Global Wealth Management Investment Advisory, Inc. Closed Holding Positions

Global Wealth Management Investment Advisory, Inc.

$462 Million
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Etfis Ser Tr I	Q2 2019 Filed on Aug 20, 2019	207	N/A
FTHI First Trust Exchange Traded Fd ETFs	Q2 2019 Filed on Aug 20, 2019	29	$21.35 - $22.45 $619 - $651
FXZ First Tr Exchange Traded Fd Fi ETFs	Q2 2019 Filed on Aug 20, 2019	367	$34.53 - $39.67 $12.7K - $14.6K
Kemet Corp	Q2 2019 Filed on Aug 20, 2019	52	N/A
ISR Isoray, Inc. Healthcare	Q2 2019 Filed on Aug 20, 2019	500	$0.37 - $0.47 $185 - $235
NEAR Blackrock Short Maturity Bond ETFs	Q2 2019 Filed on Aug 20, 2019	979	N/A
IYH Ishares Tr ETFs	Q2 2019 Filed on Aug 20, 2019	1	$180.7 - $197.36 $181 - $197
Cbs Corp New	Q2 2019 Filed on Aug 20, 2019	197	N/A
OEF Ishares S&P 100 ETF ETFs	Q2 2019 Filed on Aug 20, 2019	122	$121.22 - $131.06 $14.8K - $16K
HDV Ishares Core High Dividend ETF ETFs	Q2 2019 Filed on Aug 20, 2019	324	$89.51 - $95.4 $29K - $30.9K
BR Broadridge Financial Solutions, Inc. Technology	Q2 2019 Filed on Aug 20, 2019	9	$104.99 - $132.14 $945 - $1.19K
FXI Ishares Tr ETFs	Q2 2019 Filed on Aug 20, 2019	211	$39.93 - $45.85 $8.43K - $9.67K
FIXD First Tr ETF Viii Tcw Opportun ETFs	Q2 2019 Filed on Aug 20, 2019	39	$50.24 - $51.79 $1.96K - $2.02K
Arca Biopharma Inc	Q2 2019 Filed on Aug 20, 2019	510	N/A
Dreyfus High Yield Strategie	Q2 2019 Filed on Aug 20, 2019	500	N/A
ZTS Zoetis Inc. Healthcare	Q2 2019 Filed on Aug 20, 2019	10	$97.98 - $114.28 $980 - $1.14K
PBP Invesco Exchange Traded Fd Tr ETFs	Q2 2019 Filed on Aug 20, 2019	50	$20.61 - $21.73 $1.03K - $1.09K
GII Spdr S&P Global Infrasture ETF ETFs	Q2 2019 Filed on Aug 20, 2019	40	N/A
FLOT Ishares Tr Fltg Rate Nt ETF ETFs	Q2 2019 Filed on Aug 20, 2019	967	N/A
Wellcare Health Plans Inc	Q2 2019 Filed on Aug 20, 2019	3	N/A
SMH Vaneck ETF Tr Semiconductor Et ETFs	Q2 2019 Filed on Aug 20, 2019	189	N/A
HYS Pimco ETF Tr 1 5 Yr High Yield ETFs	Q2 2019 Filed on Aug 20, 2019	31	N/A
PNM Pnm Resources Inc Utilities	Q2 2019 Filed on Aug 20, 2019	100	$44.54 - $51.83 $4.45K - $5.18K
Proshares Tr	Q2 2019 Filed on Aug 20, 2019	300	N/A
PRFZ Invesco Ftse Rafi Us 1500 Smal ETFs	Q2 2019 Filed on Aug 20, 2019	300	$119.99 - $133.64 $36K - $40.1K
CVA Covanta Holding Corporation Industrials	Q2 2019 Filed on Aug 20, 2019	200	N/A
First Data Corp New	Q2 2019 Filed on Aug 20, 2019	400	N/A
Direxion Shs ETF Tr	Q2 2019 Filed on Aug 20, 2019	3	N/A
MDIV First Trust Multi Asset Divers ETFs	Q2 2019 Filed on Aug 20, 2019	1,320	$18.11 - $18.75 $23.9K - $24.8K
FPF First Trust Intermediate Duration Preferred & Income Fund Financial Services	Q2 2019 Filed on Aug 20, 2019	1,240	$21.41 - $22.93 $26.5K - $28.4K
Grubhub Inc	Q2 2019 Filed on Aug 20, 2019	9	N/A
PRF Invesco Exchange Traded Fd Tr ETFs	Q2 2019 Filed on Aug 20, 2019	300	$109.09 - $117.73 $32.7K - $35.3K
CDE Coeur Mining, Inc. Basic Materials	Q2 2019 Filed on Aug 20, 2019	2	$2.82 - $4.34 $5.64 - $8.68
Acorda Therapeutics Inc	Q2 2019 Filed on Aug 20, 2019	200	N/A
FAX Aberdeen Asia Pacific Income Fund Inc Financial Services	Q2 2019 Filed on Aug 20, 2019	200	$4.05 - $4.26 $810 - $852
TBT Proshares Ultrashort 20+Year T ETFs	Q2 2019 Filed on Aug 20, 2019	1,100	N/A
RMR Rmr Group Inc. Real Estate	Q2 2019 Filed on Aug 20, 2019	4	$42.14 - $63.88 $169 - $256
SAR Saratoga Investment Corp. Financial Services	Q2 2019 Filed on Aug 20, 2019	100	$22.87 - $25.6 $2.29K - $2.56K
TRGP Targa Resources Corp. Energy	Q2 2019 Filed on Aug 20, 2019	62	$36.59 - $42.38 $2.27K - $2.63K
AIVL Wisdomtree U.S. Ai Enhanced Va ETFs	Q2 2019 Filed on Aug 20, 2019	350	N/A
Spdr Series Trust	Q2 2019 Filed on Aug 20, 2019	13,726	N/A
XTN Spdr Ser Tr S&P Transn ETF ETFs	Q2 2019 Filed on Aug 20, 2019	26	N/A
DTD Wisdomtree Tr U.S Total Divide ETFs	Q2 2019 Filed on Aug 20, 2019	250	N/A
DES Wisdomtree Tr U.S. Smallcap Di ETFs	Q2 2019 Filed on Aug 20, 2019	750	N/A
Spdr Series Trust	Q2 2019 Filed on Aug 20, 2019	265	N/A
DLN Wisdomtree Tr U.S Largecap Div ETFs	Q2 2019 Filed on Aug 20, 2019	104	N/A
SKT Tanger Factory Outlet Centers, Inc Real Estate	Q2 2019 Filed on Aug 20, 2019	23	$15.53 - $20.52 $357 - $472
DON Wisdomtree Tr U.S. Midcap Divi ETFs	Q2 2019 Filed on Aug 20, 2019	750	$33.9 - $36.88 $25.4K - $27.7K
SJNK Spdr Bloomberg Short Term High ETFs	Q2 2019 Filed on Aug 20, 2019	152	N/A
Tier Reit Inc	Q2 2019 Filed on Aug 20, 2019	1,979	N/A

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