Fny Investment Advisers, LLC Closed Holding Positions

Fny Investment Advisers, LLC

  • $208 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Northern Oil And Gas Ord
Q3 2019 Filed on Oct 25, 2019
2,118
N/A
Oasmia Pharmaceutical Adr Rep 3 Ord
Q3 2019 Filed on Oct 25, 2019
2,600
N/A
Ohr Pharmaceutical Ord
Q3 2019 Filed on Oct 25, 2019
30,520
N/A
RVLP
Rvl Pharmaceuticals PLC

Healthcare
Q3 2019 Filed on Oct 25, 2019
4,046
$2.8 - $3.99 $11.3K - $16.1K
Pattern Energy Group Cl A Ord
Q3 2019 Filed on Oct 25, 2019
1,327
N/A
PLBC
Plumas Bancorp

Financial Services
Q3 2019 Filed on Oct 25, 2019
187
$20.19 - $24.96 $3.78K - $4.67K
Preferred Apartment Comm Reit Ord
Q3 2019 Filed on Oct 25, 2019
879
N/A
Prevail Therapeutics Ord
Q3 2019 Filed on Oct 25, 2019
600
N/A
PRI
Primerica, Inc.

Financial Services
Q3 2019 Filed on Oct 25, 2019
670
$109.6 - $129.12 $73.4K - $86.5K
PRIM
Primoris Services Corp

Industrials
Q3 2019 Filed on Oct 25, 2019
237
$18.07 - $21.32 $4.28K - $5.05K
PRO
Pros Holdings, Inc.

Technology
Q3 2019 Filed on Oct 25, 2019
257
$58.83 - $75.13 $15.1K - $19.3K
Providence Service Ord
Q3 2019 Filed on Oct 25, 2019
221
N/A
RMAX
Re/Max Holdings, Inc.

Real Estate
Q3 2019 Filed on Oct 25, 2019
700
$24.98 - $32.44 $17.5K - $22.7K
RM
Regional Management Corp.

Financial Services
Q3 2019 Filed on Oct 25, 2019
399
$24.13 - $28.8 $9.63K - $11.5K
ROST
Ross Stores, Inc.

Consumer Cyclical
Q3 2019 Filed on Oct 25, 2019
166
$98.18 - $109.85 $16.3K - $18.2K
Rtw Retailwinds Ord
Q3 2019 Filed on Oct 25, 2019
2,389
N/A
SGMO
Sangamo Therapeutics, Inc

Healthcare
Q3 2019 Filed on Oct 25, 2019
513
$9.05 - $12.22 $4.64K - $6.27K
SNDR
Schneider National, Inc.

Industrials
Q3 2019 Filed on Oct 25, 2019
600
$17.13 - $22.83 $10.3K - $13.7K
SRRK
Scholar Rock Holding Corp

Healthcare
Q3 2019 Filed on Oct 25, 2019
230
$8.95 - $15.72 $2.06K - $3.62K
SCHE
Schwab Strategic Tr Us Emergin

ETFs
Q3 2019 Filed on Oct 25, 2019
972
$25.08 - $25.94 $24.4K - $25.2K
FNDE
Schwab Fundamental Emerging Mk

ETFs
Q3 2019 Filed on Oct 25, 2019
567
$27.31 - $28.2 $15.5K - $16K
FNDF
Schwab Fundamental Intl Large

ETFs
Q3 2019 Filed on Oct 25, 2019
243
$27.2 - $27.92 $6.61K - $6.78K
SCHC
Schwab Strategic Tr Intl Small

ETFs
Q3 2019 Filed on Oct 25, 2019
567
$31.72 - $32.37 $18K - $18.4K
SCHD
Schwab Strategic Tr Us Dividen

ETFs
Q3 2019 Filed on Oct 25, 2019
2,106
$54.39 - $55.76 $115K - $117K
SCHX
Schwab Strategic Tr Us Large C

