Founders Financial Alliance, LLC Closed Holding Positions

Founders Financial Alliance, LLC

$399 Million
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
China Telecom Corp LTD	Q4 2020 Filed on Feb 04, 2021	620	N/A
CPK Chesapeake Utilities Corp Utilities	Q4 2020 Filed on Feb 04, 2021	700	$83.8 - $110.37 $58.7K - $77.3K
CC Chemours CO Basic Materials	Q4 2020 Filed on Feb 04, 2021	58	$19.81 - $27.77 $1.15K - $1.61K
CRNC Cerence Inc. Technology	Q4 2020 Filed on Feb 04, 2021	8	$48.45 - $109.08 $388 - $873
BC Brunswick Corp Consumer Cyclical	Q4 2020 Filed on Feb 04, 2021	59	$60.29 - $82.59 $3.56K - $4.87K
ATVI Activision Blizzard, Inc. Communication Services	Q4 2020 Filed on Feb 04, 2021	205	$75.12 - $92.85 $15.4K - $19K
SLCA U.S. Silica Holdings, Inc. Energy	Q4 2020 Filed on Feb 04, 2021	84	$2.56 - $7.95 $215 - $668
VKI Invesco Advantage Municipal Income Trust Ii Financial Services	Q4 2020 Filed on Feb 04, 2021	2,118	$10.63 - $11.53 $22.5K - $24.4K
MYI Blackrock Muniyield Quality Fund Iii, Inc. Financial Services	Q4 2020 Filed on Feb 04, 2021	896	$13.29 - $14.45 $11.9K - $12.9K
Raytheon Technologies Corporation	Q4 2020 Filed on Feb 04, 2021	1,066	N/A
EQH Equitable Holdings, Inc. Financial Services	Q4 2020 Filed on Feb 04, 2021	55	$18.5 - $27.12 $1.02K - $1.49K
CDK Cdk Global, Inc. Technology	Q4 2020 Filed on Feb 04, 2021	115	$42.35 - $52.0 $4.87K - $5.98K
BHK Blackrock Core Bond Trust Financial Services	Q4 2020 Filed on Feb 04, 2021	438	$15.34 - $16.4 $6.72K - $7.18K
ACCD Accolade, Inc. Healthcare	Q4 2020 Filed on Feb 04, 2021	43	$33.26 - $59.72 $1.43K - $2.57K
ZBRA Zebra Technologies Corp Technology	Q4 2020 Filed on Feb 04, 2021	33	$258.48 - $384.33 $8.53K - $12.7K
WOR Worthington Industries Inc Industrials	Q4 2020 Filed on Feb 04, 2021	193	$42.59 - $54.94 $8.22K - $10.6K
WING Wingstop Inc. Consumer Cyclical	Q4 2020 Filed on Feb 04, 2021	33	$116.33 - $145.83 $3.84K - $4.81K
WLY John Wiley & Sons, Inc. Communication Services	Q4 2020 Filed on Feb 04, 2021	49	$30.79 - $46.21 $1.51K - $2.26K
ABC Amerisourcebergen Corp Healthcare	Q4 2020 Filed on Feb 04, 2021	65	$94.59 - $110.08 $6.15K - $7.16K
AMRC Ameresco, Inc. Industrials	Q4 2020 Filed on Feb 04, 2021	500	$33.49 - $53.22 $16.7K - $26.6K
SGOL Abrdn Gold ETF Trust ETFs	Q4 2020 Filed on Feb 04, 2021	180	$17.08 - $18.76 $3.07K - $3.38K
ANIP Ani Pharmaceuticals Inc Healthcare	Q4 2020 Filed on Feb 04, 2021	35	$23.69 - $31.47 $829 - $1.1K
AMCX Amc Networks Inc. Communication Services	Q4 2020 Filed on Feb 04, 2021	188	$20.97 - $35.77 $3.94K - $6.72K
IDOG Alps ETF Tr Intl Sector Divid ETFs	Q4 2020 Filed on Feb 04, 2021	107	$20.76 - $26.41 $2.22K - $2.83K
