Credit Suisse Ag Closed Holding Positions

Credit Suisse Ag

$101 Billion
Q1 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Micro Focus International Pl	Q3 2018 Filed on Nov 13, 2018	571,723	N/A
Netshoes Cayman LTD	Q3 2018 Filed on Nov 13, 2018	71,748	N/A
Proofpoint Inc	Q3 2018 Filed on Nov 13, 2018	1,377,000	N/A
FLTR Vaneck ETF Tr Investment Grade ETFs	Q3 2018 Filed on Nov 13, 2018	746,637	N/A
Apricus Biosciences Inc	Q3 2018 Filed on Nov 13, 2018	21,001	N/A
Arca Biopharma Inc	Q3 2018 Filed on Nov 13, 2018	20,001	N/A
Biopharmx Corp	Q3 2018 Filed on Nov 13, 2018	50,003	N/A
Gridsum Hldg Inc	Q3 2018 Filed on Nov 13, 2018	20,002	N/A
MFUS Pimco Rafi Dynamic Multi Facto ETFs	Q3 2018 Filed on Nov 13, 2018	100,000	N/A
EQRR Proshares Tr Equities For Risi ETFs	Q3 2018 Filed on Nov 13, 2018	72,000	N/A
American Cap Sr Floating LTD	Q3 2018 Filed on Nov 13, 2018	350,000	N/A
Cancer Genetics Inc	Q3 2018 Filed on Nov 13, 2018	10,090	N/A
Craft Brew Alliance Inc	Q3 2018 Filed on Nov 13, 2018	13,341	N/A
Credit Suisse Nassau Brh	Q3 2018 Filed on Nov 13, 2018	27,505	N/A
RFEU First Trust ETF Iii Riverfront	Q3 2018 Filed on Nov 13, 2018	150,000	N/A
USRT Ishares Core U.S. Reit ETF ETFs	Q3 2018 Filed on Nov 13, 2018	10,388	N/A
EFAV Ishares Msci Eafe Min Vol Fact ETFs	Q3 2018 Filed on Nov 13, 2018	3,007	$70.42 - $73.23 $212K - $220K
Pdc Energy Inc	Q3 2018 Filed on Nov 13, 2018	1,580,000	N/A
SCHZ Schwab Us Aggregate Bond ETF ETFs	Q3 2018 Filed on Nov 13, 2018	4,022	N/A
Sorl Auto Pts Inc	Q3 2018 Filed on Nov 13, 2018	20,873	N/A
Spdr Index Shs Fds	Q3 2018 Filed on Nov 13, 2018	350,000	N/A
SPMB Spdr Ser Tr Spdr Portfolio Mor ETFs	Q3 2018 Filed on Nov 13, 2018	10,198	N/A
Steadymed LTD	Q3 2018 Filed on Nov 13, 2018	710,098	N/A
VOX Vanguard Communication Service ETFs	Q3 2018 Filed on Nov 13, 2018	26,079	N/A
Ilg Inc	Q3 2018 Filed on Nov 13, 2018	63,600	N/A
Extended Stay Amer Inc	Q3 2018 Filed on Nov 13, 2018	83,500	N/A
Tortoise Mlp Fd Inc	Q3 2018 Filed on Nov 13, 2018	50,000	N/A
Valeant Pharmaceuticals Intl	Q3 2018 Filed on Nov 13, 2018	1,479,100	N/A
EUFN Ishares Msci Europe Financials ETFs	Q3 2018 Filed on Nov 13, 2018	13,400	$19.51 - $21.13 $261K - $283K
51 Job Inc	Q2 2018 Filed on Aug 14, 2018	12,813,000	N/A
Aceto Corp	Q2 2018 Filed on Aug 14, 2018	48,226	N/A
Advanced Semiconductor Engr	Q2 2018 Filed on Aug 14, 2018	344,888	N/A
Advaxis Inc	Q2 2018 Filed on Aug 14, 2018	51,635	N/A
Almost Family Inc	Q2 2018 Filed on Aug 14, 2018	38,428	N/A
Anadarko Pete Corp	Q2 2018 Filed on Aug 14, 2018	462,698	N/A
Analogic Corp	Q2 2018 Filed on Aug 14, 2018	15,002	N/A
Archrock Partners L P	Q2 2018 Filed on Aug 14, 2018	581,538	N/A
Ashford Hospitality Prime In	Q2 2018 Filed on Aug 14, 2018	36,956	N/A
Avexis Inc	Q2 2018 Filed on Aug 14, 2018	223,031	N/A
Axovant Sciences LTD	Q2 2018 Filed on Aug 14, 2018	37,260	N/A
Biglari Hldgs Inc	Q2 2018 Filed on Aug 14, 2018	1,631	N/A
Blackhawk Network Hldgs Inc	Q2 2018 Filed on Aug 14, 2018	125,028	N/A
Blue Buffalo Pet Prods Inc	Q2 2018 Filed on Aug 14, 2018	192,745	N/A
Broadcom LTD	Q2 2018 Filed on Aug 14, 2018	719,133	N/A
BRCNF Burcon Nutrascience Corp Com (	Q2 2018 Filed on Aug 14, 2018	89,100	N/A
Callidus Software Inc	Q2 2018 Filed on Aug 14, 2018	215,036	N/A
Celldex Therapeutics Inc New	Q2 2018 Filed on Aug 14, 2018	281,080	N/A
Chicago Bridge & Iron CO N V	Q2 2018 Filed on Aug 14, 2018	395,501	N/A
China Lodging Group LTD	Q2 2018 Filed on Aug 14, 2018	62,960	N/A
Civitas Solutions Inc	Q2 2018 Filed on Aug 14, 2018	17,113	N/A

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