Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$240 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Roadrunner Transn Sys Inc	Q2 2020 Filed on Aug 13, 2020	1,113	N/A
Pope Res Del LTD Partnership	Q2 2020 Filed on Aug 13, 2020	124	N/A
LKNCY Luckin Coffee Inc. Consumer Cyclical	Q2 2020 Filed on Aug 13, 2020	178,798	$1.38 - $26.2 $247K - $4.68M
FPL First Trust New Opportunities Mlp & Energy Fund Financial Services	Q2 2020 Filed on Aug 13, 2020	41,911	$3.35 - $5.55 $140K - $233K
Ezcorp Inc	Q2 2020 Filed on Aug 13, 2020	197,000	N/A
Ctrip Com Intl LTD	Q2 2020 Filed on Aug 13, 2020	1,000,000	N/A
CIH China Index Holdings LTD Technology	Q2 2020 Filed on Aug 13, 2020	1,299	$1.02 - $3.1 $1.32K - $4.03K
Chaparral Energy Inc	Q2 2020 Filed on Aug 13, 2020	9,669	N/A
Centric Brands Inc	Q2 2020 Filed on Aug 13, 2020	5,550	N/A
Altair Engr Inc	Q2 2020 Filed on Aug 13, 2020	400,000	N/A
AGMH Agm Group Holdings, Inc. Technology	Q2 2020 Filed on Aug 13, 2020	99	$14.87 - $26.44 $1.47K - $2.62K
ASLN Aslan Pharmaceuticals LTD Healthcare	Q2 2020 Filed on Aug 13, 2020	1,185	$0.96 - $2.19 $1.14K - $2.6K
SOLN Southern CO Corporate Unit 201 Industrials	Q2 2020 Filed on Aug 13, 2020	32,388	$43.23 - $50.42 $1.4M - $1.63M
Riverview Finl Corp New	Q2 2020 Filed on Aug 13, 2020	2	N/A
Mfa Finl Inc	Q2 2020 Filed on Aug 13, 2020	1,200,000	N/A
Immuron LTD	Q2 2020 Filed on Aug 13, 2020	53	N/A
Fang Hldgs LTD	Q2 2020 Filed on Aug 13, 2020	1,299	N/A
Conyers Pk Ii Acquisition CO	Q2 2020 Filed on Aug 13, 2020	44,444	N/A
Change Healthcare Inc	Q2 2020 Filed on Aug 13, 2020	4,325	N/A
Tilray Inc	Q2 2020 Filed on Aug 13, 2020	1,000,000	N/A
Nebula Acquisition Corp	Q2 2020 Filed on Aug 13, 2020	1,519,116	N/A
Insulet Corp	Q2 2020 Filed on Aug 13, 2020	2,945,000	N/A
DMAC Dia Medica Therapeutics Inc. Healthcare	Q2 2020 Filed on Aug 13, 2020	551	$2.6 - $7.32 $1.43K - $4.03K
DTEA Davi Ds Tea Inc. Consumer Defensive	Q2 2020 Filed on Aug 13, 2020	10,705	$0.46 - $1.42 $4.92K - $15.2K
Benitec Biopharma LTD	Q2 2020 Filed on Aug 13, 2020	87	N/A
Benefitfocus Inc	Q2 2020 Filed on Aug 13, 2020	900,000	N/A
Auris Medical Holding LTD	Q2 2020 Filed on Aug 13, 2020	6,202	N/A
Ascena Retail Group Inc	Q2 2020 Filed on Aug 13, 2020	2,441	N/A
Arya Sciences Acquisition CO	Q2 2020 Filed on Aug 13, 2020	33,828	N/A
ABIO Arca Biopharma, Inc. Healthcare	Q2 2020 Filed on Aug 13, 2020	2,796	$2.69 - $19.21 $7.52K - $53.7K
Amci Acquisition Corp	Q2 2020 Filed on Aug 13, 2020	999,995	N/A
Lf Cap Acquisition Corp	Q2 2020 Filed on Aug 13, 2020	142,600	N/A
Jumei Intl Hldg LTD	Q2 2020 Filed on Aug 13, 2020	257	N/A
Interprivate Acquisition Cor	Q2 2020 Filed on Aug 13, 2020	750,000	N/A
IPHA Innate Pharma Sa Healthcare	Q2 2020 Filed on Aug 13, 2020	100	$5.36 - $8.2 $536 - $820
ICD Independence Contract Drilling, Inc. Energy	Q2 2020 Filed on Aug 13, 2020	751	$1.35 - $12.93 $1.01K - $9.71K
Greenrose Acquisition Corp	Q2 2020 Filed on Aug 13, 2020	900,000	N/A
Graf Indl Corp	Q2 2020 Filed on Aug 13, 2020	241,674	N/A
Gores Hldgs Iv Inc	Q2 2020 Filed on Aug 13, 2020	524,729	N/A
Gogo Inc	Q2 2020 Filed on Aug 13, 2020	650,000	N/A
GFLU Gfl Environmental Inc Industrials	Q2 2020 Filed on Aug 13, 2020	13,100	N/A
Forum Merger Ii Corp	Q2 2020 Filed on Aug 13, 2020	245,806	N/A
Dmy Technology Group Inc	Q2 2020 Filed on Aug 13, 2020	200,000	N/A
ERX Direxion Daily Energy Bull 2 X ETFs	Q2 2020 Filed on Aug 13, 2020	2	$8.72 - $23.44 $17.4 - $46.9
Dfp Healthcare Acquisitns CO	Q2 2020 Filed on Aug 13, 2020	866,718	N/A
Credit Suisse Nassau Branch	Q2 2020 Filed on Aug 13, 2020	5,058	N/A
Citic Capital Acquisition CO	Q2 2020 Filed on Aug 13, 2020	1,500,000	N/A
China Rapid Fin LTD	Q2 2020 Filed on Aug 13, 2020	215	N/A
Applied Dna Sciences Inc	Q2 2020 Filed on Aug 13, 2020	5,400	N/A
Amci Acquisition Corp	Q2 2020 Filed on Aug 13, 2020	5	N/A

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