Financial Management Professionals, Inc. Closed Holding Positions

Financial Management Professionals, Inc.

$926 Million
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
SPDN Direxion Shs ETF Tr Daily S&P ETFs	Q1 2019 Filed on Apr 22, 2019	16,926	$27.85 - $32.63 $471K - $552K
III Information Services Group Inc. Technology	Q4 2018 Filed on Jan 22, 2019	7,500	$4.08 - $4.56 $30.6K - $34.2K
FCN Fti Consulting, Inc Industrials	Q4 2018 Filed on Jan 22, 2019	133	$59.31 - $74.0 $7.89K - $9.84K
Wmih Corp	Q4 2018 Filed on Jan 22, 2019	1	N/A
BCOR Blucora, Inc. Financial Services	Q4 2018 Filed on Jan 22, 2019	283	$23.83 - $38.33 $6.74K - $10.8K
Mellanox Technologies LTD	Q4 2018 Filed on Jan 22, 2019	39	N/A
Energy Transfer Partners LP	Q4 2018 Filed on Jan 22, 2019	2,793	N/A
Dell Technologies Inc	Q4 2018 Filed on Jan 22, 2019	44	N/A
RFP Resolute Forest Products Inc. Basic Materials	Q4 2018 Filed on Jan 22, 2019	694	$7.39 - $13.78 $5.13K - $9.56K
ALSN Allison Transmission Holdings Inc Consumer Cyclical	Q4 2018 Filed on Jan 22, 2019	197	$40.83 - $53.37 $8.04K - $10.5K
IAI Ishares Tr Us Broker Dealers & ETFs	Q4 2018 Filed on Jan 22, 2019	22	$52.67 - $63.57 $1.16K - $1.4K
IEO Ishares Tr ETFs	Q4 2018 Filed on Jan 22, 2019	36,487	$47.66 - $78.42 $1.74M - $2.86M
Express Scripts Hldg CO	Q4 2018 Filed on Jan 22, 2019	2,634	N/A
ANGI Angi Inc. Communication Services	Q4 2018 Filed on Jan 22, 2019	324	$14.05 - $22.26 $4.55K - $7.21K
PTF Invesco Exchange Traded Fd Tr ETFs	Q4 2018 Filed on Jan 22, 2019	36,817	N/A
Horizon Pharma PLC	Q4 2018 Filed on Jan 22, 2019	487	N/A
PSCD Invesco S&P Smallcap Consumer ETFs	Q4 2018 Filed on Jan 22, 2019	50,422	$51.8 - $67.6 $2.61M - $3.41M
KAR Kar Auction Services, Inc. Consumer Cyclical	Q4 2018 Filed on Jan 22, 2019	54	$17.34 - $22.63 $936 - $1.22K
PRAA Pra Group Inc Financial Services	Q4 2018 Filed on Jan 22, 2019	18	$22.82 - $36.15 $411 - $651
FDUS Fidus Investment Corp Financial Services	Q4 2018 Filed on Jan 22, 2019	1,000	$11.61 - $14.66 $11.6K - $14.7K
Pinnacle Entmt Inc New	Q4 2018 Filed on Jan 22, 2019	100	N/A
Kmg Chemicals Inc	Q4 2018 Filed on Jan 22, 2019	130	N/A
Cornerstone Ondemand Inc	Q4 2018 Filed on Jan 22, 2019	174	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Jan 22, 2019	34	N/A
HBCP Home Bancorp, Inc. Financial Services	Q3 2018 Filed on Oct 24, 2018	1,549	$43.18 - $48.1 $66.9K - $74.5K
QTEC First Trust Nasdaq 100 Technol ETFs	Q3 2018 Filed on Oct 24, 2018	33,311	N/A
TPVG Triple Point Venture Growth Bdc Corp. Financial Services	Q3 2018 Filed on Oct 24, 2018	175	$12.5 - $13.94 $2.19K - $2.44K
Halyard Health Inc	Q3 2018 Filed on Oct 24, 2018	12	N/A
Carbo Ceramics Inc	Q3 2018 Filed on Oct 24, 2018	300	N/A
ALNY Alnylam Pharmaceuticals, Inc. Healthcare	Q3 2018 Filed on Oct 24, 2018	25	$87.52 - $122.67 $2.19K - $3.07K
Bb&T Corp	Q3 2018 Filed on Oct 24, 2018	59	N/A
Bp Midstream Partners LP	Q3 2018 Filed on Oct 24, 2018	500	N/A
AMJ Jpmorgan Chase & CO Alerian Ml ETFs	Q3 2018 Filed on Oct 24, 2018	300	N/A
Cypress Semiconductor Corp	Q3 2018 Filed on Oct 24, 2018	186	N/A
WAFD Washington Federal Inc Financial Services	Q3 2018 Filed on Oct 24, 2018	198	$31.85 - $35.2 $6.31K - $6.97K
Williams Partners L P New	Q3 2018 Filed on Oct 24, 2018	11	N/A
Broke Out Inc	Q2 2018 Filed on Aug 01, 2018	28	N/A
Liquefied Nat Gas Ordf	Q2 2018 Filed on Aug 01, 2018	579	N/A
Leucadia National CO	Q2 2018 Filed on Aug 01, 2018	45	N/A
Lehman Bros Hldgs 2 Xxx	Q2 2018 Filed on Aug 01, 2018	10,000	N/A
Alliance Holdings Gp LP	Q2 2018 Filed on Aug 01, 2018	1,200	N/A
EVH Evolent Health, Inc. Healthcare	Q2 2018 Filed on Aug 01, 2018	87	$13.8 - $23.95 $1.2K - $2.08K
Amg Pantheon Fund LLC	Q2 2018 Filed on Aug 01, 2018	97,050	N/A
Corporate Ppty Assoc 17	Q2 2018 Filed on Aug 01, 2018	7,314	N/A
Griffin Cap Essential	Q2 2018 Filed on Aug 01, 2018	25,666	N/A
Great Plains Energy	Q2 2018 Filed on Aug 01, 2018	73	N/A
Fs Investment Corp Ii	Q2 2018 Filed on Aug 01, 2018	8,133	N/A
Arizona Gold And Ony	Q2 2018 Filed on Aug 01, 2018	1	N/A
Beacon Power Corp	Q2 2018 Filed on Aug 01, 2018	13	N/A
Carter Validus Msn Reit	Q2 2018 Filed on Aug 01, 2018	24,003	N/A

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