumer Cyclical	Q3 2019 Filed on Nov 14, 2019	2	$0.77 - $1.08 $1.54 - $2.16

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