Focused Wealth Management, Inc Closed Holding Positions

Focused Wealth Management, Inc

$906 Million
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Penn Natl Gaming Inc	Q4 2021 Filed on Jan 31, 2022	8,000	N/A
Rh	Q4 2021 Filed on Jan 31, 2022	2,800	N/A
Zoom Video Communications In	Q4 2021 Filed on Jan 31, 2022	7,200	N/A
LXP Lxp Industrial Trust Real Estate	Q3 2021 Filed on Oct 12, 2021	310	$12.06 - $14.01 $3.74K - $4.34K
CLX Clorox CO Consumer Defensive	Q3 2021 Filed on Oct 12, 2021	550	$162.19 - $187.74 $89.2K - $103K
General Electric CO	Q3 2021 Filed on Oct 12, 2021	180,309	N/A
LQD Ishares Iboxx $ Investment Gra ETFs	Q3 2021 Filed on Oct 12, 2021	20	$133.03 - $136.33 $2.66K - $2.73K
MAT Mattel Inc Consumer Cyclical	Q3 2021 Filed on Oct 12, 2021	1	$18.56 - $22.52 $18.6 - $22.5
TARO Taro Pharmaceutical Industries LTD Healthcare	Q3 2021 Filed on Oct 12, 2021	33	$62.34 - $73.38 $2.06K - $2.42K
SAFM Sanderson Farms Inc Consumer Defensive	Q3 2021 Filed on Oct 12, 2021	257	$181.06 - $196.67 $46.5K - $50.5K
SRE Sempra Energy Utilities	Q3 2021 Filed on Oct 12, 2021	900	$123.62 - $136.76 $111K - $123K
Ishares Tr	Q3 2021 Filed on Oct 12, 2021	2,431	N/A
ACWI Ishares Msci Acwi ETF ETFs	Q3 2021 Filed on Oct 12, 2021	1	$99.44 - $105.29 $99.4 - $105
SPEU Spdr Index Shs Fds Spdr Portfo ETFs	Q3 2021 Filed on Oct 12, 2021	7	$40.8 - $43.86 $286 - $307
FNCB Fncb Bancorp, Inc. Financial Services	Q3 2021 Filed on Oct 12, 2021	200	$7.2 - $8.35 $1.44K - $1.67K
DHI Horton D R Inc Consumer Cyclical	Q3 2021 Filed on Oct 12, 2021	700	$83.97 - $98.45 $58.8K - $68.9K
Slack Technologies Inc	Q3 2021 Filed on Oct 12, 2021	25	N/A
STNE Stone Co Ltd. Technology	Q3 2021 Filed on Oct 12, 2021	600	$34.68 - $69.91 $20.8K - $41.9K
WD Walker & Dunlop, Inc. Financial Services	Q3 2021 Filed on Oct 12, 2021	200	$97.06 - $115.27 $19.4K - $23.1K
PSTI Pluristem Therapeutics Inc Healthcare	Q3 2021 Filed on Oct 12, 2021	41,000	$2.65 - $3.96 $109K - $162K
ENPH Enphase Energy, Inc. Technology	Q3 2021 Filed on Oct 12, 2021	16	$148.4 - $193.93 $2.37K - $3.1K
TJX Tjx Companies Inc Consumer Cyclical	Q3 2021 Filed on Oct 12, 2021	20	$65.03 - $75.81 $1.3K - $1.52K
JKHY Henry Jack & Associates Inc Technology	Q3 2021 Filed on Oct 12, 2021	575	$164.06 - $178.58 $94.3K - $103K
XWEL Xwell Inc Common Stock	Q3 2021 Filed on Oct 12, 2021	300	N/A
IDEX Ideanomics, Inc. Industrials	Q3 2021 Filed on Oct 12, 2021	30,000	$1.91 - $2.78 $57.3K - $83.4K
TRIP Trip Advisor, Inc. Consumer Cyclical	Q3 2021 Filed on Oct 12, 2021	1,065	$32.41 - $40.57 $34.5K - $43.2K
Regulus Therapeutics Inc	Q3 2021 Filed on Oct 12, 2021	200,000	N/A
L Brands Inc	Q3 2021 Filed on Oct 12, 2021	2	N/A
AWI Armstrong World Industries Inc Industrials	Q3 2021 Filed on Oct 12, 2021	650	$95.47 - $112.33 $62.1K - $73K
Churchill Capital Corp Iv	Q3 2021 Filed on Oct 12, 2021	931	N/A
Gores Holdings Vi Inc	Q3 2021 Filed on Oct 12, 2021	3,000	N/A
ONDS Ondas Holdings Inc. Technology	Q3 2021 Filed on Oct 12, 2021	7,245	$6.14 - $9.62 $44.5K - $69.7K
ARKX Ark ETF Tr Ark Space Expl & In ETFs	Q3 2021 Filed on Oct 12, 2021	50	N/A
DBRG Digital Bridge Group, Inc. Real Estate	Q3 2021 Filed on Oct 12, 2021	96	$6.03 - $7.96 $579 - $764
EXPD Expeditors International Of Washington Inc Industrials	Q3 2021 Filed on Oct 12, 2021	1,150	$119.13 - $130.36 $137K - $150K
Mudrick Capital Acqu Corp Ii	Q3 2021 Filed on Oct 12, 2021	14	N/A
GTBP Gt Biopharma, Inc. Healthcare	Q3 2021 Filed on Oct 12, 2021	300	$6.68 - $15.26 $2K - $4.58K
ATIP Ati Physical Therapy, Inc. Healthcare	Q3 2021 Filed on Oct 12, 2021	5,000	$3.39 - $9.42 $17K - $47.1K
SAM Boston Beer CO Inc Consumer Defensive	Q3 2021 Filed on Oct 12, 2021	66	$509.75 - $979.41 $33.6K - $64.6K
CCK Crown Holdings Inc Consumer Cyclical	Q3 2021 Filed on Oct 12, 2021	680	$97.29 - $111.8 $66.2K - $76K
MCS Marcus Corp Communication Services	Q3 2021 Filed on Oct 12, 2021	4,800	$14.55 - $21.27 $69.8K - $102K
XLB Select Sector Spdr Fd Material ETFs	Q3 2021 Filed on Oct 12, 2021	1,600	$79.11 - $86.51 $127K - $138K
Autodesk Inc	Q3 2021 Filed on Oct 12, 2021	2,000	N/A
Caterpillar Inc	Q3 2021 Filed on Oct 12, 2021	3,400	N/A
Southwest Airls CO	Q3 2021 Filed on Oct 12, 2021	5,000	N/A
Vmware Inc	Q3 2021 Filed on Oct 12, 2021	3,000	N/A
Electronic Arts Inc	Q3 2021 Filed on Oct 12, 2021	4,800	N/A
Delta Air Lines Inc Del	Q3 2021 Filed on Oct 12, 2021	16,000	N/A
Medtronic PLC	Q3 2021 Filed on Oct 12, 2021	4,600	N/A
Union Pac Corp	Q3 2021 Filed on Oct 12, 2021	7,200	N/A

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