|
Q4 2018
Filed on Feb 14, 2019
|
45,200
|
$10.87 - $14.04
$491K - $635K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
16,500
|
$28.93 - $33.66
$477K - $555K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
32,700
|
$11.06 - $11.61
$362K - $380K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
133,800
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
8,400
|
$44.52 - $63.47
$374K - $533K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
2,800
|
$111.31 - $173.7
$312K - $486K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
87,200
|
$41.16 - $66.67
$3.59M - $5.81M
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
930,638
|
$8.27 - $13.84
$7.7M - $12.9M
|
|
Blackrock 2022 Gbl Incm Opp
|
Q4 2018
Filed on Feb 14, 2019
|
22,200
|
N/A
|
|
Deutsche Multi Mkt Income Tr
|
Q4 2018
Filed on Feb 14, 2019
|
22,300
|
N/A
|
|
Deutsche Strategic Income Tr
|
Q4 2018
Filed on Feb 14, 2019
|
12,400
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
19,000
|
$10.06 - $10.71
$191K - $203K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
27,300
|
$26.17 - $37.63
$714K - $1.03M
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
10,200
|
$14.66 - $23.02
$150K - $235K
|
|
Latin Amern Discovery Fd Inc
|
Q4 2018
Filed on Feb 14, 2019
|
75,698
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
190,000
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
156,877
|
$5.76 - $6.51
$904K - $1.02M
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
9,500
|
$55.13 - $70.65
$524K - $671K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
223,800
|
$22.97 - $45.27
$5.14M - $10.1M
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
23,800
|
$6.95 - $8.04
$165K - $191K
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
79,500
|
N/A
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
82,000
|
$104.17 - $134.73
$8.54M - $11M
|
|
|
Q4 2018
Filed on Feb 14, 2019
|
44,900
|
$36.5 - $75.14
$1.64M - $3.37M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
320,571
|
$12.4 - $17.4
$3.98M - $5.58M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
475,800
|
$8.19 - $9.92
$3.9M - $4.72M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
3,900
|
$248.79 - $269.75
$970K - $1.05M
|
|
Advent Clay Conv Sec Inc Fd
|
Q3 2018
Filed on Nov 14, 2018
|
37,917
|
N/A
|
|
Nuveen All Cap Ene Mlp Oppo
|
Q3 2018
Filed on Nov 14, 2018
|
15,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
79,400
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
12,086
|
$16.17 - $16.68
$195K - $202K
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
136,900
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
5,220
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
45,577
|
$29.0 - $31.56
$1.32M - $1.44M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
6,400
|
N/A
|
|
China Unicom (Hong Kong) LTD
|
Q3 2018
Filed on Nov 14, 2018
|
60,400
|
N/A
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
191,600
|
$16.7 - $17.97
$3.2M - $3.44M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
3,550
|
$272.73 - $295.76
$968K - $1.05M
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
109,500
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
106,335
|
$42.06 - $62.4
$4.47M - $6.64M
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
3,700
|
$60.85 - $83.98
$225K - $311K
|
|
Alpine Total Dynamic Divid F
|
Q2 2018
Filed on Aug 14, 2018
|
406,200
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
96,147
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
83,595
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
2,075,663
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
29,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
161,900
|
$74.41 - $82.7
$12M - $13.4M
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
95,334
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
27,800
|
$13.45 - $13.89
$374K - $386K
|
|
Putman High Income Sec Fund
|
Q2 2018
Filed on Aug 14, 2018
|
21,800
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
50,543
|
$9.44 - $10.0
$477K - $505K
|
|