Independent Advisor Alliance Closed Holding Positions

Independent Advisor Alliance

  • $2.71 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
OHI
Omega Healthcare Investors Inc

Real Estate
Q2 2020 Filed on Aug 06, 2020
7,893
$24.1 - $34.89 $190K - $275K
United Technologies Corp
Q2 2020 Filed on Aug 06, 2020
28,081
N/A
JPC
Nuveen Preferred & Income Opportunities Fund

Financial Services
Q1 2020 Filed on May 14, 2020
37,750
$5.03 - $10.73 $190K - $405K
EMLP
First Tr Exchange Traded Iv

ETFs
Q1 2020 Filed on May 14, 2020
17,853
$14.87 - $26.37 $265K - $471K
JPS
Nuveen Preferred & Income Securities Fund

Financial Services
Q1 2020 Filed on May 14, 2020
11,514
$4.92 - $10.44 $56.6K - $120K
NAD
Nuveen Quality Municipal Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
47,625
$11.34 - $15.26 $540K - $727K
JRS
Nuveen Real Estate Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
21,160
$4.92 - $11.09 $104K - $235K
Oaktree Strategic Income Cor
Q1 2020 Filed on May 14, 2020
567,224
N/A
MKSI
Mks Instruments Inc

Technology
Q1 2020 Filed on May 14, 2020
7,513
$70.88 - $120.84 $533K - $908K
MMT
Mfs Multimarket Income Trust

Financial Services
Q1 2020 Filed on May 14, 2020
13,680
$4.03 - $6.37 $55.1K - $87.1K
QQQX
Nuveen Nasdaq 100 Dynamic Overwrite Fund

Financial Services
Q1 2020 Filed on May 14, 2020
13,356
$15.85 - $25.24 $212K - $337K
JLS
Nuveen Mortgage & Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
18,835
$14.72 - $22.92 $277K - $432K
NIQ
Nuveen Intermediate Duration Quality Municipal Term Fund

Financial Services
Q1 2020 Filed on May 14, 2020
17,479
$11.98 - $14.4 $209K - $252K
NRO
Neuberger Berman Real Estate Securities Income Fund Inc

Financial Services
Q1 2020 Filed on May 14, 2020
388,995
$2.24 - $6.05 $871K - $2.35M
Nuveen All Cap Ene Mlp Oppo
Q1 2020 Filed on May 14, 2020
13,342
N/A
NEA
Nuveen Amt Free Quality Municipal Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
100,343
$11.23 - $15.04 $1.13M - $1.51M
Nuveen Enhanced Mun Value Fd
Q1 2020 Filed on May 14, 2020
18,932
N/A
NUSA
Nuveen Enhanced Yield 1 5 Year

ETFs
Q1 2020 Filed on May 14, 2020
10,360
$23.4 - $25.42 $242K - $263K
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

Financial Services
Q1 2020 Filed on May 14, 2020
24,446
$4.04 - $7.05 $98.8K - $172K
JFR
Nuveen Floating Rate Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
16,184
$5.34 - $10.35 $86.4K - $168K
NKG
Nuveen Georgia Quality Municipal Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
25,585
$9.7 - $13.09 $248K - $335K
MSD
Morgan Stanley Emerging Markets Debt Fund Inc

Financial Services
Q1 2020 Filed on May 14, 2020
20,053
$6.25 - $10.0 $125K - $201K
NSTG
Nano String Technologies Inc

Healthcare
Q1 2020 Filed on May 14, 2020
31,331
$16.01 - $36.04 $502K - $1.13M
OPI
Office Properties Income Trust

Real Estate
Q1 2020 Filed on May 14, 2020
6,399
$17.81 - $35.55 $114K - $227K
Pimco Dynmic Credit And Mrt
Q1 2020 Filed on May 14, 2020
28,275
N/A
MINT
Pimco ETF Tr Enhanced Sht Matu

ETFs
Q1 2020 Filed on May 14, 2020
23,091
$97.07 - $101.94 $2.24M - $2.35M
PMF
Pimco Municipal Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
15,085
$10.41 - $15.52 $157K - $234K
MHI
Pioneer Municipal High Income Fund, Inc.

Financial Services
Q1 2020 Filed on May 14, 2020
25,552
$8.77 - $12.53 $224K - $320K
CMS
Cms Energy Corp

Utilities
Q1 2020 Filed on May 14, 2020
3,829
$48.51 - $68.86 $186K - $264K
PMM
Putnam Managed Municipal Income Trust

Financial Services
Q1 2020 Filed on May 14, 2020
46,997
$5.94 - $8.42 $279K - $396K
Proshares Tr
Q1 2020 Filed on May 14, 2020
7,307
N/A
EMDV
Proshares Tr Msci Emerging Mkt

ETFs
Q1 2020 Filed on May 14, 2020
3,593
$37.54 - $61.34 $135K - $220K
SMDV
Proshares Tr Russell 2000 Divi

ETFs
Q1 2020 Filed on May 14, 2020
25,865
$41.08 - $62.36 $1.06M - $1.61M
PDI
Pimco Dynamic Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
39,008
$17.74 - $33.61 $692K - $1.31M
PCN
Pimco Corporate & Income Strategy Fund

Financial Services
Q1 2020 Filed on May 14, 2020
18,706
$9.98 - $20.2 $187K - $378K
PCQ
Pimco California Municipal Income Fund

Financial Services
Q1 2020 Filed on May 14, 2020
20,734
$12.66 - $20.06 $262K - $416K
Osi ETF Tr
Q1 2020 Filed on May 14, 2020
14,255
N/A
OXLC
Oxford Lane Capital Corp.

Financial Services
Q1 2020 Filed on May 14, 2020
22,139
$2.41 - $9.56 $53.4K - $212K
PTLC
Pacer Fds Tr Trendpilot Us Lar

ETFs
Q1 2020 Filed on May 14, 2020
296,695
$25.79 - $35.15 $7.65M - $10.4M
PTMC
Pacer Fds Tr Trendpilot Us Mid

ETFs
Q1 2020 Filed on May 14, 2020
119,482
$27.13 - $31.39 $3.24M - $3.75M
PTNQ
Pacer Fds Tr Trendpliot 100 Et

ETFs
Q1 2020 Filed on May 14, 2020
10,476
$32.37 - $45.0 $339K - $471K
PNNT
Pennantpark Investment Corp

Financial Services
Q1 2020 Filed on May 14, 2020
62,275
$1.95 - $6.7 $121K - $417K
GHY
Pgim Global High Yield Fund, Inc.

Financial Services
Q1 2020 Filed on May 14, 2020
225,352
$8.93 - $15.36 $2.01M - $3.46M
ISD
Pgim High Yield Bond Fund, Inc.

Financial Services
Q1 2020 Filed on May 14, 2020
18,000
$9.58 - $15.8 $172K - $284K
BOND
Pimco Active Bond Exchange Tra

ETFs
Q1 2020 Filed on May 14, 2020
2,448
$100.87 - $113.18 $247K - $277K
REGL
Proshares Tr S&P Midcap 400 Di

ETFs
Q1 2020 Filed on May 14, 2020
29,294
$38.94 - $61.2 $1.14M - $1.79M
Ishares Tr
Q1 2020 Filed on May 14, 2020
14,426
N/A
IBB
Ishares Biotechnology ETF

ETFs
Q1 2020 Filed on May 14, 2020
2,301
$94.39 - $123.48 $217K - $284K
IAT
Ishares Tr

ETFs
Q1 2020 Filed on May 14, 2020
8,431
$24.93 - $51.12 $210K - $431K
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