Cetera Advisor Networks LLC Closed Holding Positions

Cetera Advisor Networks LLC

  • $0
  • Q1 2024
Stock Closed Quarter Shares Sold Price Range Trade History
ABMD
Abiomed Inc

Healthcare
Q4 2020 Filed on Feb 17, 2021
1,326
$251.88 - $324.2 $334K - $430K
Net Element Inc
Q4 2020 Filed on Feb 17, 2021
21,000
N/A
SECO
Secoo Holding LTD

Consumer Cyclical
Q4 2020 Filed on Feb 17, 2021
41,592
$2.25 - $3.37 $93.6K - $140K
AYRO
Ayro, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 17, 2021
30,000
$2.52 - $10.6 $75.6K - $318K
Dmy Technology Group Inc
Q4 2020 Filed on Feb 17, 2021
10,600
N/A
KODK
Eastman Kodak CO

Industrials
Q4 2020 Filed on Feb 17, 2021
15,267
$6.63 - $12.04 $101K - $184K
EQ
Equillium, Inc.

Healthcare
Q4 2020 Filed on Feb 17, 2021
57,425
$3.48 - $6.58 $200K - $378K
Flying Eagle Acquisition Cor
Q4 2020 Filed on Feb 17, 2021
19,350
N/A
Hertz Global Hldgs Inc
Q4 2020 Filed on Feb 17, 2021
40,000
N/A
Jaws Acquisition Corp
Q4 2020 Filed on Feb 17, 2021
14,166
N/A
MHO
M/I Homes, Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 17, 2021
4,561
$40.92 - $48.97 $187K - $223K
MTG
Mgic Investment Corp

Financial Services
Q4 2020 Filed on Feb 17, 2021
16,118
$9.17 - $12.64 $148K - $204K
OTRK
Ontrak, Inc.

Healthcare
Q4 2020 Filed on Feb 17, 2021
13,300
$23.81 - $25.25 $317K - $336K
STSA
Satsuma Pharmaceuticals, Inc.

Healthcare
Q4 2020 Filed on Feb 17, 2021
85,000
$3.56 - $5.09 $303K - $433K
Spartan Energy Acquisition C
Q4 2020 Filed on Feb 17, 2021
34,074
N/A
Apache Corp
Q3 2020 Filed on Nov 13, 2020
6,005
N/A
DFNL
Davis Fundamental ETF Tr

ETFs
Q3 2020 Filed on Nov 13, 2020
1,063
$18.02 - $20.46 $19.2K - $21.7K
DBAW
Xtrackers Msci All World Ex Us

ETFs
Q3 2020 Filed on Nov 13, 2020
239
$26.57 - $28.0 $6.35K - $6.69K
DBD
Diebold Nixdorf, Inc

Technology
Q3 2020 Filed on Nov 13, 2020
5,397
$5.4 - $8.99 $29.1K - $48.5K
DBL
Double Line Opportunistic Credit Fund

Financial Services
Q3 2020 Filed on Nov 13, 2020
15,610
$18.71 - $19.63 $292K - $306K
Duff & Phelps Slt Engy And M
Q3 2020 Filed on Nov 13, 2020
4,200
N/A
Eaton Vance Fltg Rate Incom
Q3 2020 Filed on Nov 13, 2020
8,745
N/A
Fiat Chrysler Automobiles N
Q3 2020 Filed on Nov 13, 2020
7,133
N/A
QDF
Flexshares Quality Dividend In

ETFs
Q3 2020 Filed on Nov 13, 2020
1,738
$42.24 - $47.55 $73.4K - $82.6K
GORO
Gold Resource Corp

Basic Materials
Q3 2020 Filed on Nov 13, 2020
3,333
$3.15 - $4.93 $10.5K - $16.4K
QAI
Iq Hedge Multi Strategy Compos

ETFs
Q3 2020 Filed on Nov 13, 2020
5,867
$30.22 - $31.35 $177K - $184K
Indexiq ETF Tr
Q3 2020 Filed on Nov 13, 2020
1,128
N/A
VKI
Invesco Advantage Municipal Income Trust Ii

Financial Services
Q3 2020 Filed on Nov 13, 2020
950
$10.47 - $11.2 $9.95K - $10.6K
Invesco Dynamic Cr Opportuni
Q3 2020 Filed on Nov 13, 2020
8,822
N/A
LOB
Live Oak Bancshares, Inc.

