Ladenburg Thalman Fin Svcs Inc Pfd Ser A
|
Q2 2018
Filed on Aug 14, 2018
|
17,345
|
N/A
|
|
|
Q2 2018
Filed on Aug 14, 2018
|
18,412
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
11,177
|
N/A
|
|
Guggenheim Sp 500 Top 50 Etf
|
Q1 2018
Filed on May 14, 2018
|
1,738
|
N/A
|
|
Guggenheim S&P Smallcap 600 Pure ETF
|
Q1 2018
Filed on May 14, 2018
|
5,561
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
723
|
N/A
|
|
Guggenheim S&P 500 Equalwe Tech ETF
|
Q1 2018
Filed on May 14, 2018
|
3,840
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
2,796
|
$76.06 - $89.08
$213K - $249K
|
|
|
Q1 2018
Filed on May 14, 2018
|
1,795
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
9,768
|
$39.11 - $44.88
$382K - $438K
|
|
Guggenheim S&P 500 Equalweig Hc ETF
|
Q1 2018
Filed on May 14, 2018
|
1,849
|
N/A
|
|
Guggenheim S&P 500 Equalwei Mat ETF
|
Q1 2018
Filed on May 14, 2018
|
11,855
|
N/A
|
|
Guggenheim S&P 500 Equalweight ETF
|
Q1 2018
Filed on May 14, 2018
|
2,586
|
N/A
|
|
Guggenheim S&P Midcap 400 Pure ETF
|
Q1 2018
Filed on May 14, 2018
|
6,300
|
N/A
|
|
Powershares Preferred Portfolio ETF
|
Q1 2018
Filed on May 14, 2018
|
30,223
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
32,397
|
$14.28 - $19.59
$463K - $635K
|
|
|
Q1 2018
Filed on May 14, 2018
|
98,569
|
$19.2 - $21.71
$1.89M - $2.14M
|
|
|
Q1 2018
Filed on May 14, 2018
|
12,148
|
$19.97 - $21.28
$243K - $259K
|
|
|
Q1 2018
Filed on May 14, 2018
|
24,789
|
$26.65 - $31.95
$661K - $792K
|
|
|
Q1 2018
Filed on May 14, 2018
|
6,710
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
189,000
|
$13.11 - $14.76
$2.48M - $2.79M
|
|
|
Q1 2018
Filed on May 14, 2018
|
4,013
|
$51.96 - $63.47
$209K - $255K
|
|
|
Q1 2018
Filed on May 14, 2018
|
23,602
|
$21.24 - $26.38
$501K - $623K
|
|
|
Q1 2018
Filed on May 14, 2018
|
15,000
|
N/A
|
|
|
Q1 2018
Filed on May 14, 2018
|
5,860
|
$161.99 - $189.4
$949K - $1.11M
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
97,935
|
$22.45 - $25.6
$2.2M - $2.51M
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
6,341
|
$61.73 - $72.44
$391K - $459K
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
73,901
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
25,946
|
N/A
|
|
|
Q4 2017
Filed on Feb 14, 2018
|
37,467
|
$54.16 - $65.82
$2.03M - $2.47M
|
|
Tesoro Corp Com Formerly Tesoro Pete
|
Q3 2017
Filed on Nov 14, 2017
|
5,277
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
24,829
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
59,613
|
$32.29 - $39.76
$1.92M - $2.37M
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
6,133
|
$98.44 - $107.38
$604K - $659K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
11,639
|
$39.29 - $44.71
$457K - $520K
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
117,085
|
N/A
|
|
|
Q3 2017
Filed on Nov 14, 2017
|
6,521
|
$187.48 - $202.05
$1.22M - $1.32M
|
|