Hilltop Holdings Inc. Closed Holding Positions

Hilltop Holdings Inc.

$1.53 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Gw Pharmaceuticals PLC	Q1 2021 Filed on May 17, 2021	1,855	N/A
PBP Invesco Exchange Traded Fd Tr ETFs	Q1 2021 Filed on May 17, 2021	17,218	$20.35 - $21.66 $350K - $373K
FAN First Tr Exchange Traded Fd Ii	Q1 2021 Filed on May 17, 2021	12,175	N/A
PTBD Pacer Fds Tr Trendpilot U S Bo ETFs	Q1 2021 Filed on May 17, 2021	24,790	$27.01 - $27.75 $670K - $688K
CNYA Ishares Tr Msci China A ETF (D ETFs	Q1 2021 Filed on May 17, 2021	73,708	$39.97 - $49.41 $2.95M - $3.64M
PZZA Papa Johns International Inc Consumer Cyclical	Q1 2021 Filed on May 17, 2021	3,380	$79.36 - $109.14 $268K - $369K
DM Desktop Metal, Inc. Technology	Q1 2021 Filed on May 17, 2021	15,100	$14.45 - $33.5 $218K - $506K
CURO Curo Group Holdings Corp. Financial Services	Q1 2021 Filed on May 17, 2021	10,520	$13.09 - $17.51 $138K - $184K
PINS Pinterest, Inc. Communication Services	Q1 2021 Filed on May 17, 2021	4,853	$62.49 - $89.15 $303K - $433K
RVNU Xtrackers Municipal Infrastruc ETFs	Q1 2021 Filed on May 17, 2021	10,577	$28.61 - $29.61 $303K - $313K
CRSR Corsair Gaming, Inc. Technology	Q1 2021 Filed on May 17, 2021	8,700	$30.8 - $45.99 $268K - $400K
HTA Healthcare Trust Of America, Inc. Real Estate	Q1 2021 Filed on May 17, 2021	12,107	$26.2 - $29.09 $317K - $352K
IPO Renaissance Cap Greenwich Fds ETFs	Q1 2021 Filed on May 17, 2021	4,000	$59.15 - $76.13 $237K - $305K
ARRY Array Technologies, Inc. Technology	Q1 2021 Filed on May 17, 2021	14,675	$27.23 - $51.05 $400K - $749K
CSWC Capital Southwest Corp Financial Services	Q1 2021 Filed on May 17, 2021	38,050	$17.63 - $22.46 $671K - $855K
EDIT Editas Medicine, Inc. Healthcare	Q1 2021 Filed on May 17, 2021	2,950	$39.71 - $90.58 $117K - $267K
TRN Trinity Industries Inc Industrials	Q1 2021 Filed on May 17, 2021	9,517	$26.23 - $32.96 $250K - $314K
KN Knowles Corp Technology	Q1 2021 Filed on May 17, 2021	11,776	$18.12 - $21.68 $213K - $255K
FGEN Fibrogen Inc Healthcare	Q1 2021 Filed on May 17, 2021	35,690	$31.0 - $55.72 $1.11M - $1.99M
CDE Coeur Mining, Inc. Basic Materials	Q1 2021 Filed on May 17, 2021	11,110	$7.74 - $11.14 $86K - $124K
MOTS Motus Gi Holdings, Inc. Healthcare	Q1 2021 Filed on May 17, 2021	120,000	$19.88 - $49.2 $2.39M - $5.9M
AQN Algonquin Power & Utilities Corp. Utilities	Q1 2021 Filed on May 17, 2021	10,677	$15.19 - $17.74 $162K - $189K
PTLC Pacer Fds Tr Trendpilot Us Lar ETFs	Q1 2021 Filed on May 17, 2021	22,130	$32.23 - $34.74 $713K - $769K
