|
Q4 2019
Filed on Feb 14, 2020
|
2,127
|
$100.92 - $126.91
$215K - $270K
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
121,372
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
57,600
|
N/A
|
|
Big Rock Partners Acquisition Corp
|
Q4 2019
Filed on Feb 14, 2020
|
100,000
|
N/A
|
|
Gigcapital Inc Wts $ 11.50 Exp. 01/17/2023
|
Q4 2019
Filed on Feb 14, 2020
|
35,805
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
1,120,000
|
N/A
|
|
Stemline Therapeutics Inc
|
Q4 2019
Filed on Feb 14, 2020
|
92,152
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
65,649
|
N/A
|
|
Trident Acquisitions Corp
|
Q4 2019
Filed on Feb 14, 2020
|
232,800
|
N/A
|
|
Trinity Merger Corp Wts $ 11.5 Exp 05/31/2023
|
Q4 2019
Filed on Feb 14, 2020
|
17,135
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
1,473,118
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
45,112
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
13,076
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
151,027
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
23,483
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
307,806
|
N/A
|
|
Achillion Pharmaceuticals Inc
|
Q4 2019
Filed on Feb 14, 2020
|
236,858
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
27,575
|
N/A
|
|
Tottenham Acquisition I LTD
|
Q4 2019
Filed on Feb 14, 2020
|
25,000
|
N/A
|
|
Tkk Symphony Acquisition Corporation
|
Q4 2019
Filed on Feb 14, 2020
|
66,500
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
65,021
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
17,346
|
$13.84 - $14.53
$240K - $252K
|
|
Nuveen Connecticut Premium Income Municipal Fund
|
Q4 2019
Filed on Feb 14, 2020
|
282,767
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
5,119
|
$67.16 - $74.47
$344K - $381K
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
28,262
|
N/A
|
|
Alberton Acquisition Corp
|
Q4 2019
Filed on Feb 14, 2020
|
125,000
|
N/A
|
|
Edtechx Holdings Acquisition Corp
|
Q4 2019
Filed on Feb 14, 2020
|
374,845
|
N/A
|
|
Tonix Pharmaceuticals Holding Corp
|
Q4 2019
Filed on Feb 14, 2020
|
16,670
|
N/A
|
|
Flexshopper Inc Wts $ 1.25 Exp. 09/28/2023
|
Q4 2019
Filed on Feb 14, 2020
|
15,829
|
N/A
|
|
Weingarten Realty Investors
|
Q4 2019
Filed on Feb 14, 2020
|
65,605
|
N/A
|
|
Wealthbridge Acquisition LTD
|
Q4 2019
Filed on Feb 14, 2020
|
125,000
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
162,500
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
76,557
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
13,143
|
$2.42 - $3.31
$31.8K - $43.5K
|
|
Arya Sciences Acquisition Corp Wts 11.50 Exp 11/02/2023
|
Q4 2019
Filed on Feb 14, 2020
|
16,050
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
10,000
|
$5.32 - $5.89
$53.2K - $58.9K
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
60,140
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
577,619
|
$4.11 - $4.29
$2.37M - $2.48M
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
260,403
|
$7.45 - $7.97
$1.94M - $2.08M
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
65,594
|
N/A
|
|
Neptune Wellness Solutions Inc
|
Q4 2019
Filed on Feb 14, 2020
|
121,580
|
N/A
|
|
Legacy Texas Financial Group Inc
|
Q4 2019
Filed on Feb 14, 2020
|
71,500
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
65,315
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
4,531
|
N/A
|
|
|
Q4 2019
Filed on Feb 14, 2020
|
67,781
|
N/A
|
|
Senior Housing Properties Trust
|
Q4 2019
Filed on Feb 14, 2020
|
220,750
|
N/A
|
|
Twelve Seas Investment CO Rights
|
Q4 2019
Filed on Feb 14, 2020
|
100,000
|
N/A
|
|
Twelve Seas Investment CO
|
Q4 2019
Filed on Feb 14, 2020
|
100,000
|
N/A
|
|
Twelve Seas Investment CO Wts $11.5 Exp.7/13/2023
|
Q4 2019
Filed on Feb 14, 2020
|
100,000
|
N/A
|
|
Health Sciences Acquisitions Corp
|
Q4 2019
Filed on Feb 14, 2020
|
100,000
|
N/A
|
|