Bulldog Investors, LLP Closed Holding Positions

Bulldog Investors, LLP

$198 Million
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Apex Technology Acquisition	Q4 2020 Filed on Feb 12, 2021	109,415	N/A
Garrison Cap Inc Com	Q4 2020 Filed on Feb 12, 2021	622,470	N/A
Gigcapital3 Inc Unit	Q4 2020 Filed on Feb 12, 2021	316,854	N/A
Legacy Acquisition Corp Wt Exp Exp 11/30/22	Q4 2020 Filed on Feb 12, 2021	133,887	N/A
Kbl Merger Corp Iv Rts	Q4 2020 Filed on Feb 12, 2021	16,792	N/A
RGT Royce Global Value Trust, Inc. Financial Services	Q4 2020 Filed on Feb 12, 2021	671,534	$12.27 - $15.38 $8.24M - $10.3M
Dfp Healthcare Acquisitions Corp Unit 1 Com Cl A & 1/4 Wt Exp	Q4 2020 Filed on Feb 12, 2021	311,400	N/A
Tuscan Holdings C 26 Wts	Q4 2020 Filed on Feb 12, 2021	23,194	N/A
Oaktree Acquisition Warrants	Q4 2020 Filed on Feb 12, 2021	57,826	N/A
Kbl Merger Corp Iv Cw22	Q4 2020 Filed on Feb 12, 2021	11,007	N/A
Western Asset Corporate Ln Fd	Q4 2020 Filed on Feb 12, 2021	911,445	N/A
Oaktree Acquisition Corp Shs Cl A	Q4 2020 Filed on Feb 12, 2021	152,179	N/A
Property Solutions Acquisition	Q4 2020 Filed on Feb 12, 2021	66,525	N/A
Software Acquisition Gro Class A	Q4 2020 Filed on Feb 12, 2021	169,874	N/A
Software Acquisit 26 Wts Warrants Exp 10/01/26	Q4 2020 Filed on Feb 12, 2021	84,937	N/A
Sc Health Corp Wtf Warrants Exp	Q4 2020 Filed on Feb 12, 2021	220,300	N/A
PHD Pioneer Floating Rate Fund, Inc. Financial Services	Q4 2020 Filed on Feb 12, 2021	63,005	$9.96 - $10.88 $628K - $685K
Proptech Acquisition Corp A	Q4 2020 Filed on Feb 12, 2021	217,796	N/A
Proptech Acquisition Corp Wt	Q4 2020 Filed on Feb 12, 2021	113,898	N/A
Longevity Acquistion Corp	Q4 2020 Filed on Feb 12, 2021	100,315	N/A
Landcadia Hldgs Ii Inc Unit Ex 050926	Q3 2020 Filed on Nov 13, 2020	10,197	N/A
Hl Acquisition	Q3 2020 Filed on Nov 13, 2020	40,081	N/A
HIO Western Asset High Income Opportunity Fund Inc. Financial Services	Q3 2020 Filed on Nov 13, 2020	387,371	$4.63 - $5.09 $1.79M - $1.97M
Healthcare Merger Corp Unit	Q3 2020 Filed on Nov 13, 2020	180,000	N/A
Chp Merger Corp	Q3 2020 Filed on Nov 13, 2020	105,000	N/A
Proptech Acquisition Corp Unit	Q3 2020 Filed on Nov 13, 2020	229,500	N/A
Hl Acquisition	Q3 2020 Filed on Nov 13, 2020	49,031	N/A
Diamondpeak Hldgs Cor	Q3 2020 Filed on Nov 13, 2020	15,008	N/A
Forum Merger Ii Corpwt Exp 09/30/2025	Q3 2020 Filed on Nov 13, 2020	88,185	N/A
Tottenham Acquistion	Q3 2020 Filed on Nov 13, 2020	14,150	N/A
Hl Acquisition	Q3 2020 Filed on Nov 13, 2020	11,053	N/A
Fs Kkr Capital Corp Com	Q3 2020 Filed on Nov 13, 2020	61,738	N/A
Landcadia Hldgs Ii Inc	Q3 2020 Filed on Nov 13, 2020	73,493	N/A
Landcadia Hldgs Ii Inc W Exp 05/09/202	Q3 2020 Filed on Nov 13, 2020	40,628	N/A
Diamondpeak Hldgs Corp Red Wt	Q3 2020 Filed on Nov 13, 2020	105,770	N/A
Diamondpeak Hldgs Corp Com Cl A	Q3 2020 Filed on Nov 13, 2020	317,572	N/A
Forum Merger Ii Corpcl A	Q3 2020 Filed on Nov 13, 2020	91,466	N/A
Lf Cap Acquisition	Q3 2020 Filed on Nov 13, 2020	167,000	N/A
Pivotalinvestment Coirp Ii	Q3 2020 Filed on Nov 13, 2020	18,000	N/A
Atlas Technical C 25 Wts Warrants	Q3 2020 Filed on Nov 13, 2020	25,291	N/A
BOC Boston Omaha Corp Communication Services	Q3 2020 Filed on Nov 13, 2020	74,218	$14.83 - $17.58 $1.1M - $1.3M
Spartan Energy Acquisiti Class A	Q3 2020 Filed on Nov 13, 2020	100,000	N/A
Lion Group Hldg	Q3 2020 Filed on Nov 13, 2020	36,100	N/A
Thl Credit Inc	Q3 2020 Filed on Nov 13, 2020	80,055	N/A
Western Asst Variabl Rte	Q3 2020 Filed on Nov 13, 2020	204,553	N/A
Kensington Cap Acquisition Corp Unit	Q3 2020 Filed on Nov 13, 2020	30,000	N/A
Hennessy Capital 25 Wts	Q3 2020 Filed on Nov 13, 2020	103,949	N/A
Fusion Acq. Units	Q3 2020 Filed on Nov 13, 2020	120,000	N/A
B Riley Prin Merger Uts	Q3 2020 Filed on Nov 13, 2020	199,571	N/A
Flying Eagle Units	Q3 2020 Filed on Nov 13, 2020	230,500	N/A

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