Johnson Midwest Financial, LLC Closed Holding Positions

Johnson Midwest Financial, LLC

$44.1 Million
Q3 2023

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Draftkings Inc	Q4 2021 Filed on Jan 26, 2022	30	N/A
ARKK Ark ETF Tr Innovation ETF (De) ETFs	Q4 2021 Filed on Jan 26, 2022	214	$91.87 - $125.12 $19.7K - $26.8K
MRNA Moderna, Inc. Healthcare	Q4 2021 Filed on Jan 26, 2022	1,037	$225.82 - $368.51 $234K - $382K
MMP Magellan Midstream Partners, L.P. Energy	Q4 2021 Filed on Jan 26, 2022	49	$43.99 - $51.44 $2.16K - $2.52K
LOGC Logic Bio Therapeutics, Inc. Healthcare	Q4 2021 Filed on Jan 26, 2022	715	$2.2 - $4.53 $1.57K - $3.24K
JAGX Jaguar Health, Inc. Healthcare	Q4 2021 Filed on Jan 26, 2022	333	$1.03 - $2.48 $343 - $826
MJ ETF Managers Tr Etfmg Alternat ETFs	Q4 2021 Filed on Jan 26, 2022	101	$11.05 - $15.38 $1.12K - $1.55K
CTRM Castor Maritime Inc. Industrials	Q4 2021 Filed on Jan 26, 2022	300	$1.38 - $2.55 $414 - $765
KLDO Kaleido Biosciences, Inc. Healthcare	Q4 2021 Filed on Jan 26, 2022	745	$2.39 - $6.02 $1.78K - $4.48K
Jaguar Health Inc	Q3 2021 Filed on Oct 08, 2021	1,000	N/A
SPTM Spdr Portfolio S&P 1500 Compos ETFs	Q3 2021 Filed on Oct 08, 2021	87	$52.32 - $55.93 $4.55K - $4.87K
MDY Spdr S&P Midcap 400 ETF Trust ETFs	Q3 2021 Filed on Oct 08, 2021	32,078	$468.36 - $506.04 $15M - $16.2M
TPR Tapestry, Inc. Consumer Cyclical	Q3 2021 Filed on Oct 08, 2021	7,540	$37.02 - $44.7 $279K - $337K
IWN Ishares Russell2000 Val ETF ETFs	Q3 2021 Filed on Oct 08, 2021	4	$152.99 - $167.43 $612 - $670
EMB Ishares Tr ETFs	Q3 2021 Filed on Oct 08, 2021	15	$109.98 - $113.55 $1.65K - $1.7K
SPDW Spdr Ser Tr Fds Spdr Portfolio ETFs	Q3 2021 Filed on Oct 08, 2021	41	$35.68 - $38.17 $1.46K - $1.56K
VTIP Vanguard Sht Trm Inflt Prot Fd ETFs	Q3 2021 Filed on Oct 08, 2021	21	$51.92 - $52.8 $1.09K - $1.11K
VWOB Vanguard Emerging Mkts Govt Bd ETFs	Q3 2021 Filed on Oct 08, 2021	14	N/A
SCHF Schwab Strategic Tr Intl Eqty ETFs	Q3 2021 Filed on Oct 08, 2021	11	$38.35 - $40.79 $422 - $449
UCO Pro Shares Trust Ii ETFs	Q3 2021 Filed on Oct 08, 2021	22	$14.77 - $21.31 $325 - $469
AGG Ishares Core U.S. Aggregate Bo ETFs	Q3 2021 Filed on Oct 08, 2021	14	$114.77 - $116.58 $1.61K - $1.63K
IWM Ishares Russell 2000 ETF ETFs	Q3 2021 Filed on Oct 08, 2021	69,206	$211.73 - $231.39 $14.7M - $16M
L Brands Inc	Q3 2021 Filed on Oct 08, 2021	5,201	N/A
General Electric CO	Q3 2021 Filed on Oct 08, 2021	9,011	N/A