ETFs
Q3 2019 Filed on Oct 25, 2019
4,000
$35.28 - $36.01 $141K - $144K
SCHV
Schwab Strategic Tr Us Large C

ETFs
Q3 2019 Filed on Oct 25, 2019
324
$56.56 - $57.5 $18.3K - $18.6K
SCHA
Schwab Strategic Tr Us Small C

ETFs
Q3 2019 Filed on Oct 25, 2019
648
$34.78 - $36.12 $22.5K - $23.4K
SMTC
Semtech Corp

Technology
Q3 2019 Filed on Oct 25, 2019
9,550
$40.87 - $53.95 $390K - $515K
SESN
Sesen Bio, Inc.

Healthcare
Q3 2019 Filed on Oct 25, 2019
25,000
$1.04 - $1.51 $26K - $37.8K
SILK
Silk Road Medical Inc

Healthcare
Q3 2019 Filed on Oct 25, 2019
1,458
$31.65 - $46.94 $46.1K - $68.4K
SBOW
Silverbow Resources, Inc.

Energy
Q3 2019 Filed on Oct 25, 2019
297
$7.97 - $13.77 $2.37K - $4.09K
SMBK
Smartfinancial Inc.

Financial Services
Q3 2019 Filed on Oct 25, 2019
232
$18.95 - $22.53 $4.4K - $5.23K
Sonim Technologies Ord
Q3 2019 Filed on Oct 25, 2019
100
N/A
Southcrest Financial Group Ord
Q3 2019 Filed on Oct 25, 2019
450
N/A
GXC
Spdr Index Shs Fund Spdr S&P C

ETFs
Q3 2019 Filed on Oct 25, 2019
243
$89.31 - $96.08 $21.7K - $23.3K
GMF
Spdr Index Shs Fund Spdr S&P E

ETFs
Q3 2019 Filed on Oct 25, 2019
162
$92.89 - $96.5 $15K - $15.6K
EWX
Spdr S&P Emerging Markets Smal

ETFs
Q3 2019 Filed on Oct 25, 2019
243
$43.18 - $44.88 $10.5K - $10.9K
GWX
Spdr Index Shs Fd Spdr S&P Int

ETFs
Q3 2019 Filed on Oct 25, 2019
162
$29.18 - $29.78 $4.73K - $4.82K
SPB
Spectrum Brands Holdings, Inc.

Consumer Defensive
Q3 2019 Filed on Oct 25, 2019
263
$46.35 - $60.56 $12.2K - $15.9K
ANY
Sphere 3 D Corp.

Technology
Q3 2019 Filed on Oct 25, 2019
2,726
$1.11 - $1.65 $3.03K - $4.5K
JOE
St Joe CO

Real Estate
Q3 2019 Filed on Oct 25, 2019
908
$16.77 - $19.29 $15.2K - $17.5K
SUM
Summit Materials, Inc.

Basic Materials
Q3 2019 Filed on Oct 25, 2019
297
$18.01 - $22.85 $5.35K - $6.79K
SXC
Sun Coke Energy, Inc.

Basic Materials
Q3 2019 Filed on Oct 25, 2019
44
$5.64 - $9.12 $248 - $401
SNVPRD
Synovus Finl Corp Perp Pfd Ser
Q3 2019 Filed on Oct 25, 2019
1,000
N/A
Tessco Technologies Ord
Q3 2019 Filed on Oct 25, 2019
1,087
N/A
Thunder Bridge Acq Ord
Q3 2019 Filed on Oct 25, 2019
293
N/A
Thunder Bridge Acquisition Cl A Ord
Q3 2019 Filed on Oct 25, 2019
62,500
N/A
Tpg Pace Holdings Cl A Eqy Wrt 08/18/2022
Q3 2019 Filed on Oct 25, 2019
68,600
N/A
TANNI
Travel Centers Of America Inc.

Consumer Cyclical
Q3 2019 Filed on Oct 25, 2019
1,000
$24.99 - $26.06 $25K - $26.1K
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