Financial Services
Q3 2020 Filed on Nov 13, 2020
5,500
$13.38 - $26.16 $73.6K - $144K
NML
Neuberger Berman Mlp & Energy Income Fund Inc.

Financial Services
Q3 2020 Filed on Nov 13, 2020
874
$2.35 - $3.11 $2.05K - $2.72K
NBO
Neuberger Berman New York Municipal Fund Inc.

Financial Services
Q3 2020 Filed on Nov 13, 2020
9,393
$11.64 - $12.25 $109K - $115K
JCE
Nuveen Core Equity Alpha Fund

Financial Services
Q3 2020 Filed on Nov 13, 2020
1,200
$12.22 - $13.56 $14.7K - $16.3K
NSL
Nuveen Senior Income Fund

Financial Services
Q3 2020 Filed on Nov 13, 2020
7,800
$4.59 - $5.0 $35.8K - $39K
Pdl Biopharma Inc
Q3 2020 Filed on Nov 13, 2020
460
N/A
SH
Proshares Short S&P500 New (De

ETFs
Q3 2020 Filed on Nov 13, 2020
125
$19.21 - $22.22 $2.4K - $2.78K
Sandridge Permian Tr
Q3 2020 Filed on Nov 13, 2020
6,231
N/A
MCRB
Seres Therapeutics, Inc.

Healthcare
Q3 2020 Filed on Nov 13, 2020
3,000
$3.74 - $28.74 $11.2K - $86.2K
SGU
Star Group, L.P.

Energy
Q3 2020 Filed on Nov 13, 2020
5,932
$8.39 - $9.81 $49.8K - $58.2K
TCBK
Trico Bancshares

Financial Services
Q3 2020 Filed on Nov 13, 2020
1,395
$23.43 - $30.88 $32.7K - $43.1K
UMPQ
Umpqua Holdings Corp

Financial Services
Q3 2020 Filed on Nov 13, 2020
7,976
$9.87 - $12.05 $78.7K - $96.1K
Cbl & Assoc Pptys Inc
Q3 2020 Filed on Nov 13, 2020
1,350
N/A
PFO
Flaherty & Crumrine Preferred & Income Opportunity Fund Inc

Financial Services
Q3 2020 Filed on Nov 13, 2020
1,810
$11.06 - $12.58 $20K - $22.8K
DVYA
Ishares Asia/Pacific Divid 30

ETFs
Q3 2020 Filed on Nov 13, 2020
780
$32.17 - $34.64 $25.1K - $27K
TUP
Tupperware Brands Corp

Consumer Cyclical
Q3 2020 Filed on Nov 13, 2020
2,755
$5.58 - $26.75 $15.4K - $73.7K
PRNT
Ark ETF Tr 3 D Printing ETF

ETFs
Q3 2020 Filed on Nov 13, 2020
500
$20.98 - $25.66 $10.5K - $12.8K
DHY
Credit Suisse High Yield Bond Fund

Financial Services
Q3 2020 Filed on Nov 13, 2020
9,600
$1.98 - $2.18 $19K - $20.9K
RFEM
First Trust Iii Riverfront Dyn

ETFs
Q3 2020 Filed on Nov 13, 2020
400
$56.38 - $63.53 $22.6K - $25.4K
Franklin Templeton ETF Tr
Q3 2020 Filed on Nov 13, 2020
41
N/A
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