SLYG Spdr S&P 600 Small Cap Growth ETFs	Q3 2021 Filed on Oct 08, 2021	907	$83.59 - $91.68 $75.8K - $83.2K
MDYG Spdr S&P 400 Mid Cap Growth Et ETFs	Q3 2021 Filed on Oct 08, 2021	946	$74.54 - $80.19 $70.5K - $75.9K
USCR U.S. Concrete, Inc. Basic Materials	Q3 2021 Filed on Oct 08, 2021	8	N/A
Churchill Capital Corp Iv	Q3 2021 Filed on Oct 08, 2021	81	N/A
PARA Paramount Global Communication Services	Q2 2021 Filed on Jul 16, 2021	4,892	$63.11 - $77.09 $309K - $377K
IJT Ishares S&P Small Cap 600 Grow ETFs	Q2 2021 Filed on Jul 16, 2021	116,429	$122.71 - $133.56 $14.3M - $15.6M
Discovery Inc	Q2 2021 Filed on Jul 16, 2021	5,820	N/A
ILMN Illumina, Inc. Healthcare	Q2 2021 Filed on Jul 16, 2021	11	$372.84 - $481.5 $4.1K - $5.3K
Colony Cr Real Estate Inc	Q2 2021 Filed on Jul 16, 2021	833	N/A
SIVB Svb Financial Group Financial Services	Q2 2021 Filed on Jul 16, 2021	611	$483.33 - $606.83 $295K - $371K
TNDM Tandem Diabetes Care Inc Healthcare	Q2 2021 Filed on Jul 16, 2021	75	$77.0 - $100.19 $5.78K - $7.51K
Aphria Inc	Q2 2021 Filed on Jul 16, 2021	3,672	N/A
IVZ Invesco Ltd. Financial Services	Q2 2021 Filed on Jul 16, 2021	13,842	$25.69 - $29.33 $356K - $406K
FSLR First Solar, Inc. Technology	Q1 2021 Filed on Apr 14, 2021	90	$71.45 - $107.53 $6.43K - $9.68K
DEA Easterly Government Properties, Inc. Real Estate	Q1 2021 Filed on Apr 14, 2021	180	$20.73 - $23.55 $3.73K - $4.24K
FDX Fedex Corp Industrials	Q1 2021 Filed on Apr 14, 2021	627	$235.34 - $285.92 $148K - $179K
Collectors Universe Inc	Q1 2021 Filed on Apr 14, 2021	33	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on Apr 14, 2021	16	N/A
CLXT Calyxt, Inc. Consumer Defensive	Q1 2021 Filed on Apr 14, 2021	1,000	$4.25 - $12.01 $4.25K - $12K
ALGN Align Technology Inc Healthcare	Q1 2021 Filed on Apr 14, 2021	365	$496.07 - $620.45 $181K - $226K
BIDU Baidu, Inc. Communication Services	Q1 2021 Filed on Apr 14, 2021	50	$203.97 - $339.91 $10.2K - $17K
AMWD American Woodmark Corp Consumer Cyclical	Q1 2021 Filed on Apr 14, 2021	25	$86.51 - $106.36 $2.16K - $2.66K
APLE Apple Hospitality Reit, Inc. Real Estate	Q1 2021 Filed on Apr 14, 2021	320	$12.39 - $15.89 $3.96K - $5.08K
FCEL Fuelcell Energy Inc Industrials	Q1 2021 Filed on Apr 14, 2021	4,000	$10.61 - $27.96 $42.4K - $112K
TNA Direxion Daily Small Cap Bull ETFs	Q1 2021 Filed on Apr 14, 2021	48	$63.57 - $108.41 $3.05K - $5.2K
BND Vanguard Bd Index Fd Inc Total ETFs	Q1 2021 Filed on Apr 14, 2021	2,738	$84.36 - $88.07 $231K - $241K

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