|
|
Q3 2017
Filed on Dec 06, 2018
|
200
|
$12.15 - $17.08
$2.43K - $3.42K
|
|
|
|
Q3 2017
Filed on Dec 06, 2018
|
1,750
|
$51.23 - $57.68
$89.7K - $101K
|
|
Cliffs Natural Resources Inc N/C 8/25/17 185899101
|
Q3 2017
Filed on Dec 06, 2018
|
222
|
N/A
|
|
Energy Transfer Partners LP 1.5:1 Exc 4/28/17 29278 N103
|
Q2 2017
Filed on Dec 06, 2018
|
500
|
N/A
|
|
Hovnanian Enterprises Inc Com Cl A
|
Q3 2017
Filed on Dec 06, 2018
|
200
|
N/A
|
|
|
|
Q2 2017
Filed on Dec 06, 2018
|
500
|
N/A
|
|
|
|
Q3 2017
Filed on Dec 06, 2018
|
100
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
981
|
N/A
|
|
Direxion Portfolioplus 1:10 R/S 3/29/18 25460 E521
|
Q1 2017
Filed on Dec 05, 2018
|
1,200
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
754
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
286
|
N/A
|
|
Axis Capital Hldgs LTD Mrg $25/Sh 4/17/17
|
Q1 2017
Filed on Dec 05, 2018
|
10,000
|
N/A
|
|
Spectra Energy Corp .984:1 Exc 2/27/17 29250 N105
|
Q1 2017
Filed on Dec 05, 2018
|
1,238
|
N/A
|
|
Ing Groep N V Redeemed $25.00/Sh 3/15/17
|
Q1 2017
Filed on Dec 05, 2018
|
4,792
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
3,750
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
100
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
53
|
N/A
|
|
Keycorp Redeemed $25.00/Sh 2/15/17
|
Q1 2017
Filed on Dec 05, 2018
|
66,039
|
N/A
|
|
Barclays Bank PLC Redeemed $25.00/Sh 3/15/17
|
Q1 2017
Filed on Dec 05, 2018
|
2,100
|
N/A
|
|
Ps Business Parks Inc Redeemed $25.00/Sh 1/18/17
|
Q1 2017
Filed on Dec 05, 2018
|
1,000
|
N/A
|
|
Raymond James Financial Inc Redeemed @ $25.00/Sh 3/15/17
|
Q1 2017
Filed on Dec 05, 2018
|
10,000
|
N/A
|
|
|
|
Q1 2017
Filed on Dec 05, 2018
|
238
|
N/A
|
|
National Retail Pptys Inc Redeemed $25/Sh 2/23/17
|
Q1 2017
Filed on Dec 05, 2018
|
20,000
|
N/A
|
|
Spdr Dow Jones Industrial Ave Call January 280
|
Q3 2018
Filed on Nov 14, 2018
|
1,400
|
N/A
|
|
Santander Holdings Usa Inc Redemption $25/Sh 8/15/18
|
Q3 2018
Filed on Nov 14, 2018
|
800
|
N/A
|
|
|
|
Q1 2018
Filed on Nov 14, 2018
|
519
|
$38.93 - $54.48
$20.2K - $28.3K
|
|
Powershares N/C 6/4/18 46137 V696
|
Q2 2018
Filed on Nov 14, 2018
|
798
|
N/A
|
|
Qwest Corp Redemption $25/Sh 9/4/18
|
Q3 2018
Filed on Nov 14, 2018
|
1,000
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
110
|
$36.39 - $44.89
$4K - $4.94K
|
|
Qwest Corp Redemption $25/Sh 9/4/18
|
Q3 2018
Filed on Nov 14, 2018
|
340
|
N/A
|
|
|
|
Q1 2018
Filed on Nov 14, 2018
|
130
|
N/A
|
|
Spdr Ftse Oilgas Equip ETF
|
Q3 2018
Filed on Nov 14, 2018
|
255
|
N/A
|
|
Citigroup Inc Redemption $25/Sh 2/15/18
|
Q1 2018
Filed on Nov 14, 2018
|
10,000
|
N/A
|
|
Time Inc Csh Mrg $18.50/Sh 1/31/18
|
Q1 2018
Filed on Nov 14, 2018
|
12
|
N/A
|
|
|
|
Q2 2018
Filed on Nov 14, 2018
|
300
|
$20.12 - $23.27
$6.04K - $6.98K
|
|
Guggenheim 1:1 Exc 4/9/18 739371722
|
Q2 2018
Filed on Nov 14, 2018
|
406
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
733
|
$59.01 - $70.08
$43.3K - $51.4K
|
|
Putnam High Inc Securities Fd N/C 7/24/18 42968 F108
|
Q3 2018
Filed on Nov 14, 2018
|
2,225
|
N/A
|
|
|
|
Q2 2018
Filed on Nov 14, 2018
|
14
|
N/A
|
|
Guggenheim 1:1 Exc 4/9/18 739371672
|
Q2 2018
Filed on Nov 14, 2018
|
1,666
|
N/A
|
|
Guggenheim 1:1 Exc 4/9/18 739371839
|
Q2 2018
Filed on Nov 14, 2018
|
663
|
N/A
|
|
|
|
Q2 2018
Filed on Nov 14, 2018
|
1,500
|
N/A
|
|
Countrywide Capital V Redemption $25/Sh 6/6/18
|
Q2 2018
Filed on Nov 14, 2018
|
3,716
|
N/A
|
|
Powershares N/C 6/4/18 46138 E636
|
Q2 2018
Filed on Nov 14, 2018
|
5,225
|
N/A
|
|
Powershares N/C 6/4/18 46138 E354
|
Q2 2018
Filed on Nov 14, 2018
|
2,337
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
355
|
N/A
|
|
Bgc Partners Redemption $25/Sh 9/5/18
|
Q3 2018
Filed on Nov 14, 2018
|
13,617
|
N/A
|
|
Time Warner Inc Mrg $53.75 & 1.437:1 6/15/18
|
Q2 2018
Filed on Nov 14, 2018
|
109
|
N/A
|
|
Spdr Dow Jones Industrial Ave Call August 265
|
Q3 2018
Filed on Nov 14, 2018
|
350
|
N/A
|
|
|
|
Q1 2018
Filed on Nov 14, 2018
|
100
|
$39.33 - $54.8
$3.93K - $5.48K
|
|
