Cetera Advisor Networks LLC Closed Holding Positions

Cetera Advisor Networks LLC

$0
Q1 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
NXG Nxg Nextgen Infrastructure Inc	Q3 2020 Filed on Nov 13, 2020	328	N/A
HR Healthcare Realty Trust Inc Real Estate	Q3 2020 Filed on Nov 13, 2020	488	$24.69 - $27.81 $12K - $13.6K
THD Ishares Inc Msci Thailand ETF ETFs	Q3 2020 Filed on Nov 13, 2020	40	$62.7 - $74.01 $2.51K - $2.96K
AYX Alteryx, Inc. Technology	Q3 2020 Filed on Nov 13, 2020	818	$105.71 - $181.98 $86.5K - $149K
KAMN Kaman Corp Industrials	Q3 2020 Filed on Nov 13, 2020	157	$37.89 - $47.99 $5.95K - $7.53K
Montage Res Corp	Q3 2020 Filed on Nov 13, 2020	478	N/A
CVGI Commercial Vehicle Group, Inc. Consumer Cyclical	Q3 2020 Filed on Nov 13, 2020	502	$2.16 - $6.53 $1.08K - $3.28K
CPER United States Copper Index Fun ETFs	Q3 2020 Filed on Nov 13, 2020	420	$17.11 - $19.21 $7.19K - $8.07K
EC Ecopetrol S.A. Energy	Q3 2020 Filed on Nov 13, 2020	1,297	$9.79 - $12.38 $12.7K - $16.1K
Allergan PLC	Q2 2020 Filed on Aug 13, 2020	1,828	N/A
Alps ETF Tr	Q2 2020 Filed on Aug 13, 2020	78,874	N/A
American Outdoor Brands Corp	Q2 2020 Filed on Aug 13, 2020	30,364	N/A
Chesapeake Energy Corp	Q2 2020 Filed on Aug 13, 2020	294,072	N/A
Exchange Listed Fds Tr	Q2 2020 Filed on Aug 13, 2020	756,038	N/A
Fs Kkr Capital Corp	Q2 2020 Filed on Aug 13, 2020	1,006,098	N/A
Global X Fds	Q2 2020 Filed on Aug 13, 2020	204,511	N/A
Global X Fds	Q2 2020 Filed on Aug 13, 2020	107,745	N/A
Raytheon CO	Q2 2020 Filed on Aug 13, 2020	9,637	N/A
Tortoise Energy Infra Corp	Q2 2020 Filed on Aug 13, 2020	33,621	N/A
United Technologies Corp	Q2 2020 Filed on Aug 13, 2020	33,143	N/A
CDXC Chroma Dex Corp. Healthcare	Q2 2020 Filed on Aug 13, 2020	25,000	$3.0 - $5.52 $75K - $138K
Sprint Corporation	Q2 2020 Filed on Aug 13, 2020	29,755	N/A
Aurora Cannabis Inc	Q2 2020 Filed on Aug 13, 2020	70,061	N/A
Atlas Financial Holdings Inc	Q2 2020 Filed on Aug 13, 2020	69,839	N/A
Nabors Industries LTD	Q2 2020 Filed on Aug 13, 2020	16,000	N/A
Global X Fds	Q2 2020 Filed on Aug 13, 2020	135,151	N/A
Valaris PLC	Q2 2020 Filed on Aug 13, 2020	10,309	N/A
Proshares Tr	Q2 2020 Filed on Aug 13, 2020	14,500	N/A
PIXY Shift Pixy, Inc. Industrials	Q2 2020 Filed on Aug 13, 2020	10,609	$3.92 - $9.69 $41.6K - $103K
Two Hbrs Invt Corp	Q2 2020 Filed on Aug 13, 2020	30,000	N/A
Aon PLC	Q1 2020 Filed on May 08, 2020	5,019	N/A
Aqua America Inc	Q1 2020 Filed on May 08, 2020	16,096	N/A
Arconic Inc	Q1 2020 Filed on May 08, 2020	6,783	N/A
Encana Corp	Q1 2020 Filed on May 08, 2020	36,638	N/A
Ingersoll Rand PLC	Q1 2020 Filed on May 08, 2020	26,356	N/A
Columbia ETF Tr I	Q1 2020 Filed on May 08, 2020	9,062	N/A
Nuveen All Cap Ene Mlp Oppo	Q1 2020 Filed on May 08, 2020	279,083	N/A
Pieris Pharmaceuticals Inc	Q1 2020 Filed on May 08, 2020	14,175	N/A
WIA Western Asset Inflation Linked Income Fund Financial Services	Q1 2020 Filed on May 08, 2020	15,577	$9.29 - $12.66 $145K - $197K
Eaton Vance High Income 2021	Q1 2020 Filed on May 08, 2020	14,353	N/A
Invesco Exchng Traded Fd Tr	Q1 2020 Filed on May 08, 2020	7,021	N/A
Invesco Exchng Traded Fd Tr	Q1 2020 Filed on May 08, 2020	13,761	N/A
Mcdermott Intl Inc	Q1 2020 Filed on May 08, 2020	12,350	N/A
Atlantic Pwr Corp	Q1 2020 Filed on May 08, 2020	18,450	N/A
BFOR Alps ETF Tr Barrons 400 ETF	Q1 2020 Filed on May 08, 2020	8,098	N/A
Aveo Pharmaceuticals Inc	Q1 2020 Filed on May 08, 2020	55,900	N/A
Cantel Medical Corp	Q1 2020 Filed on May 08, 2020	3,583	N/A
Hexo Corp	Q1 2020 Filed on May 08, 2020	23,175	N/A
PCRX Pacira Bio Sciences, Inc. Healthcare	Q1 2020 Filed on May 08, 2020	4,950	$28.4 - $50.7 $141K - $251K
MERC Mercer International Inc. Basic Materials	Q1 2020 Filed on May 08, 2020	19,296	$6.76 - $13.28 $130K - $256K

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