Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$245 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Prospect Capital Corporation	Q3 2019 Filed on Nov 14, 2019	7,637,000	N/A
Prospect Capital Corporation	Q3 2019 Filed on Nov 14, 2019	625,000	N/A
Proteostasis Therapeutics In	Q3 2019 Filed on Nov 14, 2019	9,864	N/A
Quorum Health Corp	Q3 2019 Filed on Nov 14, 2019	7,081	N/A
Rayonier Advanced Matls Inc	Q3 2019 Filed on Nov 14, 2019	185,000	N/A
Red Hat Inc	Q3 2019 Filed on Nov 14, 2019	372,290	N/A
RIBT Rice Bran Technologies Consumer Defensive	Q3 2019 Filed on Nov 14, 2019	13,743	$2.39 - $3.28 $32.8K - $45.1K
Royal Bk Scotland Group PLC	Q3 2019 Filed on Nov 14, 2019	100	N/A
Rwt Hldgs Inc	Q3 2019 Filed on Nov 14, 2019	222,000	N/A
Shutterfly Inc	Q3 2019 Filed on Nov 14, 2019	439,832	N/A
Sienna Biopharmaceuticals In	Q3 2019 Filed on Nov 14, 2019	3,854	N/A
Social Cap Hedosophia Hldgs	Q3 2019 Filed on Nov 14, 2019	42,000	N/A
XPL Solitario Zinc Corp. Basic Materials	Q3 2019 Filed on Nov 14, 2019	32,743	$0.27 - $0.34 $8.84K - $11.1K
Sound Finl Bancorp Inc	Q3 2019 Filed on Nov 14, 2019	400	N/A
Speedway Motorsports Inc	Q3 2019 Filed on Nov 14, 2019	10,901	N/A
Superior Energy Svcs Inc	Q3 2019 Filed on Nov 14, 2019	327,365	N/A
Tableau Software Inc	Q3 2019 Filed on Nov 14, 2019	234,674	N/A
Tcf Finl Corp	Q3 2019 Filed on Nov 14, 2019	320,798	N/A
Tetraphase Pharmaceuticals I	Q3 2019 Filed on Nov 14, 2019	140,817	N/A
Torchmark Corp	Q3 2019 Filed on Nov 14, 2019	392,167	N/A
Total Sys Svcs Inc	Q3 2019 Filed on Nov 14, 2019	901,629	N/A
Tower Intl Inc	Q3 2019 Filed on Nov 14, 2019	15,499	N/A
CLUBQ Town Sports International Holdings, Inc. Consumer Cyclical	Q3 2019 Filed on Nov 14, 2019	27,751	N/A
Tpg Pace Hldgs Corp	Q3 2019 Filed on Nov 14, 2019	5	N/A
Tribune Media CO	Q3 2019 Filed on Nov 14, 2019	847,896	N/A
TPHS Trinity Place Holdings Inc. Real Estate	Q3 2019 Filed on Nov 14, 2019	4,425	$3.7 - $4.25 $16.4K - $18.8K
TRT Trio Tech International Technology	Q3 2019 Filed on Nov 14, 2019	8	$2.86 - $3.89 $22.9 - $31.1
Tuesday Morning Corp	Q3 2019 Filed on Nov 14, 2019	230	N/A
Ubiquiti Networks Inc	Q3 2019 Filed on Nov 14, 2019	7,951	N/A
Ultra Petroleum Corp	Q3 2019 Filed on Nov 14, 2019	40,270	N/A
Wageworks Inc	Q3 2019 Filed on Nov 14, 2019	33,398	N/A
Weight Watchers Intl Inc New	Q3 2019 Filed on Nov 14, 2019	233,392	N/A
HYI Western Asset High Yield Defined Opportunity Fund Inc. Financial Services	Q3 2019 Filed on Nov 14, 2019	1,511	$14.83 - $15.51 $22.4K - $23.4K
Xerox Corp	Q3 2019 Filed on Nov 14, 2019	722,317	N/A
Ameri Hldgs Inc	Q3 2019 Filed on Nov 14, 2019	18,730	N/A
Aquantia Corp	Q3 2019 Filed on Nov 14, 2019	23,209	N/A
Capitol Invt Corp Iv	Q3 2019 Filed on Nov 14, 2019	756,958	N/A
China Recycling Energy Corp	Q3 2019 Filed on Nov 14, 2019	3,864	N/A
ELSE Electro Sensors Inc Technology	Q3 2019 Filed on Nov 14, 2019	5	$3.21 - $4.0 $16.1 - $20
MSN Emerson Radio Corp Technology	Q3 2019 Filed on Nov 14, 2019	25	$0.95 - $1.14 $23.8 - $28.5
GLBZ Glen Burnie Bancorp Financial Services	Q3 2019 Filed on Nov 14, 2019	7	$10.22 - $11.39 $71.5 - $79.7
Hopfed Bancorp Inc	Q3 2019 Filed on Nov 14, 2019	15,900	N/A
Intermolecular Inc	Q3 2019 Filed on Nov 14, 2019	106,200	N/A
Mosys Inc	Q3 2019 Filed on Nov 14, 2019	25	N/A
National Holdings Corp	Q3 2019 Filed on Nov 14, 2019	1,096	N/A
PFIN P&F Industries Inc Industrials	Q3 2019 Filed on Nov 14, 2019	4,311	$6.37 - $8.31 $27.5K - $35.8K
Pacific Coast Oil Tr	Q3 2019 Filed on Nov 14, 2019	7,526	N/A
Sandridge Permian Tr	Q3 2019 Filed on Nov 14, 2019	30,467	N/A
Seadrill Partners LLC	Q3 2019 Filed on Nov 14, 2019	152,600	N/A
SVT Servotronics Inc Industrials	Q3 2019 Filed on Nov 14, 2019	10,304	$9.74 - $10.61 $100K - $109K

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