Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$240 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Mylan Nv	Q4 2020 Filed on Feb 16, 2021	3,023,505	N/A
Myokardia Inc	Q4 2020 Filed on Feb 16, 2021	126,632	N/A
Nabriva Therapeutics PLC	Q4 2020 Filed on Feb 16, 2021	26,597	N/A
Noble Energy Inc	Q4 2020 Filed on Feb 16, 2021	367,274	N/A
NAK Northern Dynasty Minerals LTD Basic Materials	Q4 2020 Filed on Feb 16, 2021	689,542	$0.31 - $1.19 $214K - $821K
Oxford Immunotec Global PLC	Q4 2020 Filed on Feb 16, 2021	100	N/A
Pacific Mercantile Bancorp	Q4 2020 Filed on Feb 16, 2021	5,095	N/A
Pdl Biopharma Inc	Q4 2020 Filed on Feb 16, 2021	104,362	N/A
Pfenex Inc	Q4 2020 Filed on Feb 16, 2021	1,671	N/A
Precision Drilling Corp	Q4 2020 Filed on Feb 16, 2021	91,000	N/A
Qiwi PLC	Q4 2020 Filed on Feb 16, 2021	250,800	N/A
Retrophin Inc	Q4 2020 Filed on Feb 16, 2021	436,160	N/A
Rosetta Stone Inc	Q4 2020 Filed on Feb 16, 2021	13,318	N/A
SALM Salem Media Group, Inc. Communication Services	Q4 2020 Filed on Feb 16, 2021	2	$0.83 - $1.18 $1.66 - $2.36
Seattle Genetics Inc	Q4 2020 Filed on Feb 16, 2021	267,087	N/A
Servicemaster Global Hldgs I	Q4 2020 Filed on Feb 16, 2021	631,776	N/A
Taubman Ctrs Inc	Q4 2020 Filed on Feb 16, 2021	222,872	N/A
Td Ameritrade Hldg Corp	Q4 2020 Filed on Feb 16, 2021	1,593,870	N/A
Telefonica Brasil Sa	Q4 2020 Filed on Feb 16, 2021	97,131	N/A
Tim Participacoes S A	Q4 2020 Filed on Feb 16, 2021	900	N/A
TRQ.TO Turquoise Hill Resources Ltd. Basic Materials	Q4 2020 Filed on Feb 16, 2021	104,128	N/A
Unilever N V	Q4 2020 Filed on Feb 16, 2021	51,435	N/A
Vereit Inc	Q4 2020 Filed on Feb 16, 2021	1,111,612	N/A
Vivint Solar Inc	Q4 2020 Filed on Feb 16, 2021	54,118	N/A
Wright Med Group N V	Q4 2020 Filed on Feb 16, 2021	392,571	N/A
Yintech Invt Hldgs LTD	Q4 2020 Filed on Feb 16, 2021	1	N/A
Delphi Technologies Pl	Q4 2020 Filed on Feb 16, 2021	6,124	N/A
Exela Technologies Inc	Q4 2020 Filed on Feb 16, 2021	156,300	N/A
SDOG Alps Sector Dividend Dogs ETF ETFs	Q4 2020 Filed on Feb 16, 2021	12,177	$37.61 - $45.57 $458K - $555K
Gci Liberty Inc	Q4 2020 Filed on Feb 16, 2021	19,424	N/A
Hudson LTD	Q4 2020 Filed on Feb 16, 2021	20,163	N/A
Liberty Media Corp Del	Q4 2020 Filed on Feb 16, 2021	3,820,000	N/A
LOOP Loop Industries, Inc. Basic Materials	Q4 2020 Filed on Feb 16, 2021	3	$5.85 - $13.52 $17.5 - $40.6
Osi Systems Inc	Q4 2020 Filed on Feb 16, 2021	1,085,000	N/A
Zosano Pharma Corp	Q4 2020 Filed on Feb 16, 2021	22,300	N/A
IGE Ishares Tr North Amern Nat Res ETFs	Q4 2020 Filed on Feb 16, 2021	19,999	$18.78 - $24.63 $376K - $493K
FXU First Tr Exchange Traded Fd Ut ETFs	Q4 2020 Filed on Feb 16, 2021	545	$26.58 - $29.85 $14.5K - $16.3K
FHLC Fidelity Covington Tr Msci Hea ETFs	Q4 2020 Filed on Feb 16, 2021	437	$51.24 - $57.75 $22.4K - $25.2K
FENY Fidelity Covington Tr Msci Ene ETFs	Q4 2020 Filed on Feb 16, 2021	6,100	$7.37 - $11.07 $45K - $67.5K
KIE Spdr S&P Insurance ETF ETFs	Q4 2020 Filed on Feb 16, 2021	195	$28.14 - $34.05 $5.49K - $6.64K
BWX Spdr Bloomberg International T ETFs	Q4 2020 Filed on Feb 16, 2021	651	$29.69 - $31.3 $19.3K - $20.4K
Teradyne Inc	Q4 2020 Filed on Feb 16, 2021	3,482,000	N/A
PRF Invesco Exchange Traded Fd Tr ETFs	Q4 2020 Filed on Feb 16, 2021	1,648	$112.02 - $133.2 $185K - $220K
Intrexon Corp	Q4 2020 Filed on Feb 16, 2021	1,000,000	N/A
Qts Rlty Tr Inc	Q4 2020 Filed on Feb 16, 2021	90,000	N/A
Sunpower Corp	Q4 2020 Filed on Feb 16, 2021	1,363,000	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 16, 2021	45,102	N/A
International Flavors&Fragra	Q4 2020 Filed on Feb 16, 2021	25,000	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 16, 2021	10,699	N/A
Investors Real Estate Tr	Q4 2020 Filed on Feb 16, 2021	24,019	N/A

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