|
Q3 2017
Filed on May 02, 2018
|
2
|
$15.23 - $16.39
$30.5 - $32.8
|
|
|
Q3 2017
Filed on May 02, 2018
|
2
|
$12.14 - $14.13
$24.3 - $28.3
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$6.55 - $11.0
$6.55 - $11
|
|
|
Q3 2017
Filed on May 02, 2018
|
5
|
$5.53 - $6.03
$27.7 - $30.2
|
|
Pimco 1 3 Year U.S. Treasury Index Exchange Traded Fund
|
Q3 2017
Filed on May 02, 2018
|
39
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$6.55 - $7.68
$6.55 - $7.68
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$17.38 - $18.91
$17.4 - $18.9
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$32.23 - $33.49
$32.2 - $33.5
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$29.51 - $31.74
$29.5 - $31.7
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$15.91 - $20.11
$15.9 - $20.1
|
|
|
Q3 2017
Filed on May 02, 2018
|
2
|
$14.46 - $18.08
$28.9 - $36.2
|
|
|
Q3 2017
Filed on May 02, 2018
|
32
|
$4.88 - $6.04
$156 - $193
|
|
Powershares S&P Smallcap Financials Portfolio
|
Q1 2018
Filed on May 02, 2018
|
1
|
N/A
|
|
Velocityshares 3 X Long Gold Etn Linked To The S&P Gsci Gold Index Er
|
Q1 2018
Filed on May 02, 2018
|
5
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$20.17 - $22.56
$20.2 - $22.6
|
|
Velocityshares 3 X Long Silver Etn Linked To The S&P Gsci Silver Index Er
|
Q1 2018
Filed on May 02, 2018
|
3
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
2
|
$12.8 - $13.39
$25.6 - $26.8
|
|
Guggenheim Bulletshares 2017 High Yield Corporate Bond ETF
|
Q3 2017
Filed on May 02, 2018
|
16
|
N/A
|
|
Guggenheim Bulletshares 2018 High Yield Corporate Bond ETF
|
Q3 2017
Filed on May 02, 2018
|
16
|
N/A
|
|
Rowan Companies PLC Shs Cl A
|
Q3 2017
Filed on May 02, 2018
|
1
|
N/A
|
|
|
Q1 2018
Filed on May 02, 2018
|
1
|
$6.48 - $6.91
$6.48 - $6.91
|
|
Dynegy Inc New Del Wt Exp 100217
|
Q4 2017
Filed on May 02, 2018
|
1
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$23.5 - $26.81
$23.5 - $26.8
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$17.4 - $18.87
$17.4 - $18.9
|
|
|
Q3 2017
Filed on May 02, 2018
|
2
|
$5.97 - $6.55
$11.9 - $13.1
|
|
|
Q3 2017
Filed on May 02, 2018
|
5
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
4
|
$48.67 - $48.72
$195 - $195
|
|
Pinnacle Foods Inc Del Com
|
Q3 2017
Filed on May 02, 2018
|
100
|
N/A
|
|
Powershares Db G10 Currency Harvest Fund
|
Q2 2017
Filed on May 02, 2018
|
111
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
18
|
$16.36 - $17.13
$294 - $308
|
|
Guggenheim Bulletshares 2019 High Yield Corporate Bond ETF
|
Q3 2017
Filed on May 02, 2018
|
17
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$12.05 - $13.9
$12.1 - $13.9
|
|
Prospect Capital Corporation 5.875 01/15/2019
|
Q4 2017
Filed on May 02, 2018
|
7,000
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$14.82 - $16.53
$14.8 - $16.5
|
|
Powershares S&P 500 Buywrite Portfolio
|
Q2 2017
Filed on May 02, 2018
|
248
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
169
|
N/A
|
|
Ishares Ibonds Dec 2018 Term Corporate ETF
|
Q1 2018
Filed on May 02, 2018
|
395
|
N/A
|
|
|
Q1 2018
Filed on May 02, 2018
|
2,000
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1,957
|
$37.0 - $54.12
$72.4K - $106K
|
|
Ishares Tr Ibonds Dec17 ETF
|
Q3 2017
Filed on May 02, 2018
|
8
|
N/A
|
|
Ishares Ibonds Dec 2019 Term Corporate ETF
|
Q3 2017
Filed on May 02, 2018
|
8
|
N/A
|
|
|
Q3 2017
Filed on May 02, 2018
|
1
|
$26.38 - $30.13
$26.4 - $30.1
|
|
|
Q3 2017
Filed on May 02, 2018
|
4
|
N/A
|
|
Elkhorn S&P High Quality Preferred ETF
|
Q1 2018
Filed on May 02, 2018
|
1,935
|
N/A
|
|
Energy Transfer Partners LP Unit LTD Prt Int
|
Q1 2018
Filed on May 02, 2018
|
750
|
N/A
|
|
Medidata Solutions Inc Com
|
Q4 2017
Filed on May 02, 2018
|
10
|
N/A
|
|
|
Q4 2017
Filed on May 02, 2018
|
22
|
$84.29 - $91.81
$1.85K - $2.02K
|
|
Ubs E Tracs Alerian Mlp Infrastructure Etn
|
Q3 2017
Filed on May 02, 2018
|
34
|
N/A
|
|
|
Q4 2017
Filed on May 02, 2018
|
57
|
N/A
|
|
Vaneck Vectors J.P. Morgan Em Local Currency Bond ETF
|
Q4 2017
Filed on May 02, 2018
|
351
|
N/A
|
|