Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$240 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
CEF Sprott Physical Gold & Silver Trust Financial Services	Q2 2019 Filed on Aug 14, 2019	10,000	$12.06 - $13.34 $121K - $133K
Spdr Series Trust	Q2 2019 Filed on Aug 14, 2019	772,044	N/A
Cas Med Sys Inc	Q2 2019 Filed on Aug 14, 2019	120,109	N/A
Cui Global Inc	Q2 2019 Filed on Aug 14, 2019	5,200	N/A
Dhx Media LTD	Q2 2019 Filed on Aug 14, 2019	400	N/A
Fusion Connect Inc	Q2 2019 Filed on Aug 14, 2019	27,123	N/A
Gaming Partners Intl Corp	Q2 2019 Filed on Aug 14, 2019	5,700	N/A
Nabors Inds Inc New	Q2 2019 Filed on Aug 14, 2019	225,000	N/A
Weibo Corp	Q2 2019 Filed on Aug 14, 2019	500,000	N/A
CSML Indexiq ETF Tr Chaikin Us Smal ETFs	Q2 2019 Filed on Aug 14, 2019	277	$23.02 - $26.24 $6.38K - $7.27K
AIRT Air T Inc Industrials	Q2 2019 Filed on Aug 14, 2019	2,500	$16.93 - $20.69 $42.3K - $51.7K
IGC India Globalization Capital, Inc. Industrials	Q2 2019 Filed on Aug 14, 2019	200	$0.83 - $2.07 $166 - $414
Liqtech Intl Inc	Q2 2019 Filed on Aug 14, 2019	93,085	N/A
MOTS Motus Gi Holdings, Inc. Healthcare	Q2 2019 Filed on Aug 14, 2019	11,100	$60.4 - $84.2 $670K - $935K
Nemaura Med Inc	Q2 2019 Filed on Aug 14, 2019	34,637	N/A
One Madison Corp	Q2 2019 Filed on Aug 14, 2019	1,129,401	N/A
Osiris Therapeutics Inc New	Q2 2019 Filed on Aug 14, 2019	98,700	N/A
Servicenow Inc	Q2 2019 Filed on Aug 14, 2019	1,957,000	N/A
Spdr Series Trust	Q2 2019 Filed on Aug 14, 2019	797	N/A
CREX Creative Realities, Inc. Technology	Q2 2019 Filed on Aug 14, 2019	2,600	N/A
Cushing ETF Trust	Q2 2019 Filed on Aug 14, 2019	90,000	N/A
Cushing ETF Trust	Q2 2019 Filed on Aug 14, 2019	90,000	N/A
FUMB First Tr ETF Iii Enhanced Shor ETFs	Q2 2019 Filed on Aug 14, 2019	20,000	$20.04 - $20.09 $401K - $402K
DAX Global X Fds Dax Germany ETF ETFs	Q2 2019 Filed on Aug 14, 2019	290	$25.45 - $27.21 $7.38K - $7.89K
Oasmia Pharmaceutical Ab	Q2 2019 Filed on Aug 14, 2019	1,300	N/A
SLY Spdr S&P 600 Small Cap ETF ETFs	Q2 2019 Filed on Aug 14, 2019	1,572	N/A
Sslj Com Limited	Q2 2019 Filed on Aug 14, 2019	2,700	N/A
Tanzanian Royalty Expl Corp	Q2 2019 Filed on Aug 14, 2019	86,801	N/A
Renmin Tianli Group Inc	Q2 2019 Filed on Aug 14, 2019	2,600	N/A
Phio Pharmaceuticals Corp	Q2 2019 Filed on Aug 14, 2019	7,800	N/A
Pacific Global ETF Tr	Q2 2019 Filed on Aug 14, 2019	50,000	N/A
Opko Health Inc	Q2 2019 Filed on Aug 14, 2019	1,363,000	N/A
Mercantil Bk Hldg Corp	Q2 2019 Filed on Aug 14, 2019	50,550	N/A
Leo Holdings Corp	Q2 2019 Filed on Aug 14, 2019	81,333	N/A
Inpixon	Q2 2019 Filed on Aug 14, 2019	500	N/A
Iconix Brand Group Inc	Q2 2019 Filed on Aug 14, 2019	5,600	N/A
DGLY Digital Ally Inc Industrials	Q2 2019 Filed on Aug 14, 2019	22,000	$1.41 - $4.91 $31K - $108K
Crescent Acquisition Corp	Q2 2019 Filed on Aug 14, 2019	660,000	N/A
CVR Chicago Rivet & Machine CO Industrials	Q2 2019 Filed on Aug 14, 2019	84	$26.95 - $29.8 $2.26K - $2.5K
Bridgeline Digital Inc	Q2 2019 Filed on Aug 14, 2019	14,800	N/A
LND Brasil Agro Brazilian Agricultural Real Estate CO Consumer Defensive	Q2 2019 Filed on Aug 14, 2019	2,800	$3.77 - $4.29 $10.6K - $12K
Auris Medical Holding LTD	Q2 2019 Filed on Aug 14, 2019	31,446	N/A
3 Pea Intl Inc	Q2 2019 Filed on Aug 14, 2019	73,702	N/A
ANY Sphere 3 D Corp. Technology	Q2 2019 Filed on Aug 14, 2019	300	$1.5 - $2.75 $450 - $825
Technical Communications Cor	Q2 2019 Filed on Aug 14, 2019	647	N/A
Thunder Bridge Acquisition L	Q2 2019 Filed on Aug 14, 2019	400,000	N/A
Unico Amern Corp	Q2 2019 Filed on Aug 14, 2019	2	N/A
Vaneck Vectors ETF Tr	Q2 2019 Filed on Aug 14, 2019	132,296	N/A
Vislink Technologies Inc	Q2 2019 Filed on Aug 14, 2019	93	N/A
Anthem Inc	Q2 2019 Filed on Aug 14, 2019	96,000	N/A

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