AES Aes Corp Utilities	Q4 2020 Filed on Feb 04, 2021	206	$17.92 - $23.5 $3.69K - $4.84K
BCS Barclays PLC Financial Services	Q4 2020 Filed on Feb 04, 2021	1,030	$5.0 - $8.2 $5.15K - $8.45K
TTE Total Energies Se Energy	Q4 2020 Filed on Feb 04, 2021	1,361	$29.16 - $45.85 $39.7K - $62.4K
FTNT Fortinet, Inc. Technology	Q4 2020 Filed on Feb 04, 2021	54	$22.07 - $30.43 $1.19K - $1.64K
DSM Bny Mellon Strategic Municipal Bond Fund, Inc. Financial Services	Q4 2020 Filed on Feb 04, 2021	1,341	$7.23 - $7.87 $9.7K - $10.6K
BYND Beyond Meat, Inc. Consumer Defensive	Q4 2020 Filed on Feb 04, 2021	208	$124.74 - $194.95 $25.9K - $40.5K
NCR Ncr Corp Technology	Q4 2020 Filed on Feb 04, 2021	229	$19.6 - $37.57 $4.49K - $8.6K
EW Edwards Lifesciences Corp Healthcare	Q4 2020 Filed on Feb 04, 2021	440	$71.69 - $91.23 $31.5K - $40.1K
WHR Whirlpool Corp Consumer Cyclical	Q4 2020 Filed on Feb 04, 2021	37	$180.49 - $203.43 $6.68K - $7.53K
WPM Wheaton Precious Metals Corp. Basic Materials	Q4 2020 Filed on Feb 04, 2021	12	$38.44 - $51.03 $461 - $612
UTL Unitil Corp Utilities	Q4 2020 Filed on Feb 04, 2021	15	$32.89 - $44.27 $493 - $664
USFD Us Foods Holding Corp. Consumer Defensive	Q4 2020 Filed on Feb 04, 2021	533	$20.9 - $34.32 $11.1K - $18.3K
UAL United Airlines Holdings, Inc. Industrials	Q4 2020 Filed on Feb 04, 2021	1,000	$32.6 - $49.91 $32.6K - $49.9K
Unilever N V Fsponsored Adr 1 Adr Reps 1 Ord Shs	Q4 2020 Filed on Feb 04, 2021	274	N/A
UL Unilever PLC Consumer Defensive	Q4 2020 Filed on Feb 04, 2021	2,541	$56.83 - $63.44 $144K - $161K
UA Under Armour Inc Cl C Consumer Cyclical	Q4 2020 Filed on Feb 04, 2021	9	$10.2 - $15.45 $91.8 - $139
UBNC Ub Bancorp Com Financial Services	Q4 2020 Filed on Feb 04, 2021	8,923	N/A
UGI Ugi Corp Utilities	Q4 2020 Filed on Feb 04, 2021	574	$32.32 - $38.06 $18.6K - $21.8K
TSN Tyson Foods, Inc. Consumer Defensive	Q4 2020 Filed on Feb 04, 2021	426	$56.49 - $70.1 $24.1K - $29.9K
TRQ.TO Turquoise Hill Resources Ltd. Basic Materials	Q4 2020 Filed on Feb 04, 2021	300	N/A
TRN Trinity Industries Inc Industrials	Q4 2020 Filed on Feb 04, 2021	222	$18.53 - $26.62 $4.11K - $5.91K
TRMB Trimble Inc. Technology	Q4 2020 Filed on Feb 04, 2021	44	$47.88 - $66.77 $2.11K - $2.94K
UBP Urstadt Biddle Properties Inc Real Estate	Q4 2020 Filed on Feb 04, 2021	300	$8.41 - $13.63 $2.52K - $4.09K
UBA Urstadt Biddle Properties Inc Real Estate	Q4 2020 Filed on Feb 04, 2021	300	$9.28 - $15.0 $2.78K - $4.5K
WY Weyerhaeuser CO Real Estate	Q4 2020 Filed on Feb 04, 2021	4,026	$27.29 - $34.46 $110K - $139K
WU Western Union CO Financial Services	Q4 2020 Filed on Feb 04, 2021	209	$19.44 - $23.08 $4.06K - $4.82K

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