|
|
Q3 2018
Filed on Oct 25, 2018
|
1,689
|
$0.36 - $0.67
$608 - $1.13K
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
2,200
|
$2.48 - $2.67
$5.46K - $5.87K
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
527
|
N/A
|
|
Blackrock Muniyld Invst Qlty Com
|
Q3 2018
Filed on Oct 25, 2018
|
675
|
N/A
|
|
Origin Agritech Limited Shs
|
Q3 2018
Filed on Oct 25, 2018
|
14,775
|
N/A
|
|
Duff & Phelps Util Corp Bd Tr Com
|
Q3 2018
Filed on Oct 25, 2018
|
1,459
|
N/A
|
|
Cypress Sharpridge Investments Inc
|
Q3 2018
Filed on Oct 25, 2018
|
683
|
N/A
|
|
Etfs Physical Palladium Shares
|
Q3 2018
Filed on Oct 25, 2018
|
489
|
N/A
|
|
Etfs Physical Platinum Shares
|
Q3 2018
Filed on Oct 25, 2018
|
300
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
1,380
|
N/A
|
|
Golden Star Res LTD Cda Com
|
Q3 2018
Filed on Oct 25, 2018
|
8,000
|
N/A
|
|
Managed Duration Invt Grd Fund Com
|
Q3 2018
Filed on Oct 25, 2018
|
434
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
20,850
|
$6.92 - $7.23
$144K - $151K
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
31,214
|
$11.19 - $11.75
$349K - $367K
|
|
Interxion Holding N.V Shs
|
Q3 2018
Filed on Oct 25, 2018
|
250
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
305
|
$42.4 - $47.6
$12.9K - $14.5K
|
|
Ishares International Preferred Stock ETF
|
Q3 2018
Filed on Oct 25, 2018
|
920
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
1
|
N/A
|
|
Dreyfus Mun Income Inc Com
|
Q3 2018
Filed on Oct 25, 2018
|
5,152
|
N/A
|
|
Nustar Gp Holdings LLC Unit Restg LLC
|
Q3 2018
Filed on Oct 25, 2018
|
3,316
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
143
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
1,281
|
$49.68 - $52.79
$63.6K - $67.6K
|
|
Blackrock Munihldgs Fd Ii Inc Com
|
Q3 2018
Filed on Oct 25, 2018
|
2,666
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
2,212
|
$6.5 - $6.96
$14.4K - $15.4K
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
1,483
|
N/A
|
|
Vaneck Vectors High Income Infrastructure Mlp ETF
|
Q3 2018
Filed on Oct 25, 2018
|
1,245
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
590
|
N/A
|
|
Kayne Anderson Enrgy Ttl Rt Fd Com
|
Q3 2018
Filed on Oct 25, 2018
|
24,636
|
N/A
|
|
International Multi Asset Diversified Income Index Fund
|
Q3 2018
Filed on Oct 25, 2018
|
2,100
|
N/A
|
|
Blackrock Strategic Mun Tr Com
|
Q3 2018
Filed on Oct 25, 2018
|
1,300
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
44
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
150
|
$20.13 - $34.02
$3.02K - $5.1K
|
|
First Trust Rba Quality Income ETF
|
Q3 2018
Filed on Oct 25, 2018
|
2,350
|
N/A
|
|
Och Ziff Capital Manageme
|
Q3 2018
Filed on Oct 25, 2018
|
1,200
|
N/A
|
|
Casi Pharmaceuticals Inc Com
|
Q3 2018
Filed on Oct 25, 2018
|
2
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
8
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
812
|
$18.62 - $19.94
$15.1K - $16.2K
|
|
Dominion Energy Midstrm Prtnrs Com Ut Rep LTD
|
Q3 2018
Filed on Oct 25, 2018
|
17
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
3,798
|
N/A
|
|
Guggenheim Enhncd Eqty Incm Fd Com
|
Q3 2018
Filed on Oct 25, 2018
|
6,531
|
N/A
|
|
Nuveen Tax Advantaged Div Grwt Com
|
Q3 2018
Filed on Oct 25, 2018
|
78
|
N/A
|
|
Triangle Capital Corporation
|
Q3 2018
Filed on Oct 25, 2018
|
840
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
100
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
15
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
500
|
N/A
|
|
O'Shares Ftse Asia Pacific Quality Dividend ETF
|
Q3 2018
Filed on Oct 25, 2018
|
0
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
200
|
N/A
|
|
Ishares Edge Msci Multifactor Consumer Staples ETF
|
Q3 2018
Filed on Oct 25, 2018
|
150
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
1,300
|
N/A
|
|
|
|
Q3 2018
Filed on Oct 25, 2018
|
27
|
N/A
|
|
