Deutsche Bank Ag\ Closed Holding Positions

Deutsche Bank Ag\

$240 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Leisure Acquisition Corp	Q3 2018 Filed on Nov 14, 2018	580,000	N/A
Lianluo Smart LTD	Q3 2018 Filed on Nov 14, 2018	52,862	N/A
Neovasc Inc	Q3 2018 Filed on Nov 14, 2018	8,775,000	N/A
Osprey Energy Acquisition CO	Q3 2018 Filed on Nov 14, 2018	250,000	N/A
Qad Inc	Q3 2018 Filed on Nov 14, 2018	400	N/A
SPCB Super Com LTD Industrials	Q3 2018 Filed on Nov 14, 2018	19,100	$1.69 - $2.14 $32.3K - $40.9K
United Cmnty Bancorp Ind	Q3 2018 Filed on Nov 14, 2018	28,257	N/A
Workday Inc	Q3 2018 Filed on Nov 14, 2018	2,133,000	N/A
Cdti Advanced Matls Inc	Q3 2018 Filed on Nov 14, 2018	89	N/A
CNFR Conifer Holdings, Inc. Financial Services	Q3 2018 Filed on Nov 14, 2018	10	N/A
Corsicanto Ii Designated Act	Q3 2018 Filed on Nov 14, 2018	2,900,000	N/A
GGN Gamco Global Gold, Natural Resources & Income Trust Financial Services	Q3 2018 Filed on Nov 14, 2018	1	$4.55 - $5.16 $4.55 - $5.16
Ikonics Corp	Q3 2018 Filed on Nov 14, 2018	1,400	N/A
Integrated Device Technology	Q3 2018 Filed on Nov 14, 2018	3,215,000	N/A
EMHY Ishares J.P. Morgan Em High Yi ETFs	Q3 2018 Filed on Nov 14, 2018	126	$44.31 - $47.17 $5.58K - $5.94K
Ptc Therapeutics Inc	Q3 2018 Filed on Nov 14, 2018	2,000,000	N/A
GII Spdr S&P Global Infrasture ETF ETFs	Q3 2018 Filed on Nov 14, 2018	165	N/A
MORT Vaneck ETF Tr Mtg Reit Income ETFs	Q3 2018 Filed on Nov 14, 2018	258	N/A
IYJ Ishares Tr ETFs	Q3 2018 Filed on Nov 14, 2018	3,265	$71.72 - $79.5 $234K - $260K
RAVI Flexshares Tr Ready Access Var ETFs	Q3 2018 Filed on Nov 14, 2018	32,681	$75.28 - $75.62 $2.46M - $2.47M
QDYN Flexshares Quality Dividend Dy ETFs	Q3 2018 Filed on Nov 14, 2018	300	N/A
QDEF Flexshares Quality Div Defensi ETFs	Q3 2018 Filed on Nov 14, 2018	300	N/A
ESG Flexshares Stoxx Us Esg Select	Q3 2018 Filed on Nov 14, 2018	300	N/A
TILT Flexshares Tr ETFs	Q3 2018 Filed on Nov 14, 2018	300	$113.79 - $121.21 $34.1K - $36.4K
First Tr Exchange Traded Fd	Q3 2018 Filed on Nov 14, 2018	43,238	N/A
ETF Ser Solutions	Q3 2018 Filed on Nov 14, 2018	100,000	N/A
Direxion Shs ETF Tr	Q3 2018 Filed on Nov 14, 2018	400,000	N/A
Alps ETF Tr	Q3 2018 Filed on Nov 14, 2018	625,000	N/A
DHS Wisdomtree Tr U.S ETFs	Q3 2018 Filed on Nov 14, 2018	575	N/A
Proshares Tr Ii	Q3 2018 Filed on Nov 14, 2018	761,612	N/A
Proshares Tr Ii	Q3 2018 Filed on Nov 14, 2018	190,470	N/A
AAME Atlantic American Corp Financial Services	Q3 2018 Filed on Nov 14, 2018	50	$2.35 - $3.03 $118 - $152
Borqs Technologies Inc	Q3 2018 Filed on Nov 14, 2018	1,700	N/A
CHEK Check Cap LTD Healthcare	Q3 2018 Filed on Nov 14, 2018	2,900	$3.21 - $4.16 $9.31K - $12.1K
DXR Daxor Corp Healthcare	Q3 2018 Filed on Nov 14, 2018	1,000	$4.3 - $6.64 $4.3K - $6.64K
Ever Glory Intl Grp Inc	Q3 2018 Filed on Nov 14, 2018	2,200	N/A
Hv Bancorp Inc	Q3 2018 Filed on Nov 14, 2018	100	N/A
IOR Income Opportunity Realty Investors Inc Financial Services	Q3 2018 Filed on Nov 14, 2018	600	$11.52 - $13.65 $6.91K - $8.19K
Melrose Bancorp Inc	Q3 2018 Filed on Nov 14, 2018	7	N/A
PRT Perm Rock Royalty Trust Energy	Q3 2018 Filed on Nov 14, 2018	600	$11.96 - $16.29 $7.18K - $9.77K
Ship Fin Intl LTD	Q3 2018 Filed on Nov 14, 2018	6,250,000	N/A
Sm Energy CO	Q3 2018 Filed on Nov 14, 2018	350,000	N/A
UCON First Tr ETF Viii Tcw Unconstr ETFs	Q3 2018 Filed on Nov 14, 2018	400,000	$25.06 - $25.26 $10M - $10.1M
Trovagene Inc	Q3 2018 Filed on Nov 14, 2018	159	N/A
CACG Legg Mason ETF Invt Tr Clearbr ETFs	Q3 2018 Filed on Nov 14, 2018	200,000	N/A
Rosehill Res Inc	Q3 2018 Filed on Nov 14, 2018	49,464	N/A
Simply Good Foods CO	Q3 2018 Filed on Nov 14, 2018	2,078	N/A
Tpg Pace Energy Hldgs Corp	Q3 2018 Filed on Nov 14, 2018	300,718	N/A
Osprey Energy Acquisition CO	Q3 2018 Filed on Nov 14, 2018	125,000	N/A
Willscot Corp	Q3 2018 Filed on Nov 14, 2018	3,200,000	N/A

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