NVAX Novavax Inc Healthcare	Q4 2020 Filed on Feb 16, 2021	2,441	$78.74 - $139.5 $192K - $341K
ONEY Spdr Ser Tr Russell 1000 Core ETFs	Q4 2020 Filed on Feb 16, 2021	4,589	$60.19 - $76.25 $276K - $350K
RGR Sturm Ruger & CO Inc Industrials	Q4 2020 Filed on Feb 16, 2021	3,990	$59.89 - $70.45 $239K - $281K
SQNS Sequans Communications Technology	Q4 2020 Filed on Feb 16, 2021	74,900	$3.92 - $6.34 $294K - $475K
DSKE Daseke, Inc. Industrials	Q4 2020 Filed on Feb 16, 2021	10,000	$4.94 - $7.14 $49.4K - $71.4K
MUST Columbia ETF Tr I Multi Sector ETFs	Q4 2020 Filed on Feb 16, 2021	13,298	$21.88 - $22.5 $291K - $299K
ENLC En Link Midstream, LLC Energy	Q4 2020 Filed on Feb 16, 2021	62,950	$2.31 - $4.53 $145K - $285K
YYY Amplify ETF Tr High Income ETF ETFs	Q4 2020 Filed on Feb 16, 2021	45,431	$14.28 - $15.99 $649K - $726K
Ubs Ag Jersey Branch	Q4 2020 Filed on Feb 16, 2021	146,958	N/A
Vereit Inc	Q4 2020 Filed on Feb 16, 2021	13,049	N/A
Portman Ridge Fin Corp	Q4 2020 Filed on Feb 16, 2021	13,055	N/A
NOK Nokia Corp Technology	Q4 2020 Filed on Feb 16, 2021	58,039	$3.27 - $4.3 $190K - $250K
Livongo Health Inc	Q4 2020 Filed on Feb 16, 2021	2,795	N/A
SNAP Snap Inc Communication Services	Q4 2020 Filed on Feb 16, 2021	10,503	$26.64 - $53.33 $280K - $560K
TGH Textainer Group Holdings LTD Industrials	Q4 2020 Filed on Feb 16, 2021	10,000	$13.96 - $19.82 $140K - $198K
Trine Acquisition Corp	Q4 2020 Filed on Feb 16, 2021	23,700	N/A
WEX Wex Inc. Technology	Q4 2020 Filed on Feb 16, 2021	1,537	$126.0 - $204.76 $194K - $315K
BCI Abrdn Etfs Abrdn Bloomberg All ETFs	Q4 2020 Filed on Feb 16, 2021	76,461	$19.56 - $21.9 $1.5M - $1.67M
BOTZ Global X Fds ETFs	Q4 2020 Filed on Feb 16, 2021	9,720	$27.71 - $33.39 $269K - $325K
UUP Invesco Db Us Dollar Index Bullish Fund ETFs	Q4 2020 Filed on Feb 16, 2021	9,297	$24.17 - $25.4 $225K - $236K
JENGQ Just Energy Group Inc. ETFs	Q4 2020 Filed on Feb 16, 2021	24,000	$4.53 - $6.43 $109K - $154K
CHGG Chegg, Inc Consumer Defensive	Q4 2020 Filed on Feb 16, 2021	3,400	$66.09 - $93.89 $225K - $319K
DBX Dropbox, Inc. Technology	Q4 2020 Filed on Feb 16, 2021	10,375	$17.97 - $24.87 $186K - $258K
NFRA Flexshares Stoxx Global Broad ETFs	Q3 2020 Filed on Nov 16, 2020	4,830	$47.9 - $51.57 $231K - $249K
VGIT Vanguard Intermediate Term Tre ETFs	Q3 2020 Filed on Nov 16, 2020	6,055	$70.34 - $70.85 $426K - $429K
EYEN Eyenovia, Inc. Healthcare	Q3 2020 Filed on Nov 16, 2020	31,700	$2.61 - $5.1 $82.7K - $162K
RIGS Riverfront Strategic Income Fd ETFs	Q3 2020 Filed on Nov 16, 2020	17,425	$24.33 - $24.83 $424K - $433K

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