Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$240 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
United States Oil Fund LP	Q2 2020 Filed on Aug 13, 2020	98,716	N/A
RWX Spdr Dow Jones International R ETFs	Q2 2020 Filed on Aug 13, 2020	24,362	$24.67 - $31.96 $601K - $779K
DWX Spdr Index Shs Fds S&P Intl Di ETFs	Q2 2020 Filed on Aug 13, 2020	8,000	$29.2 - $35.76 $234K - $286K
Apergy Corp	Q2 2020 Filed on Aug 13, 2020	25,870	N/A
Blackstone Mtg Tr Inc	Q2 2020 Filed on Aug 13, 2020	1,550,000	N/A
Caesars Entmt Corp	Q2 2020 Filed on Aug 13, 2020	2,000,000	N/A
Covia Hldgs Corp	Q2 2020 Filed on Aug 13, 2020	12,958	N/A
Exantas Cap Corp	Q2 2020 Filed on Aug 13, 2020	26,194	N/A
Rise Ed Cayman LTD	Q2 2020 Filed on Aug 13, 2020	430	N/A
XSLV Invesco ETF Tr Ii S&P Smallcap ETFs	Q2 2020 Filed on Aug 13, 2020	106	$29.54 - $36.83 $3.13K - $3.9K
Assertio Therapeutics Inc	Q2 2020 Filed on Aug 13, 2020	20,092	N/A
CHRA Charah Solutions, Inc. Industrials	Q2 2020 Filed on Aug 13, 2020	2,951	$1.41 - $3.18 $4.16K - $9.38K
FPAY Flex Shopper, Inc. Industrials	Q2 2020 Filed on Aug 13, 2020	6,597	$0.98 - $2.0 $6.47K - $13.2K
Forty Seven Inc	Q2 2020 Filed on Aug 13, 2020	11,951	N/A
Ii Vi Inc	Q2 2020 Filed on Aug 13, 2020	2,796,000	N/A
Infinera Corp	Q2 2020 Filed on Aug 13, 2020	4,285,000	N/A
ISR Isoray, Inc. Healthcare	Q2 2020 Filed on Aug 13, 2020	728	$0.47 - $0.86 $342 - $626
Jmu LTD	Q2 2020 Filed on Aug 13, 2020	16	N/A
Klx Energy Servics Holdngs I	Q2 2020 Filed on Aug 13, 2020	6,682	N/A
Nabors Industries LTD	Q2 2020 Filed on Aug 13, 2020	368,683	N/A
Neon Therapeutics Inc	Q2 2020 Filed on Aug 13, 2020	38,276	N/A
Pyxus Intl Inc	Q2 2020 Filed on Aug 13, 2020	2,626	N/A
Redwood Tr Inc	Q2 2020 Filed on Aug 13, 2020	1,125,000	N/A
Seadrill LTD	Q2 2020 Filed on Aug 13, 2020	18,261	N/A
VTSI Vir Tra, Inc Industrials	Q2 2020 Filed on Aug 13, 2020	68	$2.09 - $4.55 $142 - $309
Apollo Coml Real Est Fin Inc	Q2 2020 Filed on Aug 13, 2020	1,125,000	N/A
Aurora Cannabis Inc	Q2 2020 Filed on Aug 13, 2020	901,078	N/A
HYDW Dbx ETF Tr X Trackers Low Beta ETFs	Q2 2020 Filed on Aug 13, 2020	104,000	$45.17 - $49.84 $4.7M - $5.18M
Direxion Shs ETF Tr	Q2 2020 Filed on Aug 13, 2020	135	N/A
Marriott Vactins Worldwid CO	Q2 2020 Filed on Aug 13, 2020	1,481,000	N/A
Oaktree Strategic Income Cor	Q2 2020 Filed on Aug 13, 2020	6,181	N/A
Rtw Retailwinds Inc	Q2 2020 Filed on Aug 13, 2020	9,445	N/A
Select Interior Concepts Inc	Q2 2020 Filed on Aug 13, 2020	6,640	N/A
U S Well Svcs Inc	Q2 2020 Filed on Aug 13, 2020	6,586	N/A
TQQQ Proshares Ultrapro Qqq ETFs	Q2 2020 Filed on Aug 13, 2020	103,794	$10.43 - $24.95 $1.08M - $2.59M
SSO Proshares Ultra S&P 500 ETFs	Q2 2020 Filed on Aug 13, 2020	3,085	$20.23 - $34.28 $62.4K - $106K
PHUN Phunware, Inc. Technology	Q2 2020 Filed on Aug 13, 2020	10,837	$0.54 - $1.69 $5.85K - $18.3K
J P Morgan Exchange Traded F	Q2 2020 Filed on Aug 13, 2020	26,710	N/A
Fortive Corp	Q2 2020 Filed on Aug 13, 2020	25,384	N/A
Endologix Inc	Q2 2020 Filed on Aug 13, 2020	502,445	N/A
Cowen Inc	Q2 2020 Filed on Aug 13, 2020	12,290,000	N/A
Collier Creek Holdings	Q2 2020 Filed on Aug 13, 2020	600,753	N/A
Allegro Merger Corp	Q2 2020 Filed on Aug 13, 2020	35,000	N/A
SSKN Strata Skin Sciences, Inc. Healthcare	Q2 2020 Filed on Aug 13, 2020	2,608	$0.81 - $1.64 $2.11K - $4.28K
Volt Information Sciences In	Q2 2020 Filed on Aug 13, 2020	1,023	N/A
Viavi Solutions Inc	Q2 2020 Filed on Aug 13, 2020	12,000	N/A
Urban Tea Inc	Q2 2020 Filed on Aug 13, 2020	1,370	N/A
Tesla Inc	Q2 2020 Filed on Aug 13, 2020	2,681,000	N/A
MITO Stealth Bio Therapeutics Corp Healthcare	Q2 2020 Filed on Aug 13, 2020	9,800	$1.23 - $2.22 $12.1K - $21.8K
Sonim Technologies Inc	Q2 2020 Filed on Aug 13, 2020	3,134	N/A

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