Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$245 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Hudson LTD	Q4 2020 Filed on Feb 16, 2021	20,163	N/A
Liberty Media Corp Del	Q4 2020 Filed on Feb 16, 2021	3,820,000	N/A
LOOP Loop Industries, Inc. Basic Materials	Q4 2020 Filed on Feb 16, 2021	3	$5.85 - $13.52 $17.5 - $40.6
Osi Systems Inc	Q4 2020 Filed on Feb 16, 2021	1,085,000	N/A
Zosano Pharma Corp	Q4 2020 Filed on Feb 16, 2021	22,300	N/A
IGE Ishares Tr North Amern Nat Res ETFs	Q4 2020 Filed on Feb 16, 2021	19,999	$18.78 - $24.63 $376K - $493K
FXU First Tr Exchange Traded Fd Ut ETFs	Q4 2020 Filed on Feb 16, 2021	545	$26.58 - $29.85 $14.5K - $16.3K
FHLC Fidelity Covington Tr Msci Hea ETFs	Q4 2020 Filed on Feb 16, 2021	437	$51.24 - $57.75 $22.4K - $25.2K
FENY Fidelity Covington Tr Msci Ene ETFs	Q4 2020 Filed on Feb 16, 2021	6,100	$7.37 - $11.07 $45K - $67.5K
KIE Spdr S&P Insurance ETF ETFs	Q4 2020 Filed on Feb 16, 2021	195	$28.14 - $34.05 $5.49K - $6.64K
BWX Spdr Bloomberg International T ETFs	Q4 2020 Filed on Feb 16, 2021	651	$29.69 - $31.3 $19.3K - $20.4K
Teradyne Inc	Q4 2020 Filed on Feb 16, 2021	3,482,000	N/A
PRF Invesco Exchange Traded Fd Tr ETFs	Q4 2020 Filed on Feb 16, 2021	1,648	$112.02 - $133.2 $185K - $220K
Intrexon Corp	Q4 2020 Filed on Feb 16, 2021	1,000,000	N/A
Qts Rlty Tr Inc	Q4 2020 Filed on Feb 16, 2021	90,000	N/A
Sunpower Corp	Q4 2020 Filed on Feb 16, 2021	1,363,000	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 16, 2021	45,102	N/A
International Flavors&Fragra	Q4 2020 Filed on Feb 16, 2021	25,000	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 16, 2021	10,699	N/A
Investors Real Estate Tr	Q4 2020 Filed on Feb 16, 2021	24,019	N/A
Urovant Sciences LTD	Q4 2020 Filed on Feb 16, 2021	3	N/A
Montage Res Corp	Q4 2020 Filed on Feb 16, 2021	10,904	N/A
Carter Bk & Tr Martinsville	Q4 2020 Filed on Feb 16, 2021	12,112	N/A
Apartment Invt & Mgmt CO	Q4 2020 Filed on Feb 16, 2021	710,501	N/A
Zendesk Inc	Q4 2020 Filed on Feb 16, 2021	1,645,000	N/A
Twin Riv Worldwide Hldgs Inc	Q4 2020 Filed on Feb 16, 2021	13,711	N/A
SPTL Spdr Portfolio Long Term Treas ETFs	Q4 2020 Filed on Feb 16, 2021	1,759	$44.43 - $46.75 $78.2K - $82.2K
Rmg Acquisition Corp	Q4 2020 Filed on Feb 16, 2021	1,289,900	N/A
Redfin Corp	Q4 2020 Filed on Feb 16, 2021	1,812,000	N/A
Pacific Drilling Sa Luxembou	Q4 2020 Filed on Feb 16, 2021	15,043	N/A
Novavax Inc	Q4 2020 Filed on Feb 16, 2021	2,000,000	N/A
Gores Metropoulos Inc	Q4 2020 Filed on Feb 16, 2021	200,000	N/A
Crescent Acquisition Corp	Q4 2020 Filed on Feb 16, 2021	719,572	N/A
ARCE Arco Platform Ltd. Consumer Defensive	Q4 2020 Filed on Feb 16, 2021	279,312	$32.98 - $43.75 $9.21M - $12.2M
Nanoviricides Inc	Q4 2020 Filed on Feb 16, 2021	5,301	N/A
Mercadolibre Inc	Q4 2020 Filed on Feb 16, 2021	685,000	N/A
Livongo Health Inc	Q4 2020 Filed on Feb 16, 2021	250,779	N/A
LRGF Ishares Tr ETFs	Q4 2020 Filed on Feb 16, 2021	1,945	$32.84 - $37.67 $63.9K - $73.3K
Spi Energy CO LTD	Q4 2020 Filed on Feb 16, 2021	750	N/A
Oaktree Acquisition Corp	Q4 2020 Filed on Feb 16, 2021	275,200	N/A
Liv Cap Acquisition Corp	Q4 2020 Filed on Feb 16, 2021	64,304	N/A
Ishares Tr	Q4 2020 Filed on Feb 16, 2021	19,221	N/A
Haymaker Acquisition Corp Ii	Q4 2020 Filed on Feb 16, 2021	433,444	N/A
Conyers Pk Ii Acquisition CO	Q4 2020 Filed on Feb 16, 2021	250,000	N/A
South Mtn Merger Corp	Q4 2020 Filed on Feb 16, 2021	200,000	N/A
Software Acquisition Group I	Q4 2020 Filed on Feb 16, 2021	200,000	N/A
Silver Spike Acquisition Cor	Q4 2020 Filed on Feb 16, 2021	400,000	N/A
Seacor Holdings Inc	Q4 2020 Filed on Feb 16, 2021	438,000	N/A
KBWB Invesco ETF Tr Ii Kbw Bank ETF ETFs	Q4 2020 Filed on Feb 16, 2021	2,213	$37.67 - $50.38 $83.4K - $111K
Interprivate Acquisition Cor	Q4 2020 Filed on Feb 16, 2021	749,900	N/A

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