High Tower Advisors, LLC Closed Holding Positions

High Tower Advisors, LLC

$71.3 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
DBEZ Xtrackers Msci Eurozone Hedged	Q4 2020 Filed on Feb 10, 2021	7,225	N/A
Dividend & Income Fd Inc	Q4 2020 Filed on Feb 10, 2021	94,099	N/A
Dunkin Brands Group Inc	Q4 2020 Filed on Feb 10, 2021	11,631	N/A
Genesis Healthcare Inc	Q4 2020 Filed on Feb 10, 2021	85,199	N/A
Guggenheim Cr Allocation Fd	Q4 2020 Filed on Feb 10, 2021	20,740	N/A
HIMX Himax Technologies, Inc. Technology	Q4 2020 Filed on Feb 10, 2021	296,238	$3.46 - $8.16 $1.02M - $2.42M
Immunomedics Inc	Q4 2020 Filed on Feb 10, 2021	5,930	N/A
Ishares Tr	Q4 2020 Filed on Feb 10, 2021	116,451	N/A
Mylan Nv	Q4 2020 Filed on Feb 10, 2021	45,955	N/A
National Oilwell Varco Inc	Q4 2020 Filed on Feb 10, 2021	58,490	N/A
Pacific Ethanol Inc	Q4 2020 Filed on Feb 10, 2021	657,727	N/A
Pico Hldgs Inc	Q4 2020 Filed on Feb 10, 2021	12,170	N/A
Unilever N V	Q4 2020 Filed on Feb 10, 2021	96,371	N/A
Western Asset Var Rt Strg Fd	Q4 2020 Filed on Feb 10, 2021	14,999	N/A
ALDX Aldeyra Therapeutics, Inc. Healthcare	Q4 2020 Filed on Feb 10, 2021	12,092	$6.31 - $8.13 $76.3K - $98.3K
Sina Corp	Q4 2020 Filed on Feb 10, 2021	5,608	N/A
Texas Pac Ld Tr	Q4 2020 Filed on Feb 10, 2021	9,707	N/A
EAD Allspring Income Opportunities Fund Financial Services	Q4 2020 Filed on Feb 10, 2021	15,364	$7.14 - $8.16 $110K - $125K
BVXV Biond Vax Pharmaceuticals Ltd. Healthcare	Q4 2020 Filed on Feb 10, 2021	17,900	$2.5 - $40.97 $44.8K - $733K
Hd Supply Hldgs Inc	Q4 2020 Filed on Feb 10, 2021	12,253	N/A
Wpx Energy Inc	Q4 2020 Filed on Feb 10, 2021	563,375	N/A
Enservco Corp	Q4 2020 Filed on Feb 10, 2021	25,000	N/A
Gci Liberty Inc	Q4 2020 Filed on Feb 10, 2021	11,953	N/A
Cbl & Assoc Pptys Inc	Q4 2020 Filed on Feb 10, 2021	11,348	N/A
Eyepoint Pharmaceuticals Inc	Q4 2020 Filed on Feb 10, 2021	5,284,688	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 10, 2021	306,092	N/A
Invesco Exch Trd Slf Idx Fd	Q4 2020 Filed on Feb 10, 2021	71,302	N/A
Renewable Energy Group Inc	Q4 2020 Filed on Feb 10, 2021	18,154	N/A
ARAY Accuray Inc Healthcare	Q4 2020 Filed on Feb 10, 2021	15,000	$2.53 - $4.71 $38K - $70.7K
Direxion Shs ETF Tr	Q4 2020 Filed on Feb 10, 2021	67,004	N/A
Forum Energy Technologies In	Q4 2020 Filed on Feb 10, 2021	17,957	N/A
Precision Drilling Corp	Q4 2020 Filed on Feb 10, 2021	27,050	N/A
Proshares Tr	Q4 2020 Filed on Feb 10, 2021	78,042	N/A
Wisdomtree Continuous Commod	Q4 2020 Filed on Feb 10, 2021	10,852	N/A
Apartment Invt & Mgmt CO	Q4 2020 Filed on Feb 10, 2021	12,206	N/A
Hexo Corp	Q4 2020 Filed on Feb 10, 2021	10,832	N/A
MTLS Materialise Nv Technology	Q4 2020 Filed on Feb 10, 2021	6,996	$32.47 - $58.79 $227K - $411K
Direxion Shs ETF Tr	Q4 2020 Filed on Feb 10, 2021	6,651	N/A
Oasis Midstream Partners LP	Q4 2020 Filed on Feb 10, 2021	22,413	N/A
RSF River North Specialty Finance Corp ETFs	Q4 2020 Filed on Feb 10, 2021	12,049	$14.69 - $16.78 $177K - $202K
BGNE Bei Gene, Ltd. Healthcare	Q4 2020 Filed on Feb 10, 2021	26,875	$221.31 - $316.61 $5.95M - $8.51M
Hertz Global Hldgs Inc	Q4 2020 Filed on Feb 10, 2021	12,225	N/A
Aimmune Therapeutics Inc	Q4 2020 Filed on Feb 10, 2021	11,461	N/A
NAII Natural Alternatives International Inc Consumer Defensive	Q4 2020 Filed on Feb 10, 2021	10,000	$7.4 - $10.99 $74K - $110K
Proshares Tr Ii	Q4 2020 Filed on Feb 10, 2021	5,001	N/A
Aytu Bioscience Inc	Q4 2020 Filed on Feb 10, 2021	19,000	N/A
Ishares Tr	Q4 2020 Filed on Feb 10, 2021	22,748	N/A
Livongo Health Inc	Q4 2020 Filed on Feb 10, 2021	11,818	N/A
BNDW Vanguard Scottsdale Fds Vangua ETFs	Q4 2020 Filed on Feb 10, 2021	5,556	$81.31 - $82.21 $452K - $457K
Voya Nat Res Equity Income F	Q4 2020 Filed on Feb 10, 2021	26,418	N